Pointe Capital Management LLC — Q3 2016 13F Holdings

Name: Pointe Capital Management LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001640335

Total reported value

$201.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EPD	Enterprise Products Partners	Stock-Energy	4.42%	—	-0.70%
2	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	3.80%	-0.23%	-4.82%
3	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	3.21%	-0.11%	-0.44%
4	BSV	Vanguard Short-term Bond ETF	ETF-Other	3.17%	—	+2.99%
5	WEP	Magellan Midstream Partners	Stock-Other	3.07%	—	-0.71%
6	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	2.66%	—	-1.39%
7	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	2.65%	—	-2.01%
8	MPLX	Mplx LP	Stock-Energy	2.27%	—	+5.34%
9	✓	Williams Partners LP	Stock-Other	2.23%	—	-6.14%
10	BPLUSD	Buckeye Partners LP	Stock-Other	2.18%	—	-2.74%
11	AMLPUSD	Alerian Mlp ETF	ETF-Other	2.01%	—	+95.39%
12	ET	Energy Transfer LP	Stock-Energy	1.94%	—	-2.24%
13	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	1.77%	—	+1.23%
14	ET	Energy Transfer LP	Stock-Energy	1.65%	—	-9.63%
15	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.55%	+0.15%	+56.94%
16	KYN	Kayne Anderson Energy Infra	Stock-Other	1.51%	—	-4.93%
17	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	1.40%	—	-2.95%
18	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	1.33%	—	+2.92%
19	OKE	ONEOK, Inc.	Stock-Energy	1.31%	—	-4.34%
20	MIY	Blackrock Muniyield Mi Qlty	Stock-Other	1.23%	—	-1.28%
21	✓	Tallgrass Energy Partners, LP	Stock-Other	1.17%	—	+1.14%
22	WES	Western Midstream Partners, LP	Stock-Energy	1.12%	—	+1.34%
23	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	1.07%	—	-2.44%
24	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.06%	+0.10%	-2.66%
25	COLB	Columbia Banking System, Inc.	Stock-Financials	1.05%	—	-3.25%
26	KRSP	Rice Acquisition Corporation 3	Stock-Other	1.00%	—	+0.26%
27	EQMUSD	Eqm Midstream Partners LP	Stock-Other	0.98%	—	+1.45%
28	AM	Antero Midstream Corporation	Stock-Energy	0.96%	—	+1.44%
29	PSXPUSD	Phillips 66 Partners LP	Stock-Other	0.94%	—	+15.70%
30	IVREUR	Invesco Mortgage Capital	Stock-Other	0.94%	—	-4.74%
31	SHLXUSD	Shell Midstream Partners LP	Stock-Other	0.93%	—	+18.31%
32	AAPL	Apple INC	Stock-Tech	0.86%	-0.20%	-3.59%
33	PAA	Plains All Amer Pipeline LP	Stock-Energy	0.86%	+0.11%	NEW
34	HCRSQ	Hi-crush INC	Stock-Other	0.82%	—	-8.05%
35	DSL	Doubleline Income Solutions	Stock-Other	0.77%	—	-1.19%
36	CBAN	Colony Bankcorp, Inc.	Stock-Other	0.76%	—	-6.17%
37	✓	Cone Midstream Partners LP Com	Stock-Other	0.75%	—	+1.49%
38	UTXZ	United Tech CORP	Stock-Other	0.72%	—	-0.86%
39	0E41	Enlink Midstream LLC	Stock-Other	0.70%	—	+0.78%
40	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.69%	+0.13%	-1.05%
41	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.67%	—	-5.07%
42	MSFT	Microsoft CORP	Stock-Tech	0.66%	-0.57%	-1.01%
43	XIGDX	Voya Glbl Eqty Dvd & Prm Opp	Stock-Other	0.65%	—	-8.55%
44	WFC	Wells Fargo & Co	Stock-Financials	0.64%	-0.10%	-1.75%
45	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.62%	—	-3.37%
46	MIC2EUR	Macquarie Infrastructure Hol	Stock-Other	0.61%	—	-1.14%
47	ENB	Enbridge INC	Stock-Energy	0.60%	+0.10%	NEW
48	IAE	Voya Asia Pac Hi Dvd Eq INC	Stock-Other	0.60%	—	-9.85%
49	EFA	Ishares Msci Eafe ETF	ETF-Other	0.59%	—	-4.27%
50	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	0.58%	—	-3.31%

1–50 of 147

Holding changes this quarter

Position changes disclosed by Pointe Capital Management LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AMLPUSD	Alerian Mlp ETF	+1%	+95.39%	Add
2	VYM	Vanguard High Dvd Yield ETF	+0.6%	+56.94%	Add
3	KRSP	Rice Acquisition Corporation 3	+0.2%	+0.26%	Add
4	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+0.2%	+2.92%	Add
5	MPLX	Mplx LP	+0.1%	+5.34%	Add
6	WES	Western Midstream Partners, LP	+0.1%	+1.34%	Add
7	AAPL	Apple INC	+0.1%	-3.59%	Trim
8	SHLXUSD	Shell Midstream Partners LP	+0.1%	+18.31%	Add
9	ET	Energy Transfer LP	+0.1%	-9.63%	Trim
10	BSV	Vanguard Short-term Bond ETF	+0.1%	+2.99%	Add
11	PAA	Plains All Amer Pipeline LP	+0.1%	-3.58%	Trim
12	CBAN	Colony Bankcorp, Inc.	+0.1%	-6.17%	Trim
13	BAC	Bank Of America CORP	+0.1%	+2.50%	Add
14	CFG	Citizens Financial Group	+0.1%	-1.71%	Trim
15	XETYX	Eaton Vance Tax-mgd Div Eqty	+0.1%	-0.44%	Trim
16	MSFT	Microsoft CORP	+0.1%	-1.01%	Trim
17	EOG	Eog Resources INC	+0.1%	-1.95%	Trim
18	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.1%	+1.23%	Add
19	✓	Tallgrass Energy Partners, LP	+0.1%	+1.14%	Add
20	MA	Mastercard INC - A	+0.1%	-1.34%	Trim
21	MIC2EUR	Macquarie Infrastructure Hol	+0.1%	-1.14%	Trim
22	HCRSQ	Hi-crush INC	+0.1%	-8.05%	Trim
23	HPE	Hewlett Packard Enterprise	+0.1%	+0.24%	Add
24	IWD	Ishares Russell 1000 Value E	+0.1%	+18.39%	Add
25	BKNG	Booking Hldgs INC	+0.1%	-1.78%	Trim
26	PXDEUR	Pioneer Natural Resources Co	+0.1%	-1.07%	Trim
27	WFC	Wells Fargo & Co	-0.1%	-1.75%	Trim
28	KYN	Kayne Anderson Energy Infra	-0.1%	-4.93%	Trim
29	AEP	American Electric Power Company, Inc.	-0.1%	-9.93%	Trim
30	OKE	ONEOK, Inc.	-0.1%	-4.34%	Trim
31	DHR	Danaher CORP	-0.1%	—	Unchanged
32	NVG	Nuveen Amt-fr Muni Crdt	-0.1%	-11.69%	Trim
33	NZF	Nuveen Municipal Credit Income Fund	-0.1%	-2.44%	Trim
34	ET	Energy Transfer LP	-0.1%	-2.24%	Trim
35	ETJ	Eaton Vance Rsk-mgd Divers	-0.1%	-2.95%	Trim
36	MMLP	Martin Midstream Partners LP	-0.1%	-3.18%	Trim
37	BRK-B	Berkshire Hathaway Inc-cl B	-0.2%	-4.82%	Trim
38	WEP	Magellan Midstream Partners	-0.3%	-0.71%	Trim
39	EPD	Enterprise Products Partners	-0.3%	-0.70%	Trim
40	KMI	Kinder Morgan INC	-1.8%	-83.03%	Trim
41	ENB	Enbridge Inc.	—	EXIT	Sold out
42	IWN	Ishares Russell 2000 Value E	—	NEW	New buy
43	EFAV	Ishares Msci Eafe Min Vol Fa	—	NEW	New buy
44	ALLY	Ally Financial INC	—	EXIT	Sold out
45	NVS	Novartis Ag-sponsored Adr	—	EXIT	Sold out
46	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
47	BIV	Vanguard Intermediate-term B	—	NEW	New buy
48	MO	Altria Group INC	—	EXIT	Sold out
49	BTXUSD	Biotime INC	—	EXIT	Sold out
50	✓	Zais Financial	—	EXIT	Sold out