Radcliffe Capital Management, L.P. — Q3 2014 13F Holdings

Name: Radcliffe Capital Management, L.P. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218275

Total reported value

$1.3B

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PSEC 5.5 08-15-16	Prospect Capital CORP	Stock-Other	32.57%	—	+44.64%
2	ARCC 5.75 02-01-16	Ares Capital CORP	Stock-Financials	18.12%	—	—
3	HW 8.75 02-01-16	Headwaters INC	Stock-Other	11.75%	—	+7.46%
4	TIVO 2.625 02-15-40	Rovi CORP	Stock-Other	10.18%	—	—
5	OCSL 5.375 04-01-16	Fifth Street Finance Cor	Stock-Other	7.89%	—	—
6	PSEC 6.25 12-15-15	Prospect Capital CORP	Stock-Other	7.33%	—	—
7	ARCC 5.125 06-01-16	Ares Capital CORP	Stock-Financials	3.40%	—	—
8	CQB 4.25 08-15-16	Chiquita Brands Intl	Stock-Other	2.29%	—	—
9	DRIV 2 11-01-30	Digital River INC	Stock-Other	1.65%	—	—
10	ARCC 4.875 03-15-17	Ares Capital CORP	Stock-Financials	1.60%	—	—
11	TIBX 2.25 05-01-32	Cloud Software Grp INC	Stock-Other	1.53%	—	—
12	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	1.51%	—	—
13	PSEC 5.375 10-15-17	Prospect Capital CORP	Stock-Other	0.17%	—	—

Position changes disclosed by Radcliffe Capital Management, L.P. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PSEC 5.5 08-15-16	Prospect Capital CORP	+14.6%	+44.64%	Add
2	ARCC 5.75 02-01-16	Ares Capital CORP	+3.5%	—	Unchanged
3	HW 8.75 02-01-16	Headwaters INC	+3%	+7.46%	Add
4	TIVO 2.625 02-15-40	Rovi CORP	+2.1%	—	Unchanged
5	PSEC 6.25 12-15-15	Prospect Capital CORP	+1.5%	—	Unchanged
6	ARCC 5.125 06-01-16	Ares Capital CORP	+0.7%	—	Unchanged
7	CQB 4.25 08-15-16	Chiquita Brands Intl	+0.5%	—	Unchanged
8	DRIV 2 11-01-30	Digital River INC	+0.4%	—	Unchanged
9	ARCC 4.875 03-15-17	Ares Capital CORP	+0.3%	—	Unchanged
10	TIBX 2.25 05-01-32	Cloud Software Grp INC	+0.3%	—	Unchanged
11	NUAN 2.75 11-01-31	Nuance Communications	+0.3%	—	Unchanged
12	PSEC 5.375 10-15-17	Prospect Capital CORP	0%	—	Unchanged
13	LYV 2.875 07-15-27	Live Nation Entertainmen	—	EXIT	Sold out
14	GCN 2 08-01-14	Goldcorp INC	—	EXIT	Sold out
15	OCSL 5.375 04-01-16	Fifth Street Finance Cor	—	NEW	New buy
16	NEM 1.25 07-15-14 A	Newmont Mining CORP	—	EXIT	Sold out
17	RGS 5 07-15-14	Regis CORP	—	EXIT	Sold out