CIK: 0001541349
Total reported value
$721.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | METUSA 5.75 06-01-19 144A | Mandatory Exch Trust | Stock-Other | 12.48% | — | -46.00% | |
| 2 | MCHP 1.625 02-15-25 | Microchip Technology INC | Stock-Tech | 11.12% | — | -17.16% | |
| 3 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 8.16% | — | — | |
| 4 | BIDU | Baidu INC - Spon Adr | Stock-Comm Services | 4.61% | — | — | |
| 5 | EDU | New Oriental Education & Technology Group Inc. | Stock-Consumer Staples | 3.35% | — | +435.98% | |
| 6 | ATI 4.75 07-01-22 | Allegheny Technologies | Stock-Industrials | 3.27% | — | +100.00% | |
| 7 | TAL | Tal Education Group- Adr | Stock-Consumer Staples | 3.09% | — | -34.51% | |
| 8 | VISN | Vistance Networks INC | Stock-Tech | 2.86% | — | -33.33% | |
| 9 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 2.83% | — | +11.76% | |
| 10 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 2.74% | — | -12.50% | |
| 11 | CSCO | Cisco Systems INC | Stock-Tech | 2.69% | — | — | |
| 12 | INTC | Intel CORP | Stock-Tech | 2.33% | — | — | |
| 13 | YUMC | Yum China Holdings INC | Stock-Consumer Disc | 2.15% | — | +277.42% | |
| 14 | NVROEUR | Nevro CORP | Stock-Other | 2.11% | — | — | |
| 15 | AVGO | Broadcom Inc. | Stock-Tech | 2.11% | — | — | |
| 16 | NTNX | Nutanix INC - A | Stock-Tech | 1.98% | — | — | |
| 17 | ZLAB | Zai Lab Ltd-adr | Stock-Other | 1.70% | — | — | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.63% | — | — | |
| 19 | RHT1EUR | Red Hat INC | Stock-Other | 1.61% | — | — | |
| 20 | MDCO 2.5 01-15-22 | Medicines Company | Stock-Other | 1.55% | — | -50.00% | |
| 21 | PODD 1.25 09-15-21 | Insulet Corporation | Stock-Healthcare | 1.38% | — | -60.00% | |
| 22 | WB | Weibo Corp-spon Adr | Stock-Other | 1.30% | — | — | |
| 23 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.29% | — | -33.33% | |
| 24 | NVDA | Nvidia CORP | Stock-Tech | 1.24% | — | — | |
| 25 | WUBAUSD | 58.com Inc-adr | Stock-Other | 1.16% | — | — | |
| 26 | ZD 3.25 06-15-29 | J2 Global Communications | Stock-Other | 1.14% | — | -80.77% | |
| 27 | MU 3 11-15-43 G | Micron Technology INC | Stock-Tech | 1.13% | — | — | |
| 28 | HTHT | H World Group Limited | Stock-Other | 1.11% | — | +174.13% | |
| 29 | INSM 1.75 01-15-25 | Insmed INC | Stock-Healthcare | 0.99% | — | — | |
| 30 | CSIQ 4.25 02-15-19 | Canadian Solar INC | Stock-Other | 0.89% | — | -20.00% | |
| 31 | JD | Jd.com Inc-adr | Stock-Consumer Disc | 0.88% | — | — | |
| 32 | ✓ | Regalwood Global Energy LTD | Stock-Other | 0.87% | — | — | |
| 33 | AAWW 1.875 06-01-24 | Atlas Air Worldwide Hldg | Stock-Other | 0.86% | — | +60.00% | |
| 34 | ALDR 2.5 02-01-25 | Lundbeck Seatle Bioph In | Stock-Other | 0.82% | — | — | |
| 35 | IQ | Iqiyi Inc-adr | Stock-Other | 0.78% | — | — | |
| 36 | TPG | TPG Inc. | Stock-Financials | 0.72% | — | — | |
| 37 | ✓ | Ehi Car Svcs LTD | Stock-Other | 0.69% | — | — | |
| 38 | TPG | TPG Inc. | Stock-Financials | 0.66% | — | — | |
| 39 | ✓ | Leisure Acquisition Corp | Stock-Other | 0.49% | — | — | |
| 40 | ✓ | Dfb Healthcare Acquistion Co | Stock-Other | 0.45% | — | — | |
| 41 | ✓ | Avista Healthcare Pub Acq Co | Stock-Other | 0.45% | — | — | |
| 42 | ✓ | Leo Holdings CORP | Stock-Other | 0.44% | — | — | |
| 43 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | Stock-Other | 0.44% | — | — | |
| 44 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.37% | — | — | |
| 45 | ✓ | Capitol Invt CORP Iv | Stock-Other | 0.36% | — | — | |
| 46 | ✓ | Mosaic Acquisiti | Stock-Other | 0.36% | — | -19.45% | |
| 47 | ✓ | Haymaker Acquisition | Stock-Other | 0.36% | — | — | |
| 48 | MOMOUSD | Momo Inc-spon Adr | Stock-Other | 0.30% | — | — | |
| 49 | NOAH | Noah Holdings Ltd-spon Ads | Stock-Other | 0.30% | — | +5.00% | |
| 50 | ✓ | Platinum Eagle Acquisitin Co | Stock-Other | 0.27% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EDU | New Oriental Education & Technology Group Inc. | +2.6% | +435.98% | Add |
| 2 | YUMC | Yum China Holdings INC | +1.5% | +277.42% | Add |
| 3 | ATI 4.75 07-01-22 | Allegheny Technologies | +1.4% | +100.00% | Add |
| 4 | HTHT | H World Group Limited | +0.6% | +174.13% | Add |
| 5 | AAWW 1.875 06-01-24 | Atlas Air Worldwide Hldg | +0.3% | +60.00% | Add |
| 6 | NVROEUR | Nevro CORP | +0.3% | — | Unchanged |
| 7 | CSCO | Cisco Systems INC | 0% | — | Unchanged |
| 8 | AMZN | Amazon.com INC | -0.4% | -33.33% | Trim |
| 9 | TAL | Tal Education Group- Adr | -1.1% | -34.51% | Trim |
| 10 | MDCO 2.5 01-15-22 | Medicines Company | -1.6% | -50.00% | Trim |
| 11 | VISN | Vistance Networks INC | -1.6% | -33.33% | Trim |
| 12 | PODD 1.25 09-15-21 | Insulet Corporation | -1.8% | -60.00% | Trim |
| 13 | MCHP 1.625 02-15-25 | Microchip Technology INC | -3.1% | -17.16% | Trim |
| 14 | ZD 3.25 06-15-29 | J2 Global Communications | -5.2% | -80.77% | Trim |
| 15 | METUSA 5.75 06-01-19 144A | Mandatory Exch Trust | -11.6% | -46.00% | Trim |
| 16 | BABA | Alibaba Group Holding-sp Adr | — | NEW | New buy |
| 17 | BIDU | Baidu INC - Spon Adr | — | NEW | New buy |
| 18 | AVGO | Broadcom Inc. | — | NEW | New buy |
| 19 | NTNX | Nutanix INC - A | — | NEW | New buy |
| 20 | MSFT | Microsoft CORP | — | NEW | New buy |
| 21 | RHT1EUR | Red Hat INC | — | NEW | New buy |
| 22 | BMRN 0.599 08-01-24 | Biomarin Pharmaceutical | — | EXIT | Sold out |
| 23 | TSLA 2.375 03-15-22 | Tesla INC | — | EXIT | Sold out |
| 24 | WB | Weibo Corp-spon Adr | — | NEW | New buy |
| 25 | NVDA | Nvidia CORP | — | NEW | New buy |
| 26 | WUBAUSD | 58.com Inc-adr | — | NEW | New buy |
| 27 | SYMCEUR | Symantec CORP | — | EXIT | Sold out |
| 28 | MU 3 11-15-43 G | Micron Technology INC | — | NEW | New buy |
| 29 | INSM 1.75 01-15-25 | Insmed INC | — | NEW | New buy |
| 30 | PBR | Petroleo Brasileiro-spon Adr | — | EXIT | Sold out |
| 31 | ✓ | Regalwood Global | — | EXIT | Sold out |
| 32 | JD | Jd.com Inc-adr | — | NEW | New buy |
| 33 | ✓ | Regalwood Global Energy LTD | — | NEW | New buy |
| 34 | ALDR 2.5 02-01-25 | Lundbeck Seatle Bioph In | — | NEW | New buy |
| 35 | ✓ | Tpg Pace Energy Hldgs CORP | — | EXIT | Sold out |
| 36 | IQ | Iqiyi Inc-adr | — | NEW | New buy |
| 37 | TPG | TPG Inc. | — | NEW | New buy |
| 38 | ✓ | Ehi Car Svcs LTD | — | NEW | New buy |
| 39 | TWTR 1 09-15-21 | Twitter INC | — | EXIT | Sold out |
| 40 | NXPI 1 12-01-19 | Nxp Semiconductor NV | — | EXIT | Sold out |
| 41 | ✓ | Silver Run Acquisition | — | EXIT | Sold out |
| 42 | ✓ | Dfb Healthcare Acquistion Co | — | NEW | New buy |
| 43 | ✓ | Leo Holdings CORP | — | NEW | New buy |
| 44 | MLCO | Melco Resorts & Entert-adr | — | EXIT | Sold out |
| 45 | WMGI 2.25 11-15-21 | Wright Medical Group NV | — | EXIT | Sold out |
| 46 | NXPI | NXP Semiconductors N.V. | — | NEW | New buy |
| 47 | MOMOUSD | Momo Inc-spon Adr | — | NEW | New buy |
| 48 | W | Wayfair Inc. | — | EXIT | Sold out |
| 49 | ✓ | Platinum Eagle Acquisitin Co | — | NEW | New buy |
| 50 | ✓ | Nebula Acquisition CORP | — | NEW | New buy |