Pointe Capital Management LLC — Q4 2016 13F Holdings

Name: Pointe Capital Management LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001640335

Total reported value

$201.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VIG	Vanguard Dividend Apprec ETF	ETF-Other	5.45%	—	—
2	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	5.20%	—	—
3	DES	Wisdomtree US Smallcap Divid	ETF-Other	5.14%	—	—
4	VNQ	Vanguard Real Estate ETF	ETF-Other	4.50%	—	—
5	✓	Powershares Qqq Trust Ser 1	Stock-Other	4.32%	—	+3342.16%
6	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	3.11%	—	—
7	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	2.98%	—	—
8	IWD	Ishares Russell 1000 Value E	ETF-Other	2.82%	+0.28%	+918.35%
9	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	2.67%	—	—
10	VAW	Vanguard Materials ETF	ETF-Other	2.59%	—	—
11	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	2.59%	—	—
12	SCHA	Schwab US Small-cap ETF	ETF-Other	2.01%	—	—
13	TIP	Ishares Tips Bond ETF	ETF-Other	2.00%	—	—
14	IWF	Ishares Russell 1000 Growth	ETF-Other	1.82%	-0.80%	—
15	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.77%	—	—
16	SCHG	Schwab US Large-cap Growth	ETF-Other	1.69%	—	—
17	SCHB	Schwab US Broad Market ETF	ETF-Other	1.66%	—	—
18	IWP	Ishares Russell Mid-cap Grow	ETF-Other	1.64%	—	—
19	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.44%	-0.10%	EXIT
20	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.44%	—	+874.96%
21	MUB	Ishares National Muni Bond E	ETF-Other	1.27%	—	—
22	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	1.22%	—	—
23	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	1.18%	—	—
24	DON	Wisdomtree US Midcap Dividen	ETF-Other	1.16%	—	—
25	VHT	Vanguard Health Care ETF	ETF-Other	1.13%	—	—
26	IWS	Ishares Russell Mid-cap Valu	ETF-Other	1.03%	+0.11%	—
27	PFF	Ishares Preferred & Income S	ETF-Other	0.96%	—	—
28	IYE	Ishares U.s. Energy ETF	ETF-Other	0.96%	—	—
29	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.93%	—	—
30	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.88%	—	—
31	PAA	Plains All Amer Pipeline LP	Stock-Energy	0.86%	+0.11%	NEW
32	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	0.85%	—	—
33	DTE	Dte Energy Company	Stock-Utilities	0.84%	—	—
34	EFA	Ishares Msci Eafe ETF	ETF-Other	0.84%	—	+85.72%
35	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.76%	+0.13%	+45.41%
36	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.72%	—	—
37	VB	Vanguard Small-cap ETF	ETF-Other	0.64%	—	—
38	IWB	Ishares Russell 1000 ETF	ETF-Other	0.63%	—	—
39	BIV	Vanguard Intermediate-term B	ETF-Other	0.58%	—	+389.66%
40	VGELX	Vangrd Enrgy Opprty Fd-admir	Stock-Other	0.58%	—	—
41	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.57%	—	—
42	TWXCHF	Time Warner INC	Stock-Other	0.56%	—	—
43	UNH	Unitedhealth Group INC	Stock-Healthcare	0.54%	—	—
44	VXF	Vanguard Extended Market ETF	ETF-Other	0.53%	—	—
45	DGRS	Wisdomtree U.s. Smallcap Qua	ETF-Other	0.50%	—	—
46	SCHX	Schwab US Large-cap ETF	ETF-Other	0.50%	—	—
47	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.48%	—	—
48	✓	Powershares ETF Trust	ETF-Other	0.48%	—	—
49	SCHV	Schwab US Large-cap Value	ETF-Other	0.48%	—	—
50	VUG	Vanguard Growth ETF	ETF-Other	0.45%	—	—

1–50 of 146

Holding changes this quarter

Position changes disclosed by Pointe Capital Management LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares Qqq Trust Ser 1	+4.2%	+3342.16%	Add
2	IWD	Ishares Russell 1000 Value E	+2.5%	+918.35%	Add
3	HEDJ	Wisdomtree Europe Hedged Equ	+1.3%	+874.96%	Add
4	OKE	ONEOK, Inc.	-1.2%	-86.49%	Trim
5	ET	Energy Transfer LP	-1.8%	-90.31%	Trim
6	EPD	Enterprise Products Partners	-4.2%	-92.41%	Trim
7	VIG	Vanguard Dividend Apprec ETF	—	NEW	New buy
8	SDY	Ss Spdr S&p Dividend ETF	—	NEW	New buy
9	DES	Wisdomtree US Smallcap Divid	—	NEW	New buy
10	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
11	IJK	Ishares S&p Mid-cap 400 Grow	—	NEW	New buy
12	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
13	SPYG	Ss Spdr P S&p 500 Growth ETF	—	NEW	New buy
14	IJT	Ishares S&p Small-cap 600 Gr	—	NEW	New buy
15	VAW	Vanguard Materials ETF	—	NEW	New buy
16	DIA	Ss Spdr Dow Jones Indus Avg	—	NEW	New buy
17	XETYX	Eaton Vance Tax-mgd Div Eqty	—	EXIT	Sold out
18	BSV	Vanguard Short-term Bond ETF	—	EXIT	Sold out
19	WEP	Magellan Midstream Partners	—	EXIT	Sold out
20	XEXGX	Eaton Vance Tax-managed Glob	—	EXIT	Sold out
21	CSQ	Calamos Strat Ttl Rtrn Fnd	—	EXIT	Sold out
22	SCHA	Schwab US Small-cap ETF	—	NEW	New buy
23	TIP	Ishares Tips Bond ETF	—	NEW	New buy
24	IWF	Ishares Russell 1000 Growth	—	NEW	New buy
25	MPLX	Mplx LP	—	EXIT	Sold out
26	IJR	Ishares Core S&p Small-cap E	—	NEW	New buy
27	✓	Williams Partners LP	—	EXIT	Sold out
28	BPLUSD	Buckeye Partners LP	—	EXIT	Sold out
29	SCHG	Schwab US Large-cap Growth	—	NEW	New buy
30	SCHB	Schwab US Broad Market ETF	—	NEW	New buy
31	IWP	Ishares Russell Mid-cap Grow	—	NEW	New buy
32	AMLPUSD	Alerian Mlp ETF	—	EXIT	Sold out
33	IVW	Ishares S&p 500 Growth ETF	—	NEW	New buy
34	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	—	EXIT	Sold out
35	ET	Energy Transfer LP	—	EXIT	Sold out
36	MUB	Ishares National Muni Bond E	—	NEW	New buy
37	VBK	Vanguard Small-cap Grwth ETF	—	NEW	New buy
38	VYM	Vanguard High Dvd Yield ETF	—	EXIT	Sold out
39	KYN	Kayne Anderson Energy Infra	—	EXIT	Sold out
40	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	New buy
41	DON	Wisdomtree US Midcap Dividen	—	NEW	New buy
42	VHT	Vanguard Health Care ETF	—	NEW	New buy
43	ETJ	Eaton Vance Rsk-mgd Divers	—	EXIT	Sold out
44	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	—	EXIT	Sold out
45	IWS	Ishares Russell Mid-cap Valu	—	NEW	New buy
46	PFF	Ishares Preferred & Income S	—	NEW	New buy
47	MIY	Blackrock Muniyield Mi Qlty	—	EXIT	Sold out
48	IYE	Ishares U.s. Energy ETF	—	NEW	New buy
49	VBR	Vanguard Small-cap Value ETF	—	NEW	New buy
50	✓	Tallgrass Energy Partners, LP	—	EXIT	Sold out