Pointe Capital Management LLC — Q3 2018 13F Holdings

Name: Pointe Capital Management LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001640335

Total reported value

$201.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	4.98%	-0.23%	+7.27%
2	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	3.35%	-0.11%	-0.70%
3	AMLPUSD	Alerian Mlp ETF	ETF-Other	3.26%	—	+4.40%
4	VYM	Vanguard High Dvd Yield ETF	ETF-Other	3.07%	+0.15%	+5.07%
5	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	3.01%	—	+1.54%
6	EPD	Enterprise Products Partners	Stock-Energy	2.71%	—	-2.70%
7	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	2.49%	—	+9.97%
8	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	2.39%	—	+27.43%
9	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	2.37%	—	-0.51%
10	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	2.22%	+0.23%	-3.25%
11	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.11%	—	+97.99%
12	OKE	Oneok INC	Stock-Energy	1.76%	—	-4.38%
13	ET	Energy Transfer LP	Stock-Energy	1.70%	—	-4.64%
14	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	1.57%	—	-1.79%
15	WEP	Magellan Midstream Partners	Stock-Other	1.53%	—	-2.89%
16	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.52%	—	-22.87%
17	MPLX	Mplx LP	Stock-Energy	1.51%	—	-4.23%
18	PAA	Plains All Amer Pipeline LP	Stock-Energy	1.51%	+0.11%	NEW
19	WMB	Williams Cos INC	Stock-Energy	1.30%	—	—
20	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.27%	+0.36%	+6.02%
21	AAPL	Apple INC	Stock-Tech	1.14%	-0.20%	-0.86%
22	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	1.13%	—	+0.05%
23	MSFT	Microsoft CORP	Stock-Tech	1.04%	-0.57%	-1.07%
24	PSXPUSD	Phillips 66 Partners LP	Stock-Other	1.03%	—	-3.38%
25	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	0.99%	—	+115.81%
26	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.94%	—	+1.30%
27	EQMUSD	Eqm Midstream Partners LP	Stock-Other	0.90%	—	+68.58%
28	UTXZ	United Tech CORP	Stock-Other	0.88%	—	+1.79%
29	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	0.87%	—	+9.29%
30	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.85%	+0.10%	-4.72%
31	KYN	Kayne Anderson Energy Infra	Stock-Other	0.78%	—	+6.73%
32	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.76%	—	—
33	WFC	Wells Fargo & Co	Stock-Financials	0.74%	-0.10%	+6.49%
34	UNP	Union Pacific CORP	Stock-Industrials	0.72%	—	+3.97%
35	AMZN	Amazon.com INC	Stock-Consumer Disc	0.72%	-0.22%	+6.57%
36	ET	Energy Transfer LP	Stock-Energy	0.70%	—	—
37	DSL	Doubleline Income Solutions	Stock-Other	0.70%	—	+17.88%
38	TEGPUSD	Tallgrass Energy LP	Stock-Other	0.69%	—	—
39	MA	Mastercard INC - A	Stock-Financials	0.69%	—	—
40	HACKUSD	Etfmg Prime Cyber Security E	ETF-Other	0.66%	—	+84.16%
41	MIY	Blackrock Muniyield Mi Qlty	Stock-Other	0.65%	—	-2.93%
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.65%	-0.13%	—
43	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.64%	+0.21%	—
44	SHLXUSD	Shell Midstream Partners LP	Stock-Other	0.63%	—	-3.18%
45	LNG	Cheniere Energy INC	Stock-Energy	0.59%	—	-4.83%
46	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.59%	—	-5.47%
47	CDL	Victoryshares US Large Cap H	ETF-Large Cap & Growth	0.57%	—	+3.44%
48	CSCO	Cisco Systems INC	Stock-Tech	0.57%	—	+4.26%
49	EOG	Eog Resources INC	Stock-Energy	0.57%	—	+3.78%
50	EFA	Ishares Msci Eafe ETF	ETF-Other	0.56%	—	-9.60%

1–50 of 154

Holding changes this quarter

Position changes disclosed by Pointe Capital Management LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BRK-B	Berkshire Hathaway Inc-cl B	+0.6%	+7.27%	Add
2	XBOEX	Blackrock Enh Glbl Dvd Tr	+0.5%	+115.81%	Add
3	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.4%	+27.43%	Add
4	EQMUSD	Eqm Midstream Partners LP	+0.3%	+68.58%	Add
5	HACKUSD	Etfmg Prime Cyber Security E	+0.3%	+84.16%	Add
6	MDLZ	Mondelez International Inc-a	+0.3%	+182.66%	Add
7	PAA	Plains All Amer Pipeline LP	+0.2%	+13.59%	Add
8	AAPL	Apple INC	+0.1%	-0.86%	Trim
9	AMZN	Amazon.com INC	+0.1%	+6.57%	Add
10	CVS	Cvs Health CORP	+0.1%	+12.97%	Add
11	LLY	Eli Lilly & Co	+0.1%	+6.44%	Add
12	ZBH	Zimmer Biomet Holdings INC	+0.1%	+14.96%	Add
13	UNP	Union Pacific CORP	+0.1%	+3.97%	Add
14	DSL	Doubleline Income Solutions	+0.1%	+17.88%	Add
15	AMLPUSD	Alerian Mlp ETF	+0.1%	+4.40%	Add
16	MSFT	Microsoft CORP	+0.1%	-1.07%	Trim
17	VYM	Vanguard High Dvd Yield ETF	0%	+5.07%	Add
18	IWN	Ishares Russell 2000 Value E	0%	+9.97%	Add
19	ET	Energy Transfer LP	0%	-4.64%	Trim
20	UTXZ	United Tech CORP	0%	+1.79%	Add
21	CSQ	Calamos Strat Ttl Rtrn Fnd	0%	+1.54%	Add
22	XETYX	Eaton Vance Tax-mgd Div Eqty	-0.1%	-0.70%	Trim
23	NBLXUSD	Noble Midstream Partners LP	-0.2%	+1.12%	Add
24	OKE	Oneok INC	-0.3%	-4.38%	Trim
25	BSV	Vanguard Short-term Bond ETF	-0.6%	-22.87%	Trim
26	✓	Williams Partners LP	—	EXIT	Sold out
27	WMB	Williams Cos INC	—	NEW	New buy
28	TEGPUSD	Tallgrass Energy LP	—	NEW	New buy
29	BPLUSD	Buckeye Partners LP	—	EXIT	Sold out
30	✓	Tallgrass Energy Partners, LP	—	EXIT	Sold out
31	BIV	Vanguard Intermediate-term B	—	EXIT	Sold out
32	KRSP	Rice Acquisition Corporation 3	—	EXIT	Sold out
33	META	Meta Platforms Inc-class A	—	NEW	New buy
34	KMI	Kinder Morgan INC	—	NEW	New buy
35	AMJEUR	Jpmorgan Alerian Mlp Index	—	NEW	New buy
36	FXE	Invesco Currencyshares Euro	—	NEW	New buy
37	CMCSA	Comcast Corp-class A	—	NEW	New buy
38	FANG	Diamondback Energy INC	—	NEW	New buy
39	CL	Colgate-palmolive Co	—	EXIT	Sold out
40	COF	Capital One Financial CORP	—	NEW	New buy
41	✓	Plains Gp Hldgs LP Shs Cl A Repstg LTD Partner Int	—	EXIT	Sold out
42	DXC	Dxc Technology Co	—	NEW	New buy
43	VNOM	Viper Energy, Inc.	—	NEW	New buy
44	HUBB	Hubbell INC	—	NEW	New buy
45	TXT	Textron INC	—	NEW	New buy
46	ETN	Eaton Corporation plc	—	NEW	New buy
47	HRSEUR	L3harris Technologies INC	—	NEW	New buy
48	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
49	BKR	Baker Hughes Co	—	NEW	New buy
50	IJH	Ishares Core S&p Midcap ETF	—	NEW	New buy