Northwestern Mutual Investment Services LLC — Q4 2015 13F Holdings

Name: Northwestern Mutual Investment Services LLC — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000910886

Total reported value

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	29.02%	—	+10.17%
2	VEA	Vanguard Ftse Developed ETF	ETF-Other	16.34%	—	+12.58%
3	BND	Vanguard Total Bond Market	ETF-Other	12.86%	—	+9.65%
4	IJH	Ishares Core S&p Midcap ETF	ETF-Other	7.07%	—	+10.96%
5	BSV	Vanguard Short-term Bond ETF	ETF-Other	6.84%	—	+9.11%
6	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	5.65%	—	+15.49%
7	VNQ	Vanguard Real Estate ETF	ETF-Other	4.90%	—	+9.52%
8	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	3.25%	—	+10.40%
9	MUB	Ishares National Muni Bond E	ETF-Other	3.02%	—	+9.28%
10	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	2.85%	—	+10.53%
11	PRIV	State Street IG Public & Private Credit ETF	ETF-Other	2.08%	—	+8.65%
12	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.72%	—	+11.84%
13	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.53%	—	+7.84%
14	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.34%	—	+8.67%
15	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.82%	—	+8.69%
16	VTIP	Vanguard Short-term Tips	ETF-Other	0.61%	—	+6.67%
17	DNP	Dnp Select Income Fund INC	Stock-Financials	0.01%	—	—
18	✓	Nuveen Quality Pfd Income Fd	Stock-Other	0.01%	—	—
19	HTAEUR	Healthcare Trust Of Ame-cl A	Stock-Other	0.01%	—	—
20	USB	US Bancorp	Stock-Financials	—	—	+1325.00%
21	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	—	—	—
22	✓	Guggenheim S&p 500 Pure Growth	Stock-Other	—	—	—
23	✓	Powershares Qqq Trust Ser 1	Stock-Other	—	—	—
24	MSFT	Microsoft CORP	Stock-Tech	—	—	-19.85%
25	INTC	Intel CORP	Stock-Tech	—	—	+368.75%
26	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	—	—	+8900.00%
27	RFI	Cohen & Steers Tot Ret Rlty	Stock-Other	—	—	—
28	WMB	Williams Cos INC	Stock-Energy	—	—	-12.94%
29	AIA	Ishares Asia 50 ETF	ETF-Other	—	—	—
30	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	—	—	—
31	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	—	—	-70.89%
32	WELL	Welltower INC	Stock-Real Estate	—	—	—
33	AXP	American Express Co	Stock-Financials	—	—	—
34	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	—	—	—
35	FRI	First Trust S&p Reit Index F	ETF-Large Cap & Growth	—	—	—
36	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	—	—	—
37	HY	Hyster-yale INC	Stock-Other	—	—	—
38	✓	Rydex ETF Trust	ETF-Other	—	—	+525.00%
39	VUG	Vanguard Growth ETF	ETF-Other	—	—	—
40	AEP	American Electric Power Company, Inc.	Stock-Utilities	—	—	-62.06%
41	PFE	Pfizer INC	Stock-Healthcare	—	—	-38.86%
42	MLCO	Melco Resorts & Entert-adr	Stock-Other	—	—	—
43	CSCO	Cisco Systems INC	Stock-Tech	—	—	-23.95%
44	BOND	Pimco Active Bond Exchange-t	ETF-Other	—	—	—
45	BTO	John Hancock Financial Opp	Stock-Other	—	—	—
46	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	—	—	—
47	ABBV	Abbvie INC	Stock-Healthcare	—	—	+17.19%
48	JPM	Jpmorgan Chase & Co	Stock-Financials	—	—	-54.74%
49	UBS 0 10-14-31 dMTN	Credit Suisse Nassau	Stock-Financials	—	—	—
50	✓	Northstar Realty Finance	Stock-Other	—	—	—

1–50 of 126

Holding changes this quarter

Position changes disclosed by Northwestern Mutual Investment Services LLC for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1%	+10.17%	Add
2	VEA	Vanguard Ftse Developed ETF	+0.4%	+12.58%	Add
3	VNQ	Vanguard Real Estate ETF	+0.1%	+9.52%	Add
4	VWO	Vanguard Ftse Emerging Marke	+0.1%	+15.49%	Add
5	IJR	Ishares Core S&p Small-cap E	0%	+10.40%	Add
6	IJH	Ishares Core S&p Midcap ETF	—	+10.96%	Add
7	TIP	Ishares Tips Bond ETF	—	-97.88%	Trim
8	USB	US Bancorp	—	+1325.00%	Add
9	D	Dominion Energy INC	—	-86.24%	Trim
10	IWM	Ishares Russell 2000 ETF	—	+8900.00%	Add
11	AAPL	Apple INC	0%	-96.40%	Trim
12	BRK-B	Berkshire Hathaway Inc-cl B	0%	-70.89%	Trim
13	SMHC	VanEck China Semiconductor ETF	0%	+8.69%	Add
14	VTIP	Vanguard Short-term Tips	0%	+6.67%	Add
15	PRIV	State Street IG Public & Private Credit ETF	-0.1%	+8.65%	Add
16	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.1%	+8.67%	Add
17	MUB	Ishares National Muni Bond E	-0.1%	+9.28%	Add
18	BNDX	Vanguard Total Intl Bond ETF	-0.1%	+7.84%	Add
19	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.1%	+11.84%	Add
20	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.1%	+10.53%	Add
21	BSV	Vanguard Short-term Bond ETF	-0.3%	+9.11%	Add
22	BND	Vanguard Total Bond Market	-0.6%	+9.65%	Add
23	DNP	Dnp Select Income Fund INC	—	NEW	New buy
24	✓	Absolute Shs Tr	—	EXIT	Sold out
25	✓	Nuveen Quality Pfd Income Fd	—	NEW	New buy
26	WBIIEUR	Wbi Bullbear Global Income E	—	EXIT	Sold out
27	NSC	Norfolk Southern CORP	—	EXIT	Sold out
28	HTAEUR	Healthcare Trust Of Ame-cl A	—	NEW	New buy
29	GOOG	Alphabet A	—	EXIT	Sold out
30	GLD	Spdr Gold Shares	—	EXIT	Sold out
31	QCOM	Qualcomm INC	—	EXIT	Sold out
32	SCHD	Schwab U.S. Dividend Equity ETF	—	NEW	New buy
33	✓	Guggenheim S&p 500 Pure Growth	—	NEW	New buy
34	AXP	American Express Company	—	EXIT	Sold out
35	MTB	M & T Bank CORP	—	EXIT	Sold out
36	SLV	Ishares Silver Trust	—	EXIT	Sold out
37	CTSH	Cognizant Tech Solutions-a	—	EXIT	Sold out
38	WBIG	Wbi Bullbear Yield 3000 ETF	—	EXIT	Sold out
39	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
40	WBICEUR	Wbi Bullbear Yield 2000 ETF	—	EXIT	Sold out
41	SLB	Slb LTD	—	EXIT	Sold out
42	✓	Google INC Class C	—	EXIT	Sold out
43	TPR	Tapestry, Inc.	—	EXIT	Sold out
44	BKNG	Booking Hldgs INC	—	EXIT	Sold out
45	DHR	Danaher CORP	—	EXIT	Sold out
46	SPDW	Ste Str Spdr Pt Dw EU ETF	—	EXIT	Sold out
47	VRSK	Verisk Analytics INC	—	EXIT	Sold out
48	ACWI	Ishares Msci Acwi ETF	—	EXIT	Sold out
49	V	Visa Inc-class A Shares	—	EXIT	Sold out
50	NOVEUR	National Oilwell Varco INC	—	EXIT	Sold out