Nwam LLC — Q4 2013 13F Holdings

Name: Nwam LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001655006

Total reported value

$1.7B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MSFT	Microsoft CORP	Stock-Tech	5.52%	-1.53%	-15.88%
2	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	2.77%	—	-15.36%
3	DVY	Ishares Select Dividend ETF	ETF-Other	2.24%	—	-12.09%
4	VUG	Vanguard Growth ETF	ETF-Other	2.16%	-0.15%	+0.62%
5	USB	US Bancorp	Stock-Financials	2.11%	—	-9.44%
6	BAC	Bank Of America CORP	Stock-Financials	2.08%	—	-10.88%
7	VTV	Vanguard Value ETF	ETF-Other	2.04%	—	-0.85%
8	SBUX	Starbucks CORP	Stock-Consumer Disc	2.02%	—	-49.51%
9	AAPL	Apple INC	Stock-Tech	1.96%	—	-75.93%
10	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.91%	—	-14.93%
11	BA	Boeing Co/the	Stock-Industrials	1.87%	-0.07%	-16.57%
12	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.77%	—	-20.53%
13	VNQ	Vanguard Real Estate ETF	ETF-Other	1.69%	—	+1.87%
14	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.69%	—	-7.80%
15	EFA	Ishares Msci Eafe ETF	ETF-Other	1.62%	—	-15.09%
16	IWF	Ishares Russell 1000 Growth	ETF-Other	1.59%	-0.14%	-18.25%
17	IWD	Ishares Russell 1000 Value E	ETF-Other	1.46%	—	-16.06%
18	INTC	Intel CORP	Stock-Tech	1.37%	—	-24.02%
19	PCAR	Paccar INC	Stock-Industrials	1.34%	—	+3.56%
20	DJP	Ipath Bloomberg Commodity In	ETF-Commodities	1.33%	—	+1.84%
21	CVX	Chevron CORP	Stock-Energy	1.33%	—	-14.09%
22	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	1.31%	—	-13.31%
23	VZ	Verizon Communications INC	Stock-Comm Services	1.29%	—	-5.48%
24	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.28%	—	-23.48%
25	MDY	State Street Spdr S&p Midcap	ETF-Other	1.27%	—	-11.09%
26	DOW	Dow Chem Co	Stock-Materials	1.24%	—	-16.81%
27	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.20%	+0.34%	-9.41%
28	DLS	Wisdomtree Intl S/c Dvd Fund	ETF-Other	1.17%	—	-9.96%
29	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.17%	—	-5.77%
30	FGP1USD	Ferrellgas Partners-lp	Stock-Other	1.15%	—	-5.68%
31	APU	Amerigas Partners LP	Stock-Other	1.13%	—	-0.68%
32	T	At&t INC	Stock-Comm Services	1.06%	—	-16.96%
33	CSCO	Cisco Systems INC	Stock-Tech	1.00%	—	+6.49%
34	JPM	Jpmorgan Chase & Co	Stock-Financials	0.98%	—	-17.00%
35	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.96%	—	-19.07%
36	XOM	Exxon Mobil CORP	Stock-Energy	0.94%	+0.29%	-13.84%
37	BND	Vanguard Total Bond Market	ETF-Other	0.92%	—	+0.22%
38	✓	Powershares ETF Trust Ii	ETF-Other	0.90%	—	-6.33%
39	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.88%	—	-34.67%
40	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.87%	—	-14.68%
41	✓	Advisorshares Peritus	Stock-Other	0.85%	—	-5.95%
42	✓	Powershares	Stock-Other	0.84%	—	-11.69%
43	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.84%	—	-6.80%
44	✓	New Residential Invt CORP	Stock-Other	0.83%	—	—
45	AFB	Allianceberstein Ntl Muni	Stock-Other	0.82%	—	—
46	MRK	Merck & Co. INC.	Stock-Healthcare	0.79%	—	-18.87%
47	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	0.79%	—	-16.51%
48	PCN	Pimco Corporate & Income Str	Stock-Other	0.78%	—	-1.62%
49	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.76%	—	+5.67%
50	✓		Stock-Other	0.75%	—	-2.27%

1–50 of 178

Holding changes this quarter

Position changes disclosed by Nwam LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VUG	Vanguard Growth ETF	+0.4%	+0.62%	Add
2	VTV	Vanguard Value ETF	+0.3%	-0.85%	Trim
3	MSFT	Microsoft CORP	+0.2%	-15.88%	Trim
4	SCHD	Schwab U.S. Dividend Equity ETF	0%	-15.36%	Trim
5	IWF	Ishares Russell 1000 Growth	0%	-18.25%	Trim
6	EFA	Ishares Msci Eafe ETF	0%	-15.09%	Trim
7	SBUX	Starbucks CORP	-0.1%	-49.51%	Trim
8	✓	Powershares Qqq Trust Ser 1	-0.1%	-20.53%	Trim
9	CVX	Chevron CORP	-0.1%	-14.09%	Trim
10	MRK	Merck & Co. INC.	-0.1%	-18.87%	Trim
11	T	At&t INC	-0.1%	-16.96%	Trim
12	EMB	Ishares Jp Morgan Usd Emergi	-0.1%	-14.68%	Trim
13	INTC	Intel CORP	-0.1%	-24.02%	Trim
14	COST	Costco Wholesale CORP	-0.1%	-19.07%	Trim
15	WFC	Wells Fargo & Co	-0.1%	-40.63%	Trim
16	TSN	Tyson Foods Inc-cl A	-0.1%	-62.99%	Trim
17	QCOM	Qualcomm INC	-0.1%	-32.36%	Trim
18	AAPL	Apple INC	-0.1%	-75.93%	Trim
19	MO	Altria Group INC	-0.1%	-35.17%	Trim
20	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-36.64%	Trim
21	PM	Philip Morris International	-0.2%	-64.41%	Trim
22	BMY	Bristol-myers Squibb Co	-0.2%	-34.67%	Trim
23	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.2%	-23.48%	Trim
24	PFE	Pfizer INC	-0.3%	-36.87%	Trim
25	TIP	Ishares Tips Bond ETF	-0.3%	-49.15%	Trim
26	XAWFX	Alliancebernstein Gl Hi INC	—	EXIT	Sold out
27	✓	New Residential Invt CORP	—	NEW	New buy
28	AFB	Allianceberstein Ntl Muni	—	NEW	New buy
29	VB	Vanguard Small-cap ETF	—	NEW	New buy
30	✓	Newcastle Invt CORP Com	—	NEW	New buy
31	✓		—	EXIT	Sold out
32	FCX	Freeport-mcmoran INC	—	EXIT	Sold out
33	GOOG	Alphabet A	—	NEW	New buy
34	MCCUSD	Medley Capital CORP	—	NEW	New buy
35	✓		—	EXIT	Sold out
36	✓	Lorillard INC	—	EXIT	Sold out
37	NFE	New Fortress Energy Inc.	—	NEW	New buy
38	HON	Honeywell International INC	—	EXIT	Sold out
39	GRA1EUR	Wr Grace & Co	—	NEW	New buy
40	OMER	Omeros CORP	—	NEW	New buy
41	SRE	Sempra	—	EXIT	Sold out
42	✓	Miller Energy Res INC	—	NEW	New buy
43	BIDU	Baidu INC - Spon Adr	—	NEW	New buy
44	LLY	Eli Lilly & Co	—	EXIT	Sold out
45	MCHP	Microchip Technology INC	—	EXIT	Sold out
46	LOW	Lowe's Cos INC	—	EXIT	Sold out
47	UNM	Unum Group	—	EXIT	Sold out
48	XGDVX	Gabelli Dividend & Income Tr	—	EXIT	Sold out
49	UTXZ	United Tech CORP	—	EXIT	Sold out
50	HUM	Humana INC	—	EXIT	Sold out