Proficio Capital Partners LLC — Q3 2019 13F Holdings

Name: Proficio Capital Partners LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001654175

Total reported value

$1.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWV	Ishares Russell 3000 ETF	ETF-Other	7.76%	-1.32%	+2.63%
2	IAUUSD	Ishares Gold Trust	ETF-Commodities	7.03%	—	+2.50%
3	MINT	Pimco Enhanced Short Maturit	ETF-Other	6.16%	-1.00%	+700.95%
4	FLOT	Ishares Floating Rate Bond E	ETF-Other	6.14%	—	+79.43%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.50%	—	-18.67%
6	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.46%	—	+6.31%
7	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	4.15%	-1.79%	+1275.91%
8	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	4.08%	—	-17.26%
9	IWY	Ishares Russell Top 200 Grow	ETF-Other	3.23%	-2.29%	—
10	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	2.51%	—	-5.74%
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.48%	—	-22.70%
12	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	2.34%	—	—
13	REM	Ishares Mortgage Real Estate	ETF-Other	2.09%	—	+13.54%
14	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.82%	-0.17%	-11.65%
15	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.69%	—	+52.72%
16	MSFT	Microsoft CORP	Stock-Tech	1.64%	—	-13.59%
17	VGT	Vanguard Info Tech ETF	ETF-Tech	1.63%	—	-2.41%
18	MDY	State Street Spdr S&p Midcap	ETF-Other	1.58%	—	—
19	AMZN	Amazon.com INC	Stock-Consumer Disc	1.37%	—	-10.88%
20	AAPL	Apple INC	Stock-Tech	1.20%	—	-13.02%
21	V	Visa Inc-class A Shares	Stock-Financials	1.09%	—	-11.79%
22	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	1.06%	—	-1.78%
23	SBUX	Starbucks CORP	Stock-Consumer Disc	1.02%	—	-3.78%
24	EFA	Ishares Msci Eafe ETF	ETF-Other	1.01%	—	-1.90%
25	BN	Brookfield Corporation	Stock-Financials	0.92%	—	-0.74%
26	VTV	Vanguard Value ETF	ETF-Other	0.91%	—	-4.00%
27	BX	Blackstone INC	Stock-Financials	0.90%	—	—
28	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.88%	—	+104235.00%
29	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.85%	—	-0.96%
30	WMT	Walmart INC	Stock-Consumer Staples	0.84%	—	-2.07%
31	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.79%	—	-2.83%
32	GS	Goldman Sachs Group INC	Stock-Financials	0.71%	—	-1.76%
33	DIS	Walt Disney Co/the	Stock-Comm Services	0.69%	—	-5.59%
34	HD	Home Depot INC	Stock-Consumer Disc	0.67%	—	-7.27%
35	C	Citigroup INC	Stock-Financials	0.61%	—	-3.27%
36	NKE	Nike INC -cl B	Stock-Consumer Disc	0.61%	—	-5.36%
37	MRK	Merck & Co. INC.	Stock-Healthcare	0.59%	—	-0.49%
38	ATVIEUR	Activision Blizzard INC	Stock-Comm Services	0.57%	—	+1.77%
39	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	0.54%	—	-0.68%
40	✓	Rmr Real Estate Income Fund	Stock-Other	0.54%	—	-0.18%
41	RVT	Royce Small-cap Trust INC	Stock-Other	0.53%	—	+2025.83%
42	JNJ	Johnson & Johnson	Stock-Healthcare	0.52%	—	-15.12%
43	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.52%	—	-9.38%
44	STEW	Srh Total Return Fund INC	Stock-Other	0.52%	—	-0.85%
45	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	0.50%	—	-48.45%
46	EDV	Vanguard Extended Dur Treas	ETF-Other	0.47%	—	-10.55%
47	BIIB	Biogen INC	Stock-Healthcare	0.46%	—	—
48	KKR	Kkr & Co INC	Stock-Financials	0.46%	—	-0.46%
49	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.38%	—	-5.75%
50	BUD	Anheuser-busch Inbev-spn Adr	Stock-Consumer Staples	0.36%	—	+0.15%

1–50 of 119

Holding changes this quarter

Position changes disclosed by Proficio Capital Partners LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MINT	Pimco Enhanced Short Maturit	+5.5%	+700.95%	Add
2	SHY	Ishares 1-3 Year Treasury Bo	+3.9%	+1275.91%	Add
3	FLOT	Ishares Floating Rate Bond E	+3%	+79.43%	Add
4	IAUUSD	Ishares Gold Trust	+1%	+2.50%	Add
5	AGG	Ishares Core U.s. Aggregate	+0.9%	+104235.00%	Add
6	IWV	Ishares Russell 3000 ETF	+0.9%	+2.63%	Add
7	IVV	Ishares Core S&p 500 ETF	+0.7%	+6.31%	Add
8	AMLPUSD	Alerian Mlp ETF	+0.6%	+52.72%	Add
9	RVT	Royce Small-cap Trust INC	+0.5%	+2025.83%	Add
10	REM	Ishares Mortgage Real Estate	+0.4%	+13.54%	Add
11	MSFT	Microsoft CORP	0%	-13.59%	Trim
12	VOO	Vanguard S&p 500 ETF	-0.1%	-11.65%	Trim
13	V	Visa Inc-class A Shares	-0.1%	-11.79%	Trim
14	JNJ	Johnson & Johnson	-0.1%	-15.12%	Trim
15	XMUIX	Blackrock Municipal Income	-0.1%	-48.53%	Trim
16	META	Meta Platforms Inc-class A	-0.1%	-27.17%	Trim
17	IIM	Invesco Value Municipal Inco	-0.1%	-48.32%	Trim
18	VIG	Vanguard Dividend Apprec ETF	-0.2%	-65.03%	Trim
19	USMV	Ishares Msci USA Min Vol Fac	-0.2%	-65.20%	Trim
20	AMZN	Amazon.com INC	-0.2%	-10.88%	Trim
21	GOOGL	Alphabet Inc-cl A	-0.2%	-47.15%	Trim
22	EVN	Eaton Vance Muni INC Tr	-0.2%	-47.65%	Trim
23	PHYS	Sprott Physical Gold Trust	-0.2%	-47.24%	Trim
24	XNEAX	Nuveen Amt-fr Qlty Muni INC	-0.4%	-48.45%	Trim
25	QQQ	Invesco Qqq Trust Series 1	-0.4%	-17.26%	Trim
26	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.6%	-18.67%	Trim
27	VWO	Vanguard Ftse Emerging Marke	-0.6%	-22.70%	Trim
28	DPG	Duff & Phelps Utility & INC	-0.8%	-90.42%	Trim
29	GOOG	Alphabet Inc-cl C	-1.1%	-86.82%	Trim
30	IWP	Ishares Russell Mid-cap Grow	—	EXIT	Sold out
31	IWY	Ishares Russell Top 200 Grow	—	NEW	New buy
32	IEI	Ishares 3-7 Year Treasury Bo	—	NEW	New buy
33	STZ	Constellation Brands Inc-a	—	EXIT	Sold out
34	TBT	Proshares Ultrashort 20+y Tr	—	NEW	New buy
35	VKQ	Invesco Municipal Trust	—	EXIT	Sold out
36	IQI	Invesco Quality Muni INC Tr	—	EXIT	Sold out
37	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
38	VB	Vanguard Small-cap ETF	—	EXIT	Sold out
39	AXGN	Axogen INC	—	EXIT	Sold out
40	VO	Vanguard Mid-cap ETF	—	EXIT	Sold out
41	GNK	Genco Shipping & Trading Limited	—	NEW	New buy
42	RWL	Invesco S&p 500 Revenue ETF	—	EXIT	Sold out
43	SNDLEUR	Sndl INC	—	NEW	New buy
44	WORK	Slack Technologies Inc- Cl A	—	NEW	New buy
45	IGSB	Ishares 1-5y Inv Grade CORP	—	NEW	New buy
46	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	NEW	New buy
47	SHOP	Shopify INC - Class A	—	EXIT	Sold out
48	VXUS	Vanguard Total Intl Stock	—	EXIT	Sold out
49	HEDJ	Wisdomtree Europe Hedged Equ	—	EXIT	Sold out
50	ORCL	Oracle CORP	—	EXIT	Sold out