Penn Mutual Asset Management — Q1 2021 13F Holdings

Name: Penn Mutual Asset Management — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000855702

Total reported value

$19.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EMLC	Vaneck JPM Em Local Curr Bnd	ETF-Other	12.26%	+0.04%	—
2	NLYEUR	Annaly Capital Management In	Stock-Other	7.29%	—	-49.83%
3	EDD	Morgan Stanley Emrg Mrk Dom	Stock-Other	6.91%	—	—
4	RITM	Rithm Capital CORP	Stock-Real Estate	6.75%	—	—
5	FTV 0.875 02-15-22	Fortive Corporation	Stock-Tech	6.18%	—	—
6	DLY	Doubleline Yield Opport	Stock-Other	5.41%	—	—
7	XEMDX	Western Asset Emrg Mrkt Dbt	Stock-Other	5.21%	—	—
8	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	4.59%	—	—
9	SPG	Simon Property Group INC	Stock-Real Estate	3.98%	—	—
10	PHAT	Phathom Pharmaceuticals INC	Stock-Other	3.69%	-0.07%	—
11	WFC	Wells Fargo & Co	Stock-Financials	2.96%	—	—
12	GHY	Pgim Global High Yield Fund	Stock-Other	2.79%	—	—
13	TWOEUR	Two Harbors Investment CORP	Stock-Other	2.61%	—	—
14	GBIOGBX	Generation Bio Co	Stock-Other	2.19%	—	+67.88%
15	LNG 4.25 03-15-45	Cheniere Energy INC	Stock-Energy	2.06%	—	+583.79%
16	CLNSEUR	Colony Capital INC	Stock-Other	1.80%	—	-30.17%
17	SGOL	abrdn Physical Gold Shares ETF	ETF-Commodities	1.79%	—	-83.99%
18	KYMR	Kymera Therapeutics INC	Stock-Other	1.33%	—	—
19	D	Dominion Energy INC	Stock-Utilities	1.07%	—	-0.01%
20	BCX	Blackrock Resources & Commod	Stock-Other	0.99%	—	-34.73%
21	DENUSD	Denbury INC	Stock-Other	0.95%	—	-33.39%
22	ET	Energy Transfer LP	Stock-Energy	0.83%	—	—
23	CMO	Capstead Mortgage CORP	Stock-Other	0.74%	—	-77.91%
24	SUPN 0.625 04-01-23	Supernus Pharmaceuticals	Stock-Healthcare	0.74%	—	—
25	CAMP 2 08-01-25	Calamp CORP	Stock-Other	0.72%	—	+3.68%
26	JAZZ 1.5 08-15-24	Jazz Investments I LTD	Stock-Healthcare	0.63%	—	—
27	IONS 0.125 12-15-24	Ionis Pharmaceuticals In	Stock-Healthcare	0.60%	—	+56.18%
28	IBRX	Immunitybio INC	Stock-Healthcare	0.57%	—	—
29	VALE	Vale Sa-sp Adr	Stock-Materials	0.57%	—	—
30	PCVX	Vaxcyte INC	Stock-Other	0.50%	—	+140.55%
31	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	Stock-Healthcare	0.48%	—	-38.35%
32	ETNBGBP	89bio INC	Stock-Other	0.43%	—	—
33	PAA	Plains All Amer Pipeline LP	Stock-Energy	0.41%	—	—
34	RCKY	Rocky Brands INC	Stock-Other	0.32%	—	-20.71%
35	RA	Brookfield Real Assets Incom	Stock-Other	0.31%	—	-24.35%
36	HII	Huntington Ingalls Industrie	Stock-Industrials	0.30%	—	-5.09%
37	BAC	Bank Of America CORP	Stock-Financials	0.30%	—	+4.27%
38	ELAN 5 02-01-23	Elanco Animal Health INC	Stock-Healthcare	0.30%	—	—
39	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.29%	—	-2.67%
40	EPC	Edgewell Personal Care Co	Stock-Other	0.28%	—	+9.97%
41	LYTS	Lsi Industries INC	Stock-Other	0.28%	—	—
42	MMM	3m Co	Stock-Industrials	0.28%	—	—
43	AELUSD	American Equity Invt Life Hl	Stock-Other	0.28%	—	+24.18%
44	HIG	Hartford Insurance Group INC	Stock-Financials	0.28%	—	-24.85%
45	UGI	Ugi CORP	Stock-Utilities	0.27%	—	-6.76%
46	NPK	National Presto Inds INC	Stock-Other	0.27%	—	-6.73%
47	MOS	Mosaic Co/the	Stock-Materials	0.27%	—	+57.61%
48	OMC	Omnicom Group	Stock-Comm Services	0.26%	—	-3.81%
49	SNA	Snap-on INC	Stock-Industrials	0.26%	—	-8.18%
50	SWBI	Smith & Wesson Brands INC	Stock-Other	0.26%	—	+18.04%

1–50 of 80

Holding changes this quarter

Position changes disclosed by Penn Mutual Asset Management for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	RITM	Rithm Capital CORP	+2.1%	—	Unchanged
2	EMLC	Vaneck JPM Em Local Curr Bnd	+1.9%	—	Unchanged
3	LNG 4.25 03-15-45	Cheniere Energy INC	+1.8%	+583.79%	Add
4	SPG	Simon Property Group INC	+1.6%	—	Unchanged
5	DLY	Doubleline Yield Opport	+1.3%	—	Unchanged
6	FTV 0.875 02-15-22	Fortive Corporation	+1.3%	—	Unchanged
7	EDD	Morgan Stanley Emrg Mrk Dom	+1.3%	—	Unchanged
8	GBIOGBX	Generation Bio Co	+1.2%	+67.88%	Add
9	WFC	Wells Fargo & Co	+1.2%	—	Unchanged
10	PHAT	Phathom Pharmaceuticals INC	+1.1%	—	Unchanged
11	XEMDX	Western Asset Emrg Mrkt Dbt	+0.9%	—	Unchanged
12	TWOEUR	Two Harbors Investment CORP	+0.8%	—	Unchanged
13	ET	Energy Transfer LP	+0.3%	—	Unchanged
14	CLNSEUR	Colony Capital INC	+0.3%	-30.17%	Trim
15	PCVX	Vaxcyte INC	+0.3%	+140.55%	Add
16	IONS 0.125 12-15-24	Ionis Pharmaceuticals In	+0.3%	+56.18%	Add
17	MOS	Mosaic Co/the	+0.2%	+57.61%	Add
18	RCKY	Rocky Brands INC	+0.2%	-20.71%	Trim
19	FRTEUR	Federal Realty Invs Trust	+0.1%	+61.37%	Add
20	FF	Futurefuel CORP	+0.1%	+38.22%	Add
21	AELUSD	American Equity Invt Life Hl	+0.1%	+24.18%	Add
22	BCX	Blackrock Resources & Commod	—	-34.73%	Trim
23	MYE	Myers Industries INC	0%	-39.21%	Trim
24	EOG	Eog Resources INC	0%	-57.63%	Trim
25	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	-0.1%	-38.35%	Trim
26	VST	Vistra CORP	-0.1%	-40.25%	Trim
27	GORO	Gold Resource CORP	-0.1%	-67.06%	Trim
28	CMO	Capstead Mortgage CORP	-1.7%	-77.91%	Trim
29	NLYEUR	Annaly Capital Management In	-3.9%	-49.83%	Trim
30	SGOL	abrdn Physical Gold Shares ETF	-7.7%	-83.99%	Trim
31	AGNC	Agnc Investment CORP	—	EXIT	Sold out
32	T	At&t INC	—	EXIT	Sold out
33	ABX	Barrick Gold CORP	—	EXIT	Sold out
34	KYMR	Kymera Therapeutics INC	—	NEW	New buy
35	✓		—	EXIT	Sold out
36	IBRX	Immunitybio INC	—	NEW	New buy
37	ANAB	Anaptysbio INC	—	EXIT	Sold out
38	ELAN 5 02-01-23	Elanco Animal Health INC	—	NEW	New buy
39	LYTS	Lsi Industries INC	—	NEW	New buy
40	FLIR	Flir Systems INC	—	EXIT	Sold out
41	GILD	Gilead Sciences INC	—	NEW	New buy
42	IFF 6 09-15-21	Intl Flavor & Fragrances	—	NEW	New buy
43	HURC	Hurco Companies INC	—	NEW	New buy
44	TWTR 1 09-15-21	Twitter INC	—	EXIT	Sold out
45	NUE	Nucor CORP	—	NEW	New buy
46	ENR 7.5 01-15-22 A	Energizer Holdings INC	—	EXIT	Sold out
47	XPER	Xperi Inc.	—	NEW	New buy
48	2JQ	Gritstone Bio INC	—	NEW	New buy
49	UNB	Union Bankshares INC /vt	—	NEW	New buy
50	NVEC	Nve CORP	—	NEW	New buy