Private Ocean, LLC — Q3 2017 13F Holdings

Name: Private Ocean, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001601742

Total reported value

$1.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	24.39%	—	+13.12%
2	BSV	Vanguard Short-term Bond ETF	ETF-Other	21.75%	—	+4.50%
3	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	15.41%	—	+4.21%
4	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	7.70%	—	+4.61%
5	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	2.84%	—	-1.28%
6	PXF	Invesco Ftse Rafi Developed	ETF-Other	2.13%	—	+0.13%
7	VNQ	Vanguard Real Estate ETF	ETF-Other	1.90%	—	+0.88%
8	EFA	Ishares Msci Eafe ETF	ETF-Other	1.78%	—	-2.73%
9	HYMB	Ss Spdr N Ice Hy Muni ETF	ETF-Other	1.77%	—	+0.05%
10	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.60%	—	-1.05%
11	IWB	Ishares Russell 1000 ETF	ETF-Other	1.32%	—	-0.70%
12	✓	Claymore Exchange Trd Fd Tr	Stock-Other	1.14%	—	—
13	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.97%	—	—
14	TILT	Flexshares Morningstar US Ma	ETF-Other	0.92%	—	-0.89%
15	SCHW	Schwab (charles) CORP	Stock-Financials	0.70%	—	-3.02%
16	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.65%	—	+0.14%
17	IQDEUSD	Flexshares-int Qual Dvd Defe	ETF-Other	0.64%	—	-4.33%
18	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.63%	—	+0.12%
19	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.63%	—	+0.66%
20	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.61%	—	+0.12%
21	VTV	Vanguard Value ETF	ETF-Other	0.56%	—	-3.72%
22	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.56%	—	+0.19%
23	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.54%	—	+1.13%
24	✓	Powershares	Stock-Other	0.46%	—	—
25	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.40%	—	+0.19%
26	✓	Powershares Global ETF Trust	ETF-Other	0.34%	—	—
27	MSFT	Microsoft CORP	Stock-Tech	0.34%	—	+0.88%
28	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.32%	—	—
29	VV	Vanguard Large-cap ETF	ETF-Other	0.29%	—	-17.34%
30	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.26%	—	+0.22%
31	AAPL	Apple INC	Stock-Tech	0.24%	—	+1.17%
32	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.21%	—	+80.03%
33	MMM	3m Co	Stock-Industrials	0.20%	—	—
34	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.20%	—	+0.16%
35	✓		Stock-Other	0.19%	—	—
36	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.19%	—	+0.19%
37	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.18%	—	+0.41%
38	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.17%	—	—
39	BMRC	Bank Of Marin Bancorp/ca	Stock-Other	0.15%	—	-1.23%
40	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.14%	—	—
41	VB	Vanguard Small-cap ETF	ETF-Other	0.14%	—	—
42	IBM	Intl Business Machines CORP	Stock-Tech	0.13%	—	—
43	BA	Boeing Co/the	Stock-Industrials	0.13%	—	-1.07%
44	XOM	Exxon Mobil CORP	Stock-Energy	0.13%	—	—
45	✓	Ishares Dow Jones UBS Roll S	Stock-Other	0.12%	—	+0.40%
46	EMR	Emerson Electric Co	Stock-Industrials	0.12%	—	-13.54%
47	OEF	Ishares S&p 100 ETF	ETF-Other	0.12%	—	+0.35%
48	AMGN	Amgen INC	Stock-Healthcare	0.11%	—	—
49	ORCL	Oracle CORP	Stock-Tech	0.11%	—	—
50	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.10%	—	+100.00%

1–50 of 195

Holding changes this quarter

Position changes disclosed by Private Ocean, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMHC	VanEck China Semiconductor ETF	+1.8%	+13.12%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.1%	+80.03%	Add
3	BABA	Alibaba Group Holding-sp Adr	+0.1%	+100.00%	Add
4	✓	Market Vectors ETF Tr	+0.1%	+1092.53%	Add
5	BA	Boeing Co/the	0%	-1.07%	Trim
6	PCYUSD	Invesco Emerging Markets Sov	0%	+4.61%	Add
7	MSFT	Microsoft CORP	0%	+0.88%	Add
8	AAPL	Apple INC	0%	+1.17%	Add
9	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	0%	+165.31%	Add
10	BRK-B	Berkshire Hathaway Inc-cl B	0%	—	Unchanged
11	LMT	Lockheed Martin CORP	0%	+5.43%	Add
12	✓	FTSE RAFI US 1500 Small Cap	—	+0.12%	Add
13	SPY	Ss Spdr S&p 500 ETF Trust-us	—	+1.13%	Add
14	BMRC	Bank Of Marin Bancorp/ca	—	-1.23%	Trim
15	IWO	Ishares Russell 2000 Growth	—	+0.16%	Add
16	IJS	Ishares S&p Small-cap 600 Va	—	+0.19%	Add
17	PXF	Invesco Ftse Rafi Developed	0%	+0.13%	Add
18	IWM	Ishares Russell 2000 ETF	0%	+0.19%	Add
19	PG	Procter & Gamble Co/the	0%	+0.12%	Add
20	VEU	Vanguard Ftse All-world Ex-u	0%	+0.19%	Add
21	NKE	Nike INC -cl B	0%	—	Unchanged
22	IJJ	Ishares S&p Mid-cap 400 Valu	0%	+0.14%	Add
23	EMR	Emerson Electric Co	0%	-13.54%	Trim
24	TILT	Flexshares Morningstar US Ma	0%	-0.89%	Trim
25	MCD	Mcdonald's CORP	0%	—	Unchanged
26	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-1.05%	Trim
27	IWB	Ishares Russell 1000 ETF	-0.1%	-0.70%	Trim
28	✓	Claymore Exchange Trd Fd Tr	-0.1%	—	Unchanged
29	ABBV	Abbvie INC	-0.1%	-93.57%	Trim
30	VV	Vanguard Large-cap ETF	-0.1%	-17.34%	Trim
31	EFA	Ishares Msci Eafe ETF	-0.1%	-2.73%	Trim
32	VNQ	Vanguard Real Estate ETF	-0.1%	+0.88%	Add
33	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.1%	-1.28%	Trim
34	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.3%	+4.21%	Add
35	BSV	Vanguard Short-term Bond ETF	-0.4%	+4.50%	Add
36	✓	Greene King PLC ORD	—	EXIT	Sold out
37	MMM	3m Co	—	NEW	New buy
38	FELE	Franklin Electric Co INC	—	EXIT	Sold out
39	ESGD	Ishares Trust Ishares Esg Aw	—	NEW	New buy
40	SNAP	Snap INC - A	—	EXIT	Sold out
41	ABT	Abbott Laboratories	—	EXIT	Sold out
42	✓	Powershs Exch Trad Fd Tr Insured New York Muni	—	NEW	New buy
43	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
44	✓	Invesco Global Listed Private Equity ETF	—	NEW	New buy
45	ZBH	Zimmer Biomet Holdings INC	—	EXIT	Sold out
46	ESGE	Ishares INC Ishares Esg Awar	—	NEW	New buy
47	VGT	Vanguard Info Tech ETF	—	NEW	New buy
48	BTI	British American Tob-sp Adr	—	NEW	New buy
49	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
50	SCHM	Schwab US Mid Cap ETF	—	NEW	New buy