Pointe Capital Management LLC — Q3 2019 13F Holdings

Name: Pointe Capital Management LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001640335

Total reported value

$201.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	4.89%	-0.23%	-3.65%
2	VYM	Vanguard High Dvd Yield ETF	ETF-Other	4.21%	+0.15%	+2.71%
3	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.30%	+0.23%	+2.99%
4	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	3.09%	-0.11%	-4.72%
5	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.81%	—	+3.86%
6	AMLPUSD	Alerian Mlp ETF	ETF-Other	2.53%	—	+1.38%
7	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	2.48%	—	-5.42%
8	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	2.34%	+0.19%	-0.18%
9	EPD	Enterprise Products Partners	Stock-Energy	2.26%	—	-8.64%
10	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	2.20%	+0.36%	+10.38%
11	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.16%	—	-8.73%
12	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	1.87%	—	+0.01%
13	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	1.85%	—	-8.76%
14	IWF	Ishares Russell 1000 Growth	ETF-Other	1.63%	-0.80%	+5.40%
15	UTXZ	United Tech CORP	Stock-Other	1.60%	—	-5.84%
16	OKE	Oneok INC	Stock-Energy	1.56%	—	-15.84%
17	ET	Energy Transfer LP	Stock-Energy	1.52%	—	-8.43%
18	WEP	Magellan Midstream Partners	Stock-Other	1.50%	—	-10.29%
19	MSFT	Microsoft CORP	Stock-Tech	1.43%	-0.57%	+9.31%
20	BLW	Blackrock LTD Durat INC Tr	Stock-Other	1.43%	—	-0.37%
21	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.39%	—	-3.16%
22	MPLX	Mplx LP	Stock-Energy	1.32%	—	+8.00%
23	PAA	Plains All Amer Pipeline LP	Stock-Energy	1.23%	+0.11%	NEW
24	AAPL	Apple INC	Stock-Tech	1.07%	-0.20%	-11.50%
25	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	1.02%	—	+0.07%
26	KMI	Kinder Morgan INC	Stock-Energy	0.98%	—	-13.12%
27	AMZN	Amazon.com INC	Stock-Consumer Disc	0.97%	-0.22%	+2.61%
28	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.96%	—	-65.66%
29	MA	Mastercard INC - A	Stock-Financials	0.93%	—	—
30	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.91%	+0.21%	+2.73%
31	WMB	Williams Cos INC	Stock-Energy	0.88%	—	-7.58%
32	JPM	Jpmorgan Chase & Co	Stock-Financials	0.87%	-0.13%	—
33	EFA	Ishares Msci Eafe ETF	ETF-Other	0.87%	—	-2.98%
34	PSXPUSD	Phillips 66 Partners LP	Stock-Other	0.84%	—	-13.02%
35	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.83%	—	-14.70%
36	UNP	Union Pacific CORP	Stock-Industrials	0.80%	—	-0.25%
37	HACKUSD	Etfmg Prime Cyber Security E	ETF-Other	0.74%	—	-12.55%
38	TXN	Texas Instruments INC	Stock-Tech	0.74%	—	-0.17%
39	MIY	Blackrock Muniyield Mi Qlty	Stock-Other	0.73%	—	-10.89%
40	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.73%	—	+14.26%
41	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.70%	—	+0.26%
42	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.68%	+0.10%	-3.68%
43	VNQ	Vanguard Real Estate ETF	ETF-Other	0.68%	—	+1.25%
44	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.67%	—	-0.62%
45	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.63%	-0.20%	-7.19%
46	MDT	Medtronic plc	Stock-Healthcare	0.62%	-0.10%	EXIT
47	CCI	Crown Castle INC	Stock-Real Estate	0.62%	—	-0.46%
48	CSCO	Cisco Systems INC	Stock-Tech	0.60%	—	-11.95%
49	CFG	Citizens Financial Group	Stock-Financials	0.60%	—	-0.64%
50	KYN	Kayne Anderson Energy Infra	Stock-Other	0.59%	—	-5.18%

1–50 of 138

Holding changes this quarter

Position changes disclosed by Pointe Capital Management LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ORCL	Oracle CORP	+2.6%	—	Unchanged
2	LEN	Lennar Corp-a	+2.3%	—	Unchanged
3	VYM	Vanguard High Dvd Yield ETF	+0.3%	+2.71%	Add
4	SHY	Ishares 1-3 Year Treasury Bo	+0.3%	+10.38%	Add
5	MSFT	Microsoft CORP	+0.2%	+9.31%	Add
6	VCSH	Vanguard S/t CORP Bond ETF	+0.2%	+2.99%	Add
7	IGSB	Ishares 1-5y Inv Grade CORP	+0.2%	+3.86%	Add
8	ZBH	Zimmer Biomet Holdings INC	+0.2%	+14.95%	Add
9	MDT	Medtronic plc	+0.1%	+11.54%	Add
10	PM	Philip Morris International	+0.1%	+47.55%	Add
11	IEMG	Ishares Core Msci Emerging	-0.1%	-0.18%	Trim
12	CSQ	Calamos Strat Ttl Rtrn Fnd	-0.1%	-5.42%	Trim
13	WEP	Magellan Midstream Partners	-0.1%	-10.29%	Trim
14	AMLPUSD	Alerian Mlp ETF	-0.1%	+1.38%	Add
15	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.1%	-4.72%	Trim
16	NZF	Nuveen Municipal Credit Income Fund	-0.1%	-14.70%	Trim
17	LNG	Cheniere Energy INC	-0.1%	-12.33%	Trim
18	OKE	Oneok INC	-0.1%	-15.84%	Trim
19	HACKUSD	Etfmg Prime Cyber Security E	-0.1%	-12.55%	Trim
20	IAE	Voya Asia Pac Hi Dvd Eq INC	-0.1%	-49.91%	Trim
21	XEXGX	Eaton Vance Tax-managed Glob	-0.1%	-8.76%	Trim
22	KMI	Kinder Morgan INC	-0.1%	-13.12%	Trim
23	CSCO	Cisco Systems INC	-0.1%	-11.95%	Trim
24	LLY	Eli Lilly & Co	-0.1%	-38.00%	Trim
25	NFLX	Netflix INC	-0.2%	-2.64%	Trim
26	BRK-B	Berkshire Hathaway Inc-cl B	-0.2%	-3.65%	Trim
27	EPD	Enterprise Products Partners	-0.2%	-8.64%	Trim
28	EQMUSD	Eqm Midstream Partners LP	-0.2%	-7.60%	Trim
29	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	-0.2%	-8.73%	Trim
30	WES	Western Midstream Partners L	-0.2%	-9.14%	Trim
31	WFC	Wells Fargo & Co	-0.2%	-34.30%	Trim
32	WMB	Williams Cos INC	-0.2%	-7.58%	Trim
33	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.2%	-28.37%	Trim
34	ET	Energy Transfer LP	-0.2%	-8.43%	Trim
35	PAA	Plains All Amer Pipeline LP	-0.3%	-9.66%	Trim
36	DSL	Doubleline Income Solutions	-0.3%	-53.19%	Trim
37	IWN	Ishares Russell 2000 Value E	-1.7%	-65.66%	Trim
38	FXB	Invesco Currencyshares Briti	—	EXIT	Sold out
39	CDL	Victoryshares US Large Cap H	—	EXIT	Sold out
40	6D8	Dupont De Nemours INC	—	EXIT	Sold out
41	ANDX	Andeavor Logistics LP	—	EXIT	Sold out
42	FXE	Invesco Currencyshares Euro	—	EXIT	Sold out
43	DEM	Wisdomtree Emerging Markets	—	EXIT	Sold out
44	SHLXUSD	Shell Midstream Partners LP	—	EXIT	Sold out
45	NIE	Virtus Equity & Convertible Income Fund	—	EXIT	Sold out
46	C	Citigroup INC	—	NEW	New buy
47	CTVA	Corteva INC	—	NEW	New buy
48	SCHW	Schwab (charles) CORP	—	NEW	New buy
49	NSC	Norfolk Southern CORP	—	EXIT	Sold out
50	FANG	Diamondback Energy INC	—	EXIT	Sold out