Montecito Bank & Trust — Q3 2013 13F Holdings

Name: Montecito Bank & Trust — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001422508

Total reported value

$668.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWF	Ishares Russell 1000 Growth	ETF-Other	10.18%	+0.15%	+2.16%
2	EFA	Ishares Msci Eafe ETF	ETF-Other	9.91%	—	-15.48%
3	IJH	Ishares Core S&p Midcap ETF	ETF-Other	6.90%	+0.01%	-4.68%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.54%	+0.03%	-2.20%
5	IWD	Ishares Russell 1000 Value E	ETF-Other	5.23%	-0.01%	+8.09%
6	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	2.58%	+0.06%	-0.76%
7	DGS	Wisdomtree Em Small Cap	ETF-Small Cap	2.22%	—	+676.18%
8	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.19%	—	-7.32%
9	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.89%	—	-1.55%
10	BDN	Brandywine Realty Trust	Stock-Other	1.76%	—	—
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.64%	—	-45.11%
12	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.61%	—	+9.55%
13	CVX	Chevron CORP	Stock-Energy	1.53%	-0.30%	-3.06%
14	JNJ	Johnson & Johnson	Stock-Healthcare	1.40%	—	+0.03%
15	XOM	Exxon Mobil CORP	Stock-Energy	1.31%	-0.20%	-1.19%
16	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.24%	—	-2.53%
17	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.15%	—	-4.84%
18	PFE	Pfizer INC	Stock-Healthcare	1.14%	—	-5.81%
19	IYW	Ishares Ustechnology ETF	ETF-Tech	1.14%	+0.21%	-4.75%
20	VO	Vanguard Mid-cap ETF	ETF-Other	1.05%	+0.06%	+1.50%
21	MDY	State Street Spdr S&p Midcap	ETF-Other	1.04%	—	-9.39%
22	DVY	Ishares Select Dividend ETF	ETF-Other	1.00%	—	-6.29%
23	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	1.00%	—	+65.94%
24	IWV	Ishares Russell 3000 ETF	ETF-Other	0.89%	—	—
25	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.88%	-0.03%	-0.95%
26	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.88%	—	-15.01%
27	VB	Vanguard Small-cap ETF	ETF-Other	0.85%	—	-5.68%
28	KO	Coca-cola Co/the	Stock-Consumer Staples	0.83%	-0.04%	-2.33%
29	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.76%	—	-15.50%
30	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.76%	—	—
31	XLV	Ss Health Care Select Sector	ETF-Other	0.74%	—	-13.06%
32	XLF	Ss Financial Select Sector	ETF-Other	0.71%	—	+29.47%
33	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.70%	—	-9.14%
34	WFC	Wells Fargo & Co	Stock-Financials	0.69%	—	+2.50%
35	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.68%	—	-41.25%
36	EPD	Enterprise Products Partners	Stock-Energy	0.68%	—	-3.19%
37	RWX	State Street Spdr Dow Jones	ETF-Other	0.67%	—	-16.43%
38	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.66%	—	-12.74%
39	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.64%	—	-3.14%
40	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.62%	—	+21.56%
41	KMI	Kinder Morgan, Inc.	Stock-Energy	0.61%	—	-1.97%
42	✓		Stock-Other	0.61%	—	+6.05%
43	VNQ	Vanguard Real Estate ETF	ETF-Other	0.60%	—	+27.54%
44	AAPL	Apple INC	Stock-Tech	0.59%	—	—
45	APC3EUR	Anadarko Petroleum CORP	Stock-Other	0.56%	—	—
46	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.53%	-0.23%	-1.56%
47	EMR	Emerson Electric Co	Stock-Industrials	0.52%	—	+3.20%
48	XFFCX	Flaherty & Crumrine Pref INC	Stock-Other	0.52%	—	-30.88%
49	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.48%	—	-13.53%
50	IWC	Ishares Micro-cap ETF	ETF-Other	0.46%	—	—

1–50 of 121

Holding changes this quarter

Position changes disclosed by Montecito Bank & Trust for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DGS	Wisdomtree Em Small Cap	+1.9%	+676.18%	Add
2	IWF	Ishares Russell 1000 Growth	+0.8%	+2.16%	Add
3	IWD	Ishares Russell 1000 Value E	+0.5%	+8.09%	Add
4	RWR	Ss Spdr Dow Jones Reit ETF	+0.4%	+65.94%	Add
5	IWO	Ishares Russell 2000 Growth	+0.3%	-0.76%	Trim
6	XBI	Ss Spdr S&p Biotech ETF	+0.2%	-2.53%	Trim
7	XLF	Ss Financial Select Sector	+0.2%	+29.47%	Add
8	VEU	Vanguard Ftse All-world Ex-u	+0.1%	-1.55%	Trim
9	IJH	Ishares Core S&p Midcap ETF	+0.1%	-4.68%	Trim
10	XLP	Ss Consumer Staples Sel Sect	-0.2%	-15.01%	Trim
11	XFFCX	Flaherty & Crumrine Pref INC	-0.3%	-30.88%	Trim
12	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.5%	-41.25%	Trim
13	EFA	Ishares Msci Eafe ETF	-0.7%	-15.48%	Trim
14	IWB	Ishares Russell 1000 ETF	-0.9%	-80.25%	Trim
15	EEM	Ishares Msci Emerging Market	-0.9%	-73.34%	Trim
16	VWO	Vanguard Ftse Emerging Marke	-1.3%	-45.11%	Trim
17	IWV	Ishares Russell 3000 ETF	—	NEW	New buy
18	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
19	XEMDX	Western Asset Emrg Mrkt Dbt	—	EXIT	Sold out
20	AAPL	Apple INC	—	NEW	New buy
21	AAPL	Apple Computer	—	EXIT	Sold out
22	BRK-B	Berkshire Hathaway Inc.	—	EXIT	Sold out
23	APC3EUR	Anadarko Petroleum CORP	—	NEW	New buy
24	✓	Anadarko Pete CORP Com	—	EXIT	Sold out
25	IWC	Ishares Micro-cap ETF	—	NEW	New buy
26	AVY	Avery Dennison CORP	—	NEW	New buy
27	✓	Avery Dennison CORP Com	—	EXIT	Sold out
28	✓	Annaly Cap Mgmt INC Com	—	EXIT	Sold out
29	NLYEUR	Annaly Capital Management In	—	NEW	New buy
30	ABT	Abbott Laboratories	—	EXIT	Sold out
31	ABT	Abbott Laboratories	—	NEW	New buy
32	AXE3EUR	Anixter International INC	—	NEW	New buy
33	AMGN	Amgen INC	—	NEW	New buy
34	TIP	Ishares Tips Bond ETF	—	EXIT	Sold out
35	XNCMX	Nuveen Ca Amt-fr Muni INC	—	NEW	New buy
36	ITA	Ishares U.s. Aerospace & Def	—	NEW	New buy
37	BEAM	Beam Therapeutics Inc.	—	NEW	New buy
38	AMGN	Amgen Inc.	—	EXIT	Sold out
39	✓	Anixter Intl INC Com	—	EXIT	Sold out
40	OXY	Occidental Petroleum CORP	—	NEW	New buy
41	AXP	American Express Company	—	EXIT	Sold out
42	IWS	Ishares Russell Mid-cap Valu	—	NEW	New buy
43	✓	Beam INC Com	—	EXIT	Sold out
44	✓	Bp P.l.c.	—	EXIT	Sold out
45	BP	Bp Plc-spons Adr	—	NEW	New buy
46	RBS 7.25 PERP T	Royal Bk Scotlnd Grp PLC	—	EXIT	Sold out
47	AXP	American Express Co	—	NEW	New buy
48	ALL	Allstate CORP	—	NEW	New buy
49	ALL	The Allstate Corporation	—	EXIT	Sold out
50	SCHD	Schwab U.S. Dividend Equity ETF	—	EXIT	Sold out