CIK: 0001597694
Total reported value
$6.7B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Computer | Stock-Tech | 9.24% | — | +106.64% | |
| 2 | ✓ | General Mtrs Co | Stock-Other | 9.20% | — | — | |
| 3 | VTRS 3.75 09-15-15 | Mylan INC | Stock-Healthcare | 7.92% | — | -28.70% | |
| 4 | ✓ | Actavis PLC | Stock-Other | 6.79% | — | — | |
| 5 | GILD | Gilead Sciences, Inc. | Stock-Healthcare | 4.97% | — | +33.33% | |
| 6 | ✓ | Anglogold Ashanti LTD | Stock-Other | 4.02% | — | — | |
| 7 | ✓ | Keurig Green Mountain INC | Stock-Other | 3.14% | — | +350.00% | |
| 8 | GILD 1.625 05-01-16 D | Gilead Sciences INC | Stock-Healthcare | 2.94% | — | -66.57% | |
| 9 | TSLA 1.5 06-01-18 | Tesla INC | Stock-Consumer Disc | 2.93% | — | +20.00% | |
| 10 | MCHP 2.125 12-15-37 | Microchip Technology INC | Stock-Tech | 2.35% | — | -9.37% | |
| 11 | ✓ | Apple Ord | Stock-Other | 2.33% | — | — | |
| 12 | MU | Micron Technology, Inc. | Stock-Tech | 2.12% | — | -79.09% | |
| 13 | ✓ | Meta Platforms INC | Stock-Other | 2.06% | — | — | |
| 14 | CAT | Caterpillar Inc. | Stock-Industrials | 1.93% | — | +60.00% | |
| 15 | ✓ | Twitter INC | Stock-Other | 1.80% | — | +850.00% | |
| 16 | ✓ | Barrick Gold CORP | Stock-Other | 1.70% | — | — | |
| 17 | SSWSJ 1.75 10-15-32 SWC | Stillwater Mining Co | Stock-Other | 1.68% | — | — | |
| 18 | V | Visa Inc-class A Shares | Stock-Financials | 1.61% | — | — | |
| 19 | PSEC | Prospect Capital CORP | Stock-Other | 1.58% | — | +231.50% | |
| 20 | BBBYEUR | 20230930-dk-butterfly-1 INC | Stock-Other | 1.55% | — | +175.44% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.35% | — | — | |
| 22 | ✓ | Stock-Other | 1.31% | — | -52.00% | ||
| 23 | HAL | Halliburton Co | Stock-Energy | 1.30% | — | — | |
| 24 | TSLA | Tesla, Inc. | Stock-Consumer Disc | 1.29% | — | +37.50% | |
| 25 | TFX 3.875 08-01-17 | Teleflex INC | Stock-Healthcare | 1.24% | — | +66.67% | |
| 26 | ✓ | Bed Bath & Beyond INC | Stock-Other | 1.20% | — | — | |
| 27 | TWTRUSD | Twitter INC | Stock-Other | 1.09% | — | +314.32% | |
| 28 | X 2.75 04-01-19 | United States Steel CORP | Stock-Other | 0.98% | — | — | |
| 29 | SPWR 0.75 06-01-18 | Sunpower CORP | Stock-Other | 0.97% | — | -40.00% | |
| 30 | XLE | Ss Energy Select Sector | ETF-Other | 0.94% | — | — | |
| 31 | TSLA 1.25 03-01-21 | Tesla INC | Stock-Consumer Disc | 0.92% | — | +133.31% | |
| 32 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | Stock-Other | 0.91% | — | — | |
| 33 | ✓ | 3-d Sys CORP Del | Stock-Other | 0.77% | — | — | |
| 34 | MDCO 1.375 06-01-17 | Medicines Company | Stock-Other | 0.76% | — | — | |
| 35 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.70% | -2.98% | +54.55% | |
| 36 | ✓ | Amazon Com INC | Stock-Other | 0.65% | — | — | |
| 37 | RWT 4.625 04-15-18 | Redwood Trust INC | Stock-Other | 0.64% | — | -19.52% | |
| 38 | META | Meta Platforms, Inc. | Stock-Comm Services | 0.62% | — | +50.00% | |
| 39 | MDSO 1 08-01-18 | Medidata Solutions INC | Stock-Other | 0.58% | — | -53.90% | |
| 40 | ✓ | Apple INC | Stock-Other | 0.58% | — | — | |
| 41 | IDCC | Interdigital INC | Stock-Tech | 0.58% | — | +38.67% | |
| 42 | MGM | Mgm Resorts International | Stock-Consumer Disc | 0.57% | — | — | |
| 43 | VER 3 08-01-18 | Vereit INC | Stock-Other | 0.49% | — | -85.31% | |
| 44 | CRM | Salesforce, Inc. | Stock-Tech | 0.47% | — | +400.00% | |
| 45 | HST | Host Hotels & Resorts INC | Stock-Real Estate | 0.47% | — | — | |
| 46 | EA 0.75 07-15-16 | Electronic Arts INC | Stock-Comm Services | 0.41% | — | -90.92% | |
| 47 | TSLA | Tesla INC | Stock-Consumer Disc | 0.41% | -1.67% | -49.82% | |
| 48 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.41% | — | — | |
| 49 | SPLKCHF | Splunk INC | Stock-Other | 0.39% | — | — | |
| 50 | TCOM 1.25 10-15-18 | Ctrip.com Intl LTD | Stock-Consumer Disc | 0.39% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Computer | +6.9% | +106.64% | Add |
| 2 | ✓ | General Mtrs Co | +4.4% | — | Unchanged |
| 3 | VTRS 3.75 09-15-15 | Mylan INC | +2.9% | -28.70% | Trim |
| 4 | ✓ | Keurig Green Mountain INC | +2.8% | +350.00% | Add |
| 5 | GILD | Gilead Sciences, Inc. | +2.6% | +33.33% | Add |
| 6 | ✓ | Twitter INC | +1.7% | +850.00% | Add |
| 7 | BBBYEUR | 20230930-dk-butterfly-1 INC | +1.3% | +175.44% | Add |
| 8 | PSEC | Prospect Capital CORP | +1.3% | +231.50% | Add |
| 9 | SPWR 0.75 06-01-18 | Sunpower CORP | -0.2% | -40.00% | Trim |
| 10 | ✓ | -0.2% | -52.00% | Trim | |
| 11 | NUAN 2.75 11-01-31 | Nuance Communications | -0.5% | -97.04% | Trim |
| 12 | VER 3 08-01-18 | Vereit INC | -1.5% | -85.31% | Trim |
| 13 | EBAY | eBay Inc. | -1.6% | -96.00% | Trim |
| 14 | EA 0.75 07-15-16 | Electronic Arts INC | -1.7% | -90.92% | Trim |
| 15 | GILD 1.625 05-01-16 D | Gilead Sciences INC | -2.7% | -66.57% | Trim |
| 16 | MU | Micron Technology, Inc. | -3.5% | -79.09% | Trim |
| 17 | AAPL | Apple Inc. | — | EXIT | Sold out |
| 18 | MCHX | Marchex, Inc. | — | EXIT | Sold out |
| 19 | ✓ | Actavis PLC | — | NEW | New buy |
| 20 | AVGO | Broadcom Inc. | — | EXIT | Sold out |
| 21 | ✓ | Anglogold Ashanti LTD | — | NEW | New buy |
| 22 | MGM 4.25 04-15-15 | Mgm Resorts Intl | — | EXIT | Sold out |
| 23 | OCR 3.25 12-15-35 OCR | Omnicare INC | — | EXIT | Sold out |
| 24 | ✓ | Apple Ord | — | NEW | New buy |
| 25 | B | Barrick Mining Corporation | — | EXIT | Sold out |
| 26 | ✓ | Yahoo! INC | — | EXIT | Sold out |
| 27 | ✓ | United States Stl CORP New | — | EXIT | Sold out |
| 28 | ✓ | Meta Platforms INC | — | NEW | New buy |
| 29 | ✓ | Anglogold Ashanti-spon Adr | — | EXIT | Sold out |
| 30 | ✓ | Amazon Com INC | — | EXIT | Sold out |
| 31 | ✓ | — | EXIT | Sold out | |
| 32 | AMZN | Amazon.com, Inc. | — | EXIT | Sold out |
| 33 | ✓ | Intel CORP | — | EXIT | Sold out |
| 34 | SPWR 4.5 03-15-15 | Sunpower CORP | — | EXIT | Sold out |
| 35 | ✓ | Barrick Gold CORP | — | NEW | New buy |
| 36 | SSWSJ 1.75 10-15-32 SWC | Stillwater Mining Co | — | NEW | New buy |
| 37 | ARCC 5.75 02-01-16 | Ares Capital CORP | — | EXIT | Sold out |
| 38 | SITC 1.75 11-15-40 | Ddr CORP | — | EXIT | Sold out |
| 39 | VER 3.75 12-15-20 | Vereit INC | — | EXIT | Sold out |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 41 | HAL | Halliburton Co | — | NEW | New buy |
| 42 | SUNEQUSD | Sunedison INC | — | EXIT | Sold out |
| 43 | ✓ | Bed Bath & Beyond INC | — | NEW | New buy |
| 44 | ✓ | — | EXIT | Sold out | |
| 45 | XLE | Ss Energy Select Sector | — | NEW | New buy |
| 46 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | — | NEW | New buy |
| 47 | SRC 3.75 05-15-21 | Spirit Realty Capital In | — | EXIT | Sold out |
| 48 | AMZN | Amazon.com, Inc. | — | EXIT | Sold out |
| 49 | ✓ | 3-d Sys CORP Del | — | NEW | New buy |
| 50 | MDCO 1.375 06-01-17 | Medicines Company | — | NEW | New buy |