Princeton Capital Management INC — Q3 2013 13F Holdings

Name: Princeton Capital Management INC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000868911

Total reported value

$197.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BA	Boeing Co/the	Stock-Industrials	4.31%	+0.99%	+0.09%
2	✓	Verizon Communications Inc.	Stock-Other	4.25%	-3.16%	EXIT
3	AEP	American Electric Power Company, Inc.	Stock-Utilities	4.14%	-2.09%	-0.12%
4	VOD	Vodafone Group Public Limited Company	Stock-Comm Services	3.79%	—	-0.38%
5	✓	Cree INC	Stock-Other	3.47%	—	-1.84%
6	✓		Stock-Other	3.44%	—	-4.61%
7	✓	Alphabet INC Cl A	Stock-Other	3.33%	—	-1.56%
8	✓	Morphosys	Stock-Other	3.22%	—	-2.21%
9	UNP	Union Pacific CORP	Stock-Industrials	3.11%	—	-1.28%
10	✓	AT & T, Inc. New	Stock-Other	2.99%	-2.99%	EXIT
11	CP	Canadian Pacific Kansa F	Stock-Industrials	2.93%	—	+1.15%
12	FMC	Fmc CORP	Stock-Materials	2.83%	—	-0.39%
13	✓	Universal Display Corporation	Stock-Other	2.77%	-5.71%	EXIT
14	✓		Stock-Other	2.42%	—	—
15	✓	American Tower Corporation	Stock-Other	2.34%	-4.28%	EXIT
16	BAYRY	Bayer Ag-sponsored Adr	Stock-Other	2.28%	—	+1.86%
17	UPS	United Parcel Service-cl B	Stock-Industrials	2.27%	+0.69%	-0.35%
18	MSFT	Microsoft CORP	Stock-Tech	2.11%	+0.20%	-0.46%
19	GLW	Corning INC	Stock-Tech	2.03%	-0.14%	+31.32%
20	CSCO	Cisco Systems INC	Stock-Tech	1.99%	+0.10%	-2.16%
21	BG	Bunge Global SA	Stock-Consumer Staples	1.95%	—	-2.16%
22	VRTX	Vertex Pharmaceuticals INC	Stock-Healthcare	1.89%	—	-2.57%
23	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.85%	+0.33%	+23.53%
24	UEIC	Universal Electronics INC	Stock-Other	1.81%	—	-0.73%
25	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.80%	—	+1.19%
26	QCOM	Qualcomm INC	Stock-Tech	1.78%	—	-0.81%
27	DE	Deere & Co	Stock-Industrials	1.67%	—	-0.13%
28	CCI	Crown Castle Inc.	Stock-Real Estate	1.64%	—	-0.53%
29	AAPL	Apple INC	Stock-Tech	1.61%	+0.30%	-1.34%
30	✓	Mako Surgical CORP	Stock-Other	1.30%	—	-4.59%
31	AMZN	Amazon.com INC	Stock-Consumer Disc	1.27%	+0.34%	—
32	CAT	Caterpillar INC	Stock-Industrials	1.26%	—	-2.25%
33	INTC	Intel CORP	Stock-Tech	1.24%	+0.29%	-1.27%
34	UIS	Unisys CORP	Stock-Other	1.16%	-1.33%	-3.00%
35	CACI	Caci International INC -cl A	Stock-Tech	1.16%	—	-3.84%
36	✓	Axt INC	Stock-Other	1.16%	-1.14%	EXIT
37	✓	Hansen Medical INC	Stock-Other	1.12%	—	-2.03%
38	✓	Jds Uniphase CORP	Stock-Other	1.03%	—	-5.42%
39	✓	Biolase INC	Stock-Other	0.81%	—	-2.62%
40	✓	Sanofi	Stock-Other	0.80%	—	—
41	✓	Triquint Semiconductor INC	Stock-Other	0.71%	—	—
42	IPGP	Ipg Photonics CORP	Stock-Tech	0.68%	—	-2.88%
43	✓	Cytori Therapeutics	Stock-Other	0.65%	—	+28.42%
44	SGMOQ	Sangamo Therapeutics INC	Stock-Other	0.64%	—	+305.76%
45	✓	Senomyx INC	Stock-Other	0.64%	—	+32.56%
46	✓	Maxwell Technologies INC	Stock-Other	0.59%	—	+98.61%
47	✓	Mentor Graphics CORP	Stock-Other	0.58%	—	—
48	✓	Rf Microdevices INC	Stock-Other	0.57%	—	-4.48%
49	✓	Silicon Image, Inc	Stock-Other	0.55%	—	—
50	✓	Solazyme INC	Stock-Other	0.55%	—	—

1–50 of 69

Holding changes this quarter

Position changes disclosed by Princeton Capital Management INC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Mako Surgical CORP	+0.7%	-4.59%	Trim
2	✓	Morphosys	+0.7%	-2.21%	Trim
3	VOD	Vodafone Group Public Limited Company	+0.5%	-0.38%	Trim
4	SGMOQ	Sangamo Therapeutics INC	+0.5%	+305.76%	Add
5	GLW	Corning INC	+0.5%	+31.32%	Add
6	BA	Boeing Co/the	+0.4%	+0.09%	Add
7	✓	Maxwell Technologies INC	+0.3%	+98.61%	Add
8	BMY	Bristol-myers Squibb Co	+0.3%	+23.53%	Add
9	✓	Senomyx INC	+0.3%	+32.56%	Add
10	UEIC	Universal Electronics INC	+0.3%	-0.73%	Trim
11	✓		+0.3%	—	Unchanged
12	FMC	Fmc CORP	+0.3%	-0.39%	Trim
13	✓		+0.2%	-4.61%	Trim
14	✓	Universal Display Corporation	+0.2%	-0.70%	Trim
15	AAPL	Apple INC	+0.2%	-1.34%	Trim
16	✓	Osiris	+0.2%	+23.95%	Add
17	BAYRY	Bayer Ag-sponsored Adr	+0.2%	+1.86%	Add
18	✓	Hansen Medical INC	+0.2%	-2.03%	Trim
19	DUK	Du Pont E I De Nemour&Co	+0.1%	+1.19%	Add
20	✓	Cytori Therapeutics	+0.1%	+28.42%	Add
21	AMZN	Amazon.com INC	+0.1%	—	Unchanged
22	✓	Triquint Semiconductor INC	+0.1%	—	Unchanged
23	QCOM	Qualcomm INC	+0.1%	-0.81%	Trim
24	UIS	Unisys CORP	+0.1%	-3.00%	Trim
25	PHG	Koninklijke Philips Nvr- Ny	0%	-2.73%	Trim
26	UPS	United Parcel Service-cl B	—	-0.35%	Trim
27	BG	Bunge Global SA	—	-2.16%	Trim
28	CP	Canadian Pacific Kansa F	-0.1%	+1.15%	Add
29	AEP	American Electric Power Company, Inc.	-0.1%	-0.12%	Trim
30	✓		-0.1%	-3.00%	Trim
31	NPTNEUR	Neophotonics CORP	-0.1%	—	Unchanged
32	IPGP	Ipg Photonics CORP	-0.1%	-2.88%	Trim
33	✓	Vical INC	-0.1%	—	Unchanged
34	INTC	Intel CORP	-0.2%	-1.27%	Trim
35	MSFT	Microsoft CORP	-0.2%	-0.46%	Trim
36	CSCO	Cisco Systems INC	-0.2%	-2.16%	Trim
37	✓	Alphabet INC Cl A	-0.3%	-1.56%	Trim
38	✓	Axt INC	-0.3%	-0.89%	Trim
39	VRTX	Vertex Pharmaceuticals INC	-0.3%	-2.57%	Trim
40	✓	AT & T, Inc. New	-0.3%	+0.41%	Add
41	✓	Cree INC	-0.5%	-1.84%	Trim
42	✓	Verizon Communications Inc.	-0.6%	-0.71%	Trim
43	✓	Biolase INC	-0.8%	-2.62%	Trim
44	GSK	GSK plc ADRhedged	—	EXIT	Sold out
45	✓	Isis Pharmaceuticals INC	—	EXIT	Sold out
46	✓	Cavium Networks Inc.	—	EXIT	Sold out
47	✓	Sanofi	—	NEW	New buy
48	NKTREUR	Nektar Therapeutics	—	EXIT	Sold out
49	✓	Mentor Graphics CORP	—	NEW	New buy
50	✓	Polypore Intl INC	—	NEW	New buy