Penn Mutual Asset Management — Q2 2021 13F Holdings

Name: Penn Mutual Asset Management — 13F Holdings, Q2 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000855702

Total reported value

$19.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EMLC	Vaneck JPM Em Local Curr Bnd	ETF-Other	9.95%	+2.04%	-35.09%
2	EDD	Morgan Stanley Emrg Mrk Dom	Stock-Other	7.88%	—	-8.16%
3	XEMDX	Western Asset Emrg Mrkt Dbt	Stock-Other	6.75%	—	—
4	RITM	Rithm Capital CORP	Stock-Real Estate	5.75%	—	-20.34%
5	SPG	Simon Property Group INC	Stock-Real Estate	5.45%	—	-2.45%
6	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	4.26%	—	-25.93%
7	PHAT	Phathom Pharmaceuticals INC	Stock-Other	4.06%	+2.95%	—
8	UGI 7.25 06-01-24	Ugi CORP	Stock-Utilities	3.87%	—	—
9	OKTA	Okta INC	Stock-Tech	3.39%	—	—
10	CLNSEUR	Digitalbridge Group INC	Stock-Other	3.37%	—	—
11	WFC	Wells Fargo & Co	Stock-Financials	2.81%	—	-32.84%
12	GBIOGBX	Generation Bio Co	Stock-Other	2.71%	—	+7.35%
13	NLYEUR	Annaly Capital Management In	Stock-Other	2.61%	—	-71.60%
14	TWOEUR	Two Harbors Investment CORP	Stock-Other	2.59%	—	-21.27%
15	ABX	Barrick Gold CORP	Stock-Financials	2.42%	—	—
16	✓	Coinbase Global INC	Stock-Other	2.07%	—	—
17	BCX	Blackrock Resources & Commod	Stock-Other	1.97%	—	+54.28%
18	DLY	Doubleline Yield Opport	Stock-Other	1.87%	—	-72.96%
19	D	Dominion Energy INC	Stock-Utilities	1.26%	—	—
20	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	Stock-Healthcare	1.11%	—	-99.80%
21	IONS 0.125 12-15-24	Ionis Pharmaceuticals In	Stock-Healthcare	1.09%	—	-99.85%
22	SGOL	abrdn Physical Gold Shares ETF	ETF-Commodities	1.00%	—	-57.89%
23	SUPN 0.625 04-01-23	Supernus Pharmaceuticals	Stock-Healthcare	0.92%	—	-99.90%
24	VALE	Vale Sa-sp Adr	Stock-Materials	0.91%	—	—
25	CAMP 2 08-01-25	Calamp CORP	Stock-Other	0.90%	—	-99.90%
26	CMO	Capstead Mortgage CORP	Stock-Other	0.90%	—	-11.70%
27	ET	Energy Transfer LP	Stock-Energy	0.89%	—	-36.65%
28	JAZZ 1.5 08-15-24	Jazz Investments I LTD	Stock-Healthcare	0.78%	—	-99.90%
29	✓	Denbury INC	Stock-Other	0.74%	—	—
30	PAA	Plains All Amer Pipeline LP	Stock-Energy	0.62%	—	—
31	SWBI	Smith & Wesson Brands INC	Stock-Other	0.47%	—	-24.77%
32	ELAN 5 02-01-23	Elanco Animal Health INC	Stock-Healthcare	0.42%	—	—
33	LYTS	Lsi Industries INC	Stock-Other	0.42%	—	+30.29%
34	ETNBGBP	89bio INC	Stock-Other	0.42%	—	—
35	XPER	Xperi Inc.	Stock-Other	0.41%	—	+135.46%
36	RA	Brookfield Real Assets Incom	Stock-Other	0.39%	—	—
37	HURC	Hurco Companies INC	Stock-Other	0.38%	—	+30.53%
38	EPC	Edgewell Personal Care Co	Stock-Other	0.35%	—	-8.67%
39	BAC	Bank Of America CORP	Stock-Financials	0.35%	—	-10.23%
40	ERIC	Ericsson (lm) Tel-sp Adr	Stock-Tech	0.35%	—	+15.91%
41	AELUSD	American Equity Invt Life Hl	Stock-Other	0.35%	—	—
42	UGI	Ugi CORP	Stock-Utilities	0.34%	—	-9.44%
43	HII	Huntington Ingalls Industrie	Stock-Industrials	0.34%	—	-9.58%
44	GILD	Gilead Sciences INC	Stock-Healthcare	0.34%	—	+5.47%
45	SAVE 1 05-15-26	Spirit Airlines INC	Stock-Other	0.33%	—	—
46	NPK	National Presto Inds INC	Stock-Other	0.33%	—	—
47	IFF 6 09-15-21	Intl Flavor & Fragrances	Stock-Materials	0.33%	—	+6.82%
48	MIXTUSD	Mix Telematics Ltd-sp Adr	Stock-Other	0.33%	—	+46.78%
49	✓		Stock-Other	0.32%	—	—
50	IBM	Intl Business Machines CORP	Stock-Tech	0.32%	—	—

1–50 of 87

Holding changes this quarter

Position changes disclosed by Penn Mutual Asset Management for the quarter ending Q2 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPG	Simon Property Group INC	+1%	-2.45%	Trim
2	XEMDX	Western Asset Emrg Mrkt Dbt	+0.9%	—	Unchanged
3	BCX	Blackrock Resources & Commod	+0.8%	+54.28%	Add
4	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	+0.5%	-99.80%	Trim
5	IONS 0.125 12-15-24	Ionis Pharmaceuticals In	+0.4%	-99.85%	Trim
6	VALE	Vale Sa-sp Adr	+0.3%	—	Unchanged
7	XPER	Xperi Inc.	+0.2%	+135.46%	Add
8	EDD	Morgan Stanley Emrg Mrk Dom	+0.2%	-8.16%	Trim
9	SWBI	Smith & Wesson Brands INC	+0.2%	-24.77%	Trim
10	CWH	Camping World Holdings Inc-a	+0.2%	+144.47%	Add
11	UNB	Union Bankshares INC /vt	+0.2%	+81.82%	Add
12	MIXTUSD	Mix Telematics Ltd-sp Adr	+0.2%	+46.78%	Add
13	DVN	Devon Energy CORP	+0.1%	+97.74%	Add
14	LNG 4.25 03-15-45	Cheniere Energy INC	+0.1%	-99.91%	Trim
15	PHAT	Phathom Pharmaceuticals INC	0%	—	Unchanged
16	ET	Energy Transfer LP	0%	-36.65%	Trim
17	OMC	Omnicom Group	-0.1%	-49.84%	Trim
18	IMKTA	Ingles Markets Inc-class A	-0.1%	-63.76%	Trim
19	TWOEUR	Two Harbors Investment CORP	-0.3%	-21.27%	Trim
20	WFC	Wells Fargo & Co	-0.4%	-32.84%	Trim
21	NAD	Nuveen Quality Municipal Income Fund	-0.7%	-25.93%	Trim
22	SGOL	abrdn Physical Gold Shares ETF	-0.9%	-57.89%	Trim
23	RITM	Rithm Capital CORP	-1.6%	-20.34%	Trim
24	GHY	Pgim Global High Yield Fund	-2.5%	-92.04%	Trim
25	EMLC	Vaneck JPM Em Local Curr Bnd	-3.3%	-35.09%	Trim
26	DLY	Doubleline Yield Opport	-3.7%	-72.96%	Trim
27	NLYEUR	Annaly Capital Management In	-4.9%	-71.60%	Trim
28	UGI 7.25 06-01-24	Ugi CORP	—	NEW	New buy
29	OKTA	Okta INC	—	NEW	New buy
30	CLNSEUR	Digitalbridge Group INC	—	NEW	New buy
31	ABX	Barrick Gold CORP	—	NEW	New buy
32	CLNSEUR	Colony Capital INC	—	EXIT	Sold out
33	✓	Coinbase Global INC	—	NEW	New buy
34	KYMR	Kymera Therapeutics INC	—	EXIT	Sold out
35	DENUSD	Denbury INC	—	EXIT	Sold out
36	✓	Denbury INC	—	NEW	New buy
37	IBRX	Immunitybio INC	—	EXIT	Sold out
38	MNDT 1.625 06-01-35 B	Mandiant INC	—	NEW	New buy
39	PCVX	Vaxcyte INC	—	EXIT	Sold out
40	HIG	Hartford Insurance Group INC	—	EXIT	Sold out
41	SAVE 1 05-15-26	Spirit Airlines INC	—	NEW	New buy
42	✓		—	NEW	New buy
43	IBM	Intl Business Machines CORP	—	NEW	New buy
44	T	At&t INC	—	NEW	New buy
45	FF	Futurefuel CORP	—	EXIT	Sold out
46	AGX	Argan INC	—	NEW	New buy
47	HFCUSD	Hollyfrontier CORP	—	NEW	New buy
48	✓	Altabancorp	—	EXIT	Sold out
49	ACVA	Acv Auctions Inc-a	—	NEW	New buy
50	CTRA	Coterra Energy INC	—	NEW	New buy