Mizuho Securities USA LLC — Q4 2020 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	68.76%	+4.55%	NEW
2	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	3.05%	—	—
3	COUP 0.125 06-15-25	Coupa Software INC	Stock-Other	1.53%	—	+318.85%
4	✓	East Stone Acquisition CORP	Stock-Other	0.96%	—	+57.28%
5	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.83%	—	-71.53%
6	✓	Burgundy Technology Acqu Cor	Stock-Other	0.82%	—	—
7	OKTA 0.125 09-01-25	Okta INC	Stock-Tech	0.76%	—	-3.52%
8	✓		Stock-Other	0.73%	—	—
9	GNRSQ	Greenrose Holding Co Inc/the	Stock-Other	0.70%	—	+49.85%
10	NCLH	Norwegian Cruise Line Holdings Ltd.	Stock-Consumer Disc	0.70%	—	+18.91%
11	✓	Ventoux Ccm Acquisition CORP	Stock-Other	0.69%	—	—
12	RH 0 06-15-23	Rh	Stock-Consumer Disc	0.67%	—	—
13	PODD 1.375 11-15-24	Insulet Corporation	Stock-Healthcare	0.62%	—	—
14	SNAP 0.75 08-01-26	Snap INC	Stock-Comm Services	0.61%	—	—
15	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	0.54%	—	+61.93%
16	UNP	Union Pacific Corporation	Stock-Industrials	0.53%	—	-4.35%
17	✓	Edoc Acquisition CORP	Stock-Other	0.53%	—	—
18	QTWO 0.75 02-15-23	Q2 Holdings INC	Stock-Tech	0.48%	—	+200.00%
19	W 1.125 11-01-24	Wayfair INC	Stock-Consumer Disc	0.44%	—	—
20	VMAC	Vistas Media Acquisition Cor	Stock-Other	0.42%	—	+125.92%
21	✓	Liv Cap Acquisition CORP Cl A Added	Stock-Other	0.41%	—	+25.34%
22	✓	Greenvision Acquisition CORP	Stock-Other	0.40%	—	+15.86%
23	✓	Yunhong Intl	Stock-Other	0.36%	—	+87.74%
24	NEE 4.872 09-01-22	Nextera Energy INC	Stock-Utilities	0.36%	—	-11.58%
25	IBB	Ishares Biotechnology ETF	ETF-Tech	0.36%	—	+344.44%
26	✓	Ackrell Spac Partners I Co	Stock-Other	0.35%	—	—
27	✓	Agba Acquisition LTD	Stock-Other	0.34%	—	-2.86%
28	QTWO 0.75 06-01-26	Q2 Holdings INC	Stock-Tech	0.33%	—	—
29	✓	Mudrick Capital Acqu CORP Ii	Stock-Other	0.33%	—	—
30	TWTR 0.25 06-15-24	Twitter INC	Stock-Other	0.32%	—	+800.00%
31	HASI 0 08-15-23	Hannon Armstrong Sustain	Stock-Financials	0.29%	—	—
32	CCAP	Crescent Capital BDC, Inc.	Stock-Other	0.27%	—	+88.94%
33	✓	Merida Merger CORP I	Stock-Other	0.27%	—	+27.62%
34	✓	Alussa Energy Acquisition Co	Stock-Other	0.26%	—	-43.85%
35	✓	Malacca Straits Acquisition	Stock-Other	0.26%	—	+229.37%
36	BRZH	Breeze Holdings Acquisition	Stock-Other	0.26%	—	—
37	ITAC	Industrial Tech Acquis- Cl A	Stock-Other	0.24%	—	—
38	✓	Blue Wtr Acquisition CORP	Stock-Other	0.24%	—	—
39	PCG 5.5 08-16-23	Pg&e CORP	Stock-Utilities	0.24%	—	-70.09%
40	BRLT	Brilliant Earth Group, Inc.	Stock-Other	0.24%	—	+13.58%
41	✓	Tuscan Hldgs CORP Ii	Stock-Other	0.23%	—	-47.16%
42	SAILUS 0.125 09-15-24	Sailpoint Tech Holdings	Stock-Other	0.23%	—	—
43	BL 0.125 08-01-24	Blackline INC	Stock-Tech	0.22%	—	-42.92%
44	✓	Sc Health CORP	Stock-Other	0.20%	—	+2.13%
45	SAII	Software Acquisition Grpii-a	Stock-Other	0.19%	—	—
46	ATLC	Atlanticus Holdings Corporation	Stock-Other	0.19%	—	—
47	✓	Property Solutions Acquisiti	Stock-Other	0.19%	—	+121.39%
48	✓	Binah Cap Group INC	Stock-Other	0.18%	—	—
49	✓	Americas Technology Acqsn Co	Stock-Other	0.18%	—	—
50	LITE 0.25 03-15-24	Lumentum Holdings INC	Stock-Tech	0.18%	—	—

1–50 of 196

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+5.2%	-41.25%	Trim
2	COUP 0.125 06-15-25	Coupa Software INC	+1.2%	+318.85%	Add
3	QTWO 0.75 02-15-23	Q2 Holdings INC	+0.3%	+200.00%	Add
4	TWTR 0.25 06-15-24	Twitter INC	+0.3%	+800.00%	Add
5	IBB	Ishares Biotechnology ETF	+0.3%	+344.44%	Add
6	✓	East Stone Acquisition CORP	+0.2%	+57.28%	Add
7	CCL1EUR	Carnival CORP LTD	+0.2%	+61.93%	Add
8	NUAN 1 12-15-35	Nuance Communications	-0.3%	-73.80%	Trim
9	✓	Burgundy Technology Acqu Cor	-0.4%	-96.20%	Trim
10	PCG 5.5 08-16-23	Pg&e CORP	-0.5%	-70.09%	Trim
11	IQ 3.75 12-01-23	Iqiyi INC	-0.6%	-83.33%	Trim
12	DIA	Ss Spdr Dow Jones Indus Avg	-2.4%	-71.53%	Trim
13	QQQ	Invesco Qqq Trust Series 1	—	NEW	New buy
14	THCBEUR	Microvast Holdings INC	—	EXIT	Sold out
15	✓	Burgundy Technology Acqu Cor	—	NEW	New buy
16	✓	Silver Spike Acquisition Cor	—	EXIT	Sold out
17	✓		—	NEW	New buy
18	✓	Ventoux Ccm Acquisition CORP	—	NEW	New buy
19	RH 0 06-15-23	Rh	—	NEW	New buy
20	PODD 1.375 11-15-24	Insulet Corporation	—	NEW	New buy
21	SNAP 0.75 08-01-26	Snap INC	—	NEW	New buy
22	XLK	Ss Technology Select Sector	—	EXIT	Sold out
23	✓	Edoc Acquisition CORP	—	NEW	New buy
24	XLB	Ss Materials Select Sector	—	EXIT	Sold out
25	DHR 4.75 04-15-22 A	Danaher CORP	—	EXIT	Sold out
26	W 1.125 11-01-24	Wayfair INC	—	NEW	New buy
27	QTS 6.5 PERP B	Qts Realty Trust INC	—	EXIT	Sold out
28	✓	8i Enterprises Acquisitin Co	—	EXIT	Sold out
29	MNCL	Monocle Acquisition CORP	—	EXIT	Sold out
30	✓	Megalith Finl Acquisition Co	—	EXIT	Sold out
31	✓	Collective Growth CORP	—	EXIT	Sold out
32	HUBS 0.25 06-01-22	Hubspot INC	—	EXIT	Sold out
33	LGCUSD	Parts Id INC	—	EXIT	Sold out
34	✓	Ackrell Spac Partners I Co	—	NEW	New buy
35	QTWO 0.75 06-01-26	Q2 Holdings INC	—	NEW	New buy
36	GMED 2.25 03-15-21	Nuvasive INC	—	EXIT	Sold out
37	✓	Mudrick Capital Acqu CORP Ii	—	NEW	New buy
38	✓	Amci Acquisition CORP	—	EXIT	Sold out
39	PDD 0 10-01-24	Pdd Holdings INC	—	EXIT	Sold out
40	✓	Newborn Acquisition CORP	—	EXIT	Sold out
41	✓	Stable Rd Acquisition CORP	—	EXIT	Sold out
42	✓	Reviva Pharmaceutcls Hldgs INC Com	—	EXIT	Sold out
43	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	EXIT	Sold out
44	✓	Schultze Spl Purp Acqustn Co	—	EXIT	Sold out
45	HASI 0 08-15-23	Hannon Armstrong Sustain	—	NEW	New buy
46	VPU	Vanguard Utilities ETF	—	EXIT	Sold out
47	✓	Replay Acquisition CORP	—	EXIT	Sold out
48	✓	Gigcapital3 INC	—	EXIT	Sold out
49	✓	Haymaker Acquisition CORP Ii	—	EXIT	Sold out
50	BRZH	Breeze Holdings Acquisition	—	NEW	New buy