Pointe Capital Management LLC — Q4 2019 13F Holdings

Name: Pointe Capital Management LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001640335

Total reported value

$201.9M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	4.87%	—	+83.77%
2	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	4.72%	-0.23%	-5.80%
3	VYM	Vanguard High Dvd Yield ETF	ETF-Other	4.41%	+0.15%	+5.32%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.22%	+0.23%	+3.32%
5	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	2.78%	-0.11%	-9.16%
6	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	2.57%	+0.19%	+6.45%
7	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	2.46%	—	-1.57%
8	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	2.43%	+0.36%	+17.37%
9	AMLPUSD	Alerian Mlp ETF	ETF-Other	2.24%	—	+1.08%
10	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	2.15%	—	+19.80%
11	EPD	Enterprise Products Partners	Stock-Energy	2.07%	—	-1.65%
12	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.00%	—	-7.67%
13	IWF	Ishares Russell 1000 Growth	ETF-Other	1.92%	-0.80%	+13.28%
14	UTXZ	United Tech CORP	Stock-Other	1.76%	—	+5.80%
15	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	1.74%	—	-6.54%
16	OKE	Oneok INC	Stock-Energy	1.55%	—	+2.24%
17	MSFT	Microsoft CORP	Stock-Tech	1.49%	-0.57%	-2.47%
18	WEP	Magellan Midstream Partners	Stock-Other	1.43%	—	+6.16%
19	BLW	Blackrock LTD Durat INC Tr	Stock-Other	1.37%	—	-3.09%
20	AAPL	Apple INC	Stock-Tech	1.36%	-0.20%	+2.25%
21	ET	Energy Transfer LP	Stock-Energy	1.32%	—	-6.25%
22	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.23%	—	-5.75%
23	MPLX	Mplx LP	Stock-Energy	1.06%	—	-6.06%
24	PAA	Plains All Amer Pipeline LP	Stock-Energy	1.03%	+0.11%	NEW
25	PSXPUSD	Phillips 66 Partners LP	Stock-Other	1.01%	—	+17.17%
26	AMZN	Amazon.com INC	Stock-Consumer Disc	1.01%	-0.22%	+3.33%
27	WMB	Williams Cos INC	Stock-Energy	0.98%	—	+19.40%
28	JPM	Jpmorgan Chase & Co	Stock-Financials	0.97%	-0.13%	—
29	KMI	Kinder Morgan INC	Stock-Energy	0.92%	—	-3.14%
30	MA	Mastercard INC - A	Stock-Financials	0.89%	—	-7.50%
31	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.87%	+0.21%	—
32	EFA	Ishares Msci Eafe ETF	ETF-Other	0.87%	—	-0.27%
33	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	0.86%	—	-11.98%
34	UNP	Union Pacific CORP	Stock-Industrials	0.84%	—	-0.13%
35	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.84%	—	+11.00%
36	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.80%	—	—
37	TXN	Texas Instruments INC	Stock-Tech	0.78%	—	+12.93%
38	HACKUSD	Etfmg Prime Cyber Security E	ETF-Other	0.78%	—	—
39	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.73%	—	-25.34%
40	MIY	Blackrock Muniyield Mi Qlty	Stock-Other	0.70%	—	—
41	LNG	Cheniere Energy INC	Stock-Energy	0.69%	—	+51.18%
42	VNQ	Vanguard Real Estate ETF	ETF-Other	0.68%	—	+6.62%
43	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.68%	+0.10%	-0.85%
44	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.67%	—	+8.03%
45	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	0.65%	—	+9.51%
46	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.65%	-0.20%	-0.17%
47	CFG	Citizens Financial Group	Stock-Financials	0.65%	—	-0.23%
48	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.63%	—	-0.19%
49	MDT	Medtronic plc	Stock-Healthcare	0.61%	-0.10%	EXIT
50	META	Meta Platforms Inc-class A	Stock-Comm Services	0.60%	-0.12%	-0.14%

1–50 of 135

Holding changes this quarter

Position changes disclosed by Pointe Capital Management LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IGSB	Ishares 1-5y Inv Grade CORP	+2.2%	+83.77%	Add
2	VYM	Vanguard High Dvd Yield ETF	+0.4%	+5.32%	Add
3	EFAV	Ishares Msci Eafe Min Vol Fa	+0.4%	+19.80%	Add
4	IWF	Ishares Russell 1000 Growth	+0.4%	+13.28%	Add
5	IEMG	Ishares Core Msci Emerging	+0.4%	+6.45%	Add
6	AAPL	Apple INC	+0.3%	+2.25%	Add
7	SHY	Ishares 1-3 Year Treasury Bo	+0.3%	+17.37%	Add
8	UTXZ	United Tech CORP	+0.2%	+5.80%	Add
9	LNG	Cheniere Energy INC	+0.2%	+51.18%	Add
10	PSXPUSD	Phillips 66 Partners LP	+0.2%	+17.17%	Add
11	IWM	Ishares Russell 2000 ETF	+0.2%	+11.00%	Add
12	JPM	Jpmorgan Chase & Co	+0.1%	—	Unchanged
13	WMB	Williams Cos INC	+0.1%	+19.40%	Add
14	CTVA	Corteva INC	+0.1%	+60.41%	Add
15	MSFT	Microsoft CORP	+0.1%	-2.47%	Trim
16	UNH	Unitedhealth Group INC	+0.1%	—	Unchanged
17	CSQ	Calamos Strat Ttl Rtrn Fnd	+0.1%	-1.57%	Trim
18	SCZ	Ishares Msci Eafe Small-cap	+0.1%	+9.51%	Add
19	VCSH	Vanguard S/t CORP Bond ETF	+0.1%	+3.32%	Add
20	AMZN	Amazon.com INC	+0.1%	+3.33%	Add
21	UNP	Union Pacific CORP	+0.1%	-0.13%	Trim
22	TXN	Texas Instruments INC	+0.1%	+12.93%	Add
23	NFLX	Netflix INC	+0.1%	-0.81%	Trim
24	BAC	Bank Of America CORP	+0.1%	-0.30%	Trim
25	CFG	Citizens Financial Group	+0.1%	-0.23%	Trim
26	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	-5.80%	Trim
27	META	Meta Platforms Inc-class A	+0.1%	-0.14%	Trim
28	HACKUSD	Etfmg Prime Cyber Security E	+0.1%	—	Unchanged
29	CHKP	Check Point Software Technologies Ltd.	-0.1%	-24.27%	Trim
30	BSV	Vanguard Short-term Bond ETF	-0.1%	-5.75%	Trim
31	ETJ	Eaton Vance Rsk-mgd Divers	-0.1%	-11.98%	Trim
32	XIGDX	Voya Glbl Eqty Dvd & Prm Opp	-0.1%	-44.87%	Trim
33	ET	Energy Transfer LP	-0.1%	-6.25%	Trim
34	PAA	Plains All Amer Pipeline LP	-0.1%	+0.55%	Add
35	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.2%	-9.16%	Trim
36	AMLPUSD	Alerian Mlp ETF	-0.2%	+1.08%	Add
37	IWN	Ishares Russell 2000 Value E	-0.2%	-25.34%	Trim
38	MPLX	Mplx LP	-0.2%	-6.06%	Trim
39	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.2%	-41.23%	Trim
40	LEN	Lennar Corp-a	-2.2%	—	Unchanged
41	ORCL	Oracle CORP	-2.7%	—	Unchanged
42	WES	Western Midstream Partners L	—	EXIT	Sold out
43	EQMUSD	Eqm Midstream Partners LP	—	EXIT	Sold out
44	TEGPUSD	Tallgrass Energy LP	—	EXIT	Sold out
45	PAGP	Plains Gp Holdings Lp-cl A	—	EXIT	Sold out
46	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
47	NSC	Norfolk Southern CORP	—	NEW	New buy
48	MO	Altria Group INC	—	NEW	New buy
49	BA	Boeing Co/the	—	EXIT	Sold out
50	AM	Antero Midstream CORP	—	EXIT	Sold out