Pope Asset Management, LLC — Q3 2016 13F Holdings

Name: Pope Asset Management, LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001166134

Total reported value

$162.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Dnb ASA	Stock-Other	19.10%	+1.13%	-0.82%
2	✓	Storebrand ASA Ser A	Stock-Other	15.91%	+0.44%	+1.90%
3	✓		Stock-Other	13.33%	+1.10%	—
4	✓	Kingboard Copper Foil Hldgs Or	Stock-Other	9.09%	-6.69%	+2.25%
5	✓	Annuity &Life Re (hldgs) Ltd C	Stock-Other	8.94%	+2.11%	-0.51%
6	✓	Sparebank 1 Nord-Norge Grunnfo	Stock-Other	6.19%	-1.58%	-12.79%
7	✓	Guangdong Nan Yue Logistics Co	Stock-Other	5.86%	-1.13%	+2.28%
8	✓	Helgeland Sparebank Nok50 Grun	Stock-Other	4.58%	-0.41%	+0.86%
9	COP	Conocophillips	Stock-Energy	3.79%	+0.91%	-3.26%
10	✓	Sparebank 1 SR Bank ASA	Stock-Other	3.10%	+0.16%	+142.31%
11	✓	China Ritar Power Corp	Stock-Other	2.88%	—	+7.15%
12	✓	Sparebanken Midt Norge	Stock-Other	1.62%	-0.22%	-19.35%
13	✓	Full Apex Holdings Ltd Shs	Stock-Other	1.57%	+0.42%	-94.98%
14	✓	Regal Petroleum Plc Shs	Stock-Other	0.89%	+5.82%	+0.17%
15	✓	Totens Sparebank Nok60	Stock-Other	0.84%	-0.19%	-2.50%
16	✓	Sparebanken Vest N0k25 Grunnfo	Stock-Other	0.55%	-1.02%	-41.19%
17	✓	Sparebanken Ost Nok10	Stock-Other	0.49%	-0.59%	EXIT
18	✓	China Pharma Hldgs INC	Stock-Other	0.36%	-0.19%	EXIT
19	✓	Sandnes Sparebank Primary Ca	Stock-Other	0.27%	-0.27%	+154.20%
20	XOM	Exxon Mobil CORP	Stock-Energy	0.25%	-0.01%	—
21	CVX	Chevron CORP	Stock-Energy	0.20%	-0.01%	—
22	✓	Tianyin Pharmaceutical Co In	Stock-Other	0.10%	—	—
23	LNDT	Liandi Clean Technology INC	Stock-Other	0.09%	+0.06%	—
24	✓	Tethys Petroleum Limited Com (	Stock-Other	0.01%	—	—
25	YUII	Yuhe International INC	Stock-Other	—	—	—
26	✓	Jiangbo Pharmaceuticals	Stock-Other	—	—	—
27	✓	Mmr Information Sys	Stock-Other	—	—	—
28	✓	China Sky One Med Inc Com	Stock-Other	—	-0.06%	—

Holding changes this quarter

Position changes disclosed by Pope Asset Management, LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Storebrand ASA Ser A	+3.2%	+1.90%	Add
2	✓	Sparebank 1 SR Bank ASA	+2%	+142.31%	Add
3	✓	Dnb ASA	+1.1%	-0.82%	Trim
4	✓	Helgeland Sparebank Nok50 Grun	+0.6%	+0.86%	Add
5	✓	Regal Petroleum Plc Shs	+0.2%	+0.17%	Add
6	CVX	Chevron CORP	+0.2%	—	Unchanged
7	✓	China Ritar Power Corp	+0.1%	+7.15%	Add
8	✓	China Pharma Hldgs INC	+0.1%	-0.15%	Trim
9	✓	Sandnes Sparebank Primary Ca	+0.1%	+154.20%	Add
10	COP	Conocophillips	0%	-3.26%	Trim
11	✓	Guangdong Nan Yue Logistics Co	0%	+2.28%	Add
12	XOM	Exxon Mobil CORP	0%	—	Unchanged
13	✓	Tianyin Pharmaceutical Co In	0%	—	Unchanged
14	✓	Tethys Petroleum Limited Com (	—	—	Unchanged
15	YUII	Yuhe International INC	—	—	Unchanged
16	✓	Jiangbo Pharmaceuticals	—	—	Unchanged
17	✓	Mmr Information Sys	—	—	Unchanged
18	✓	China Sky One Med Inc Com	—	—	Unchanged
19	✓	Totens Sparebank Nok60	-0.1%	-2.50%	Trim
20	LNDT	Liandi Clean Technology INC	-0.1%	—	Unchanged
21	✓	Sparebank 1 Nord-Norge Grunnfo	-0.2%	-12.79%	Trim
22	✓	Sparebanken Vest N0k25 Grunnfo	-0.2%	-41.19%	Trim
23	✓	Sparebanken Midt Norge	-0.3%	-19.35%	Trim
24	✓	Sparebanken Ost Nok10	-0.3%	-37.35%	Trim
25	✓	Annuity &Life Re (hldgs) Ltd C	-1%	-0.51%	Trim
26	✓	Kingboard Copper Foil Hldgs Or	-1%	+2.25%	Add
27	✓	Full Apex Holdings Ltd Shs	-1.7%	-94.98%	Trim
28	✓		—	NEW	New buy
29	TTEN	Totalenergies Se -spon Adr	—	EXIT	Sold out
30	✓	China Yida Holdings Co	—	EXIT	Sold out