Montecito Bank & Trust — Q4 2013 13F Holdings

Name: Montecito Bank & Trust — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001422508

Total reported value

$668.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWF	Ishares Russell 1000 Growth	ETF-Other	10.15%	+0.15%	-2.98%
2	EFA	Ishares Msci Eafe ETF	ETF-Other	8.64%	—	-11.41%
3	IJH	Ishares Core S&p Midcap ETF	ETF-Other	7.61%	+0.01%	+9.41%
4	IWD	Ishares Russell 1000 Value E	ETF-Other	5.40%	-0.01%	+1.10%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.27%	+0.03%	-7.49%
6	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	2.62%	+0.06%	+1.04%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.96%	—	-11.72%
8	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.85%	—	+0.16%
9	DGS	Wisdomtree Em Small Cap	ETF-Small Cap	1.83%	—	-10.96%
10	BDN	Brandywine Realty Trust	Stock-Other	1.76%	—	—
11	XOM	Exxon Mobil CORP	Stock-Energy	1.58%	-0.20%	+10.25%
12	JNJ	Johnson & Johnson	Stock-Healthcare	1.43%	—	+3.04%
13	CVX	Chevron CORP	Stock-Energy	1.41%	-0.30%	-3.68%
14	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.35%	-0.03%	+49.23%
15	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	1.20%	—	+165.53%
16	IYW	Ishares Ustechnology ETF	ETF-Tech	1.13%	+0.21%	-5.45%
17	PFE	Pfizer INC	Stock-Healthcare	1.12%	—	-1.79%
18	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.12%	—	-26.76%
19	VO	Vanguard Mid-cap ETF	ETF-Other	1.11%	+0.06%	+5.46%
20	MDY	State Street Spdr S&p Midcap	ETF-Other	1.01%	—	-4.01%
21	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.96%	—	-11.75%
22	IWV	Ishares Russell 3000 ETF	ETF-Other	0.91%	—	—
23	DVY	Ishares Select Dividend ETF	ETF-Other	0.88%	—	-12.48%
24	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	0.86%	—	-26.61%
25	KO	Coca-cola Co/the	Stock-Consumer Staples	0.86%	-0.04%	+1.94%
26	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.85%	—	—
27	VB	Vanguard Small-cap ETF	ETF-Other	0.79%	—	-7.42%
28	AAPL	Apple Computer	Stock-Tech	0.79%	—	—
29	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.76%	—	-16.18%
30	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.71%	—	-11.14%
31	WFC	Wells Fargo & Co	Stock-Financials	0.70%	—	-1.07%
32	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.70%	—	-0.51%
33	IWC	Ishares Micro-cap ETF	ETF-Other	0.70%	—	+48.65%
34	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.68%	—	-5.79%
35	EPD	Enterprise Products Partners	Stock-Energy	0.67%	—	-2.79%
36	XLF	Ss Financial Select Sector	ETF-Other	0.65%	—	-10.55%
37	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.64%	—	-59.56%
38	XLV	Ss Health Care Select Sector	ETF-Other	0.62%	—	-17.63%
39	VNQ	Vanguard Real Estate ETF	ETF-Other	0.62%	—	+12.76%
40	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.60%	—	-4.07%
41	✓		Stock-Other	0.59%	—	-6.34%
42	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.58%	—	-34.09%
43	RWX	State Street Spdr Dow Jones	ETF-Other	0.58%	—	-5.48%
44	KMI	Kinder Morgan, Inc.	Stock-Energy	0.55%	—	-4.15%
45	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.52%	—	+52.16%
46	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.50%	-0.23%	-4.04%
47	✓	Avery Dennison CORP Com	Stock-Other	0.49%	—	—
48	EMR	Emerson Electric Co	Stock-Industrials	0.46%	—	-13.50%
49	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.44%	—	-29.68%
50	GOOG	Alphabet A	Stock-Comm Services	0.44%	—	+34.98%

1–50 of 140

Holding changes this quarter

Position changes disclosed by Montecito Bank & Trust for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HYS	Pimco 0-5 Year H/y CORP Bond	+0.7%	+165.53%	Add
2	IJH	Ishares Core S&p Midcap ETF	+0.7%	+9.41%	Add
3	IVV	Ishares Core S&p 500 ETF	+0.5%	+49.23%	Add
4	XOM	Exxon Mobil CORP	+0.3%	+10.25%	Add
5	IWC	Ishares Micro-cap ETF	+0.2%	+48.65%	Add
6	IWD	Ishares Russell 1000 Value E	+0.2%	+1.10%	Add
7	EEM	Ishares Msci Emerging Market	+0.2%	+52.16%	Add
8	GOOG	Alphabet A	+0.2%	+34.98%	Add
9	IWO	Ishares Russell 2000 Growth	0%	+1.04%	Add
10	IWF	Ishares Russell 1000 Growth	0%	-2.98%	Trim
11	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.2%	-29.68%	Trim
12	RWR	Ss Spdr Dow Jones Reit ETF	-0.2%	-16.18%	Trim
13	XFFCX	Flaherty & Crumrine Pref INC	-0.3%	-42.54%	Trim
14	XLP	Ss Consumer Staples Sel Sect	-0.3%	-34.09%	Trim
15	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.3%	-42.72%	Trim
16	XBI	Ss Spdr S&p Biotech ETF	-0.4%	-26.61%	Trim
17	DGS	Wisdomtree Em Small Cap	-0.4%	-10.96%	Trim
18	AMLPUSD	Alerian Mlp ETF	-0.5%	-26.76%	Trim
19	VWO	Vanguard Ftse Emerging Marke	-1%	-59.56%	Trim
20	EFA	Ishares Msci Eafe ETF	-1.3%	-11.41%	Trim
21	DXJ	Wisdomtree Japan Hedged Eq	—	NEW	New buy
22	AAPL	Apple Computer	—	NEW	New buy
23	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
24	AAPL	Apple INC	—	EXIT	Sold out
25	APC3EUR	Anadarko Petroleum CORP	—	EXIT	Sold out
26	✓	Avery Dennison CORP Com	—	NEW	New buy
27	AVY	Avery Dennison CORP	—	EXIT	Sold out
28	✓	Anadarko Pete CORP Com	—	NEW	New buy
29	IJR	Ishares Core S&p Small-cap E	—	NEW	New buy
30	NLYEUR	Annaly Capital Management In	—	EXIT	Sold out
31	AXP	American Express Company	—	NEW	New buy
32	ABT	Abbott Laboratories	—	NEW	New buy
33	BSV	Vanguard Short-term Bond ETF	—	NEW	New buy
34	V	Visa Inc-class A Shares	—	NEW	New buy
35	ABT	Abbott Laboratories	—	EXIT	Sold out
36	✓	Anixter Intl INC Com	—	NEW	New buy
37	AMGN	Amgen Inc.	—	NEW	New buy
38	AXE3EUR	Anixter International INC	—	EXIT	Sold out
39	AMGN	Amgen INC	—	EXIT	Sold out
40	BEAM	Beam Therapeutics Inc.	—	EXIT	Sold out
41	✓	Beam INC Com	—	NEW	New buy
42	✓	Annaly Cap Mgmt INC Com	—	NEW	New buy
43	ALL	The Allstate Corporation	—	NEW	New buy
44	NOVEUR	National Oilwell Varco INC	—	NEW	New buy
45	OXY	Occidental Petroleum CORP	—	EXIT	Sold out
46	IWS	Ishares Russell Mid-cap Valu	—	EXIT	Sold out
47	JNJ	Johnson & Johnson	—	NEW	New buy
48	BP	Bp Plc-spons Adr	—	EXIT	Sold out
49	BRK-B	Berkshire Hathaway Inc.	—	NEW	New buy
50	AXP	American Express Co	—	EXIT	Sold out