Pointe Capital Management LLC — Q4 2018 13F Holdings

Name: Pointe Capital Management LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001640335

Total reported value

$201.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	5.85%	-0.23%	-0.19%
2	VYM	Vanguard High Dvd Yield ETF	ETF-Other	3.57%	+0.15%	+5.25%
3	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	3.26%	-0.11%	-0.72%
4	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	2.87%	—	-1.85%
5	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	2.60%	+0.23%	-4.80%
6	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.59%	—	-0.22%
7	AMLPUSD	Alerian Mlp ETF	ETF-Other	2.51%	—	-23.57%
8	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.43%	—	+0.95%
9	EPD	Enterprise Products Partners	Stock-Energy	2.42%	—	-15.50%
10	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	2.24%	—	-2.40%
11	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	2.20%	—	-11.62%
12	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	2.07%	+0.19%	+521.68%
13	ET	Energy Transfer LP	Stock-Energy	1.92%	—	+192.03%
14	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.77%	—	-6.58%
15	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.58%	+0.36%	+0.34%
16	OKE	Oneok INC	Stock-Energy	1.50%	—	-13.44%
17	WEP	Magellan Midstream Partners	Stock-Other	1.37%	—	-13.42%
18	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	1.33%	—	-24.90%
19	MPLX	Mplx LP	Stock-Energy	1.25%	—	-23.65%
20	PAA	Plains All Amer Pipeline LP	Stock-Energy	1.23%	+0.11%	NEW
21	MSFT	Microsoft CORP	Stock-Tech	1.15%	-0.57%	+1.13%
22	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	1.14%	—	+0.06%
23	BLW	Blackrock LTD Durat INC Tr	Stock-Other	1.11%	—	+6.15%
24	EFA	Ishares Msci Eafe ETF	ETF-Other	1.01%	—	+68.42%
25	WMB	Williams Cos INC	Stock-Energy	1.00%	—	-23.32%
26	AAPL	Apple INC	Stock-Tech	0.99%	-0.20%	+0.59%
27	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.95%	—	—
28	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	0.93%	—	-10.98%
29	PSXPUSD	Phillips 66 Partners LP	Stock-Other	0.91%	—	-12.72%
30	IWF	Ishares Russell 1000 Growth	ETF-Other	0.90%	-0.80%	+256.18%
31	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.89%	+0.10%	-9.66%
32	UTXZ	United Tech CORP	Stock-Other	0.82%	—	-0.76%
33	AMZN	Amazon.com INC	Stock-Consumer Disc	0.81%	-0.22%	+21.37%
34	MIY	Blackrock Muniyield Mi Qlty	Stock-Other	0.80%	—	—
35	WFC	Wells Fargo & Co	Stock-Financials	0.79%	-0.10%	-1.46%
36	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.77%	—	+198.12%
37	HACKUSD	Etfmg Prime Cyber Security E	ETF-Other	0.76%	—	+12.10%
38	UNP	Union Pacific CORP	Stock-Industrials	0.75%	—	-1.49%
39	DSL	Doubleline Income Solutions	Stock-Other	0.72%	—	-2.19%
40	MA	Mastercard INC - A	Stock-Financials	0.71%	—	-1.84%
41	KYN	Kayne Anderson Energy Infra	Stock-Other	0.69%	—	-7.52%
42	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.69%	+0.21%	—
43	TEGPUSD	Tallgrass Energy LP	Stock-Other	0.68%	—	-22.47%
44	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	0.67%	—	-17.13%
45	EQMUSD	Eqm Midstream Partners LP	Stock-Other	0.67%	—	-26.69%
46	MUB	Ishares National Muni Bond E	ETF-Other	0.66%	—	-2.88%
47	CSCO	Cisco Systems INC	Stock-Tech	0.62%	—	-1.46%
48	CDL	Victoryshares US Large Cap H	ETF-Large Cap & Growth	0.60%	—	-5.85%
49	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.60%	—	—
50	DD	DuPont de Nemours, Inc.	Stock-Other	0.56%	—	+30.02%

1–50 of 138

Holding changes this quarter

Position changes disclosed by Pointe Capital Management LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IEMG	Ishares Core Msci Emerging	+1.8%	+521.68%	Add
2	ET	Energy Transfer LP	+1.2%	+192.03%	Add
3	BRK-B	Berkshire Hathaway Inc-cl B	+0.9%	-0.19%	Trim
4	IWF	Ishares Russell 1000 Growth	+0.7%	+256.18%	Add
5	AMJEUR	Jpmorgan Alerian Mlp Index	+0.5%	+198.12%	Add
6	EFA	Ishares Msci Eafe ETF	+0.5%	+68.42%	Add
7	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	0%	+0.95%	Add
8	ETJ	Eaton Vance Rsk-mgd Divers	0%	+0.06%	Add
9	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.1%	-10.98%	Trim
10	UTXZ	United Tech CORP	-0.1%	-0.76%	Trim
11	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.1%	-0.72%	Trim
12	KYN	Kayne Anderson Energy Infra	-0.1%	-7.52%	Trim
13	SHLXUSD	Shell Midstream Partners LP	-0.1%	-13.16%	Trim
14	PSXPUSD	Phillips 66 Partners LP	-0.1%	-12.72%	Trim
15	XEXGX	Eaton Vance Tax-managed Glob	-0.1%	-2.40%	Trim
16	CSQ	Calamos Strat Ttl Rtrn Fnd	-0.1%	-1.85%	Trim
17	LNG	Cheniere Energy INC	-0.1%	-26.83%	Trim
18	AAPL	Apple INC	-0.2%	+0.59%	Add
19	JPM	Jpmorgan Chase & Co	-0.2%	-27.46%	Trim
20	AM	Antero Midstream Corporation	-0.2%	-28.60%	Trim
21	NVG	Nuveen Amt-fr Muni Crdt	-0.2%	-44.88%	Trim
22	WEP	Magellan Midstream Partners	-0.2%	-13.42%	Trim
23	ANDX	Andeavor Logistics LP	-0.2%	-24.02%	Trim
24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	-0.2%	-17.13%	Trim
25	EQMUSD	Eqm Midstream Partners LP	-0.2%	-26.69%	Trim
26	EFAV	Ishares Msci Eafe Min Vol Fa	-0.2%	-24.90%	Trim
27	OKE	Oneok INC	-0.3%	-13.44%	Trim
28	MPLX	Mplx LP	-0.3%	-23.65%	Trim
29	PAA	Plains All Amer Pipeline LP	-0.3%	-17.33%	Trim
30	EPD	Enterprise Products Partners	-0.3%	-15.50%	Trim
31	IWN	Ishares Russell 2000 Value E	-0.3%	-11.62%	Trim
32	WMB	Williams Cos INC	-0.3%	-23.32%	Trim
33	HCRSQ	Hi-crush INC	-0.3%	-12.97%	Trim
34	AMLPUSD	Alerian Mlp ETF	-0.8%	-23.57%	Trim
35	ET	Energy Transfer LP	—	EXIT	Sold out
36	EEM	Ishares Msci Emerging Market	—	EXIT	Sold out
37	SCZ	Ishares Msci Eafe Small-cap	—	NEW	New buy
38	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
39	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
40	F	Ford Motor Co	—	NEW	New buy
41	PXGBX	Praxair INC	—	EXIT	Sold out
42	✓	Energen CORP	—	EXIT	Sold out
43	SLB	Slb LTD	—	EXIT	Sold out
44	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
45	✓	Invsc Qqq Tr	—	NEW	New buy
46	✓	Victory Portfolios Ii	—	EXIT	Sold out
47	MMM	3m Co	—	EXIT	Sold out
48	LBTYA	Liberty Global Ltd.	—	EXIT	Sold out
49	DXC	Dxc Technology Co	—	EXIT	Sold out
50	VNOM	Viper Energy, Inc.	—	EXIT	Sold out