Mizuho Securities USA LLC — Q1 2020 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	17.07%	+4.55%	NEW
2	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	9.73%	—	+589.06%
3	✓	Pure Acquisition CORP	Stock-Other	5.27%	—	+61.78%
4	PFE	Pfizer INC	Stock-Healthcare	2.49%	—	+9691.27%
5	MRK	Merck & Co. INC.	Stock-Healthcare	2.43%	+0.39%	NEW
6	LGCUSD	Parts Id INC	Stock-Other	2.34%	—	-28.90%
7	✓	Allegro Merger CORP	Stock-Other	2.30%	—	+37.11%
8	✓	Leisure Acquisition CORP	Stock-Other	2.25%	—	+365.02%
9	OKTA 0.25 02-15-23	Okta INC	Stock-Tech	2.23%	—	+18.40%
10	✓	Alberton Acquisition CORP	Stock-Other	1.86%	—	-9.06%
11	✓	Proficient Alpha Acqustn Cor	Stock-Other	1.84%	—	+3.23%
12	QTS 6.5 PERP B	Qts Realty Trust INC	Stock-Other	1.82%	—	—
13	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	1.81%	—	-14.30%
14	✓	Megalith Finl Acquisition Co	Stock-Other	1.47%	—	+64.75%
15	✓	Silver Spike Acquisition Cor	Stock-Other	1.40%	—	-11.22%
16	✓	Forum Merger Ii CORP	Stock-Other	1.38%	—	+334.94%
17	UNP	Union Pacific Corporation	Stock-Industrials	1.31%	—	+231.47%
18	✓	Gordon Pointe Acquisition Co	Stock-Other	1.27%	—	-26.20%
19	BDX 6.125 05-01-20 A	Becton Dickinson And Co	Stock-Healthcare	1.27%	—	+323.46%
20	✓	Reviva Pharmaceutcls Hldgs INC Com	Stock-Other	1.26%	—	+26.17%
21	WDAY 0.25 10-01-22	Workday INC	Stock-Tech	1.16%	—	+183.72%
22	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	1.09%	—	—
23	✓	Wealthbridge Acquisition LTD	Stock-Other	1.08%	—	+8.53%
24	✓	8i Enterprises Acquisitin Co	Stock-Other	1.04%	—	-4.61%
25	✓	Fellazo INC Shs	Stock-Other	1.04%	—	+33.81%
26	MU 3.125 05-01-32 D	Micron Technology INC	Stock-Tech	0.99%	—	—
27	ZEN 0.25 03-15-23	Zendesk INC	Stock-Other	0.99%	—	-1.79%
28	THCBEUR	Microvast Holdings INC	Stock-Other	0.98%	—	+113.20%
29	DXCM 0.75 12-01-23	Dexcom INC	Stock-Healthcare	0.98%	—	+181.90%
30	✓	Hl Acquisitions CORP	Stock-Other	0.93%	—	+0.76%
31	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.88%	—	+798.31%
32	XLK	Ss Technology Select Sector	ETF-Tech	0.87%	—	-40.75%
33	NUAN 1 12-15-35	Nuance Communications	Stock-Other	0.85%	—	+57.40%
34	✓	Andina Acquisition CORP Iii	Stock-Other	0.84%	—	-12.81%
35	✓	Tottenham Acquisition I LTD	Stock-Other	0.83%	—	+13.61%
36	✓	Edtechx Hldgs Acquisition Co	Stock-Other	0.78%	—	+114.88%
37	✓	Longevity Acquisition CORP	Stock-Other	0.78%	—	+32.13%
38	✓	Agba Acquisition LTD	Stock-Other	0.75%	—	+71.46%
39	✓	Greenvision Acquisition CORP	Stock-Other	0.73%	—	+66.83%
40	✓	Liv Cap Acquisition CORP Cl A Added	Stock-Other	0.72%	—	—
41	ON 1 12-01-20	On Semiconductor CORP	Stock-Tech	0.72%	—	-45.94%
42	QTWO 0.75 02-15-23	Q2 Holdings INC	Stock-Tech	0.69%	—	—
43	✓	Amci Acquisition CORP	Stock-Other	0.68%	—	+91.04%
44	✓	Kbl Merger CORP. Iv	Stock-Other	0.67%	—	+0.10%
45	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.65%	—	—
46	✓	Spartan Energy Acquisiton Co	Stock-Other	0.63%	—	-23.26%
47	FIVN 0.125 05-01-23	Five9 INC	Stock-Tech	0.56%	—	—
48	✓	Orisun Acq Corp; Tnt Acq Dt: 08/04/2019; Cash: $1	Stock-Other	0.54%	—	+98.89%
49	✓	Replay Acquisition CORP	Stock-Other	0.54%	—	-60.30%
50	✓	Interprivate Acquisition Cor	Stock-Other	0.53%	—	—

1–50 of 113

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QQQ	Invesco Qqq Trust Series 1	+9.2%	+589.06%	Add
2	✓	Pure Acquisition CORP	+4.2%	+61.78%	Add
3	PFE	Pfizer INC	+2.5%	+9691.27%	Add
4	MRK	Merck & Co. INC.	+2.4%	+3943.64%	Add
5	✓	Leisure Acquisition CORP	+2.1%	+365.02%	Add
6	✓	Allegro Merger CORP	+1.7%	+37.11%	Add
7	✓	Forum Merger Ii CORP	+1.3%	+334.94%	Add
8	LGCUSD	Parts Id INC	+1.3%	-28.90%	Trim
9	UNP	Union Pacific Corporation	+1.2%	+231.47%	Add
10	✓	Megalith Finl Acquisition Co	+1.2%	+64.75%	Add
11	BDX 6.125 05-01-20 A	Becton Dickinson And Co	+1.2%	+323.46%	Add
12	WDAY 0.25 10-01-22	Workday INC	+1%	+183.72%	Add
13	DXCM 0.75 12-01-23	Dexcom INC	+0.9%	+181.90%	Add
14	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.8%	+798.31%	Add
15	THCBEUR	Microvast Holdings INC	+0.8%	+113.20%	Add
16	MCHP 1.625 02-15-25	Microchip Technology INC	+0.8%	-14.30%	Trim
17	XLK	Ss Technology Select Sector	+0.3%	-40.75%	Trim
18	ON 1 12-01-20	On Semiconductor CORP	+0.1%	-45.94%	Trim
19	NEE 4.872 09-01-22	Nextera Energy INC	+0.1%	-53.24%	Trim
20	✓	Replay Acquisition CORP	+0.1%	-60.30%	Trim
21	OPESEUR	Burgerfi International INC	-0.1%	-72.74%	Trim
22	STNG 3 05-15-22	Scorpio Tankers INC	-0.2%	-65.23%	Trim
23	HZNP 2.5 03-15-22	Horizon Pharma Inv LTD	-0.2%	-80.00%	Trim
24	XLY	Ss Consumer Disc Select Sect	-0.3%	-72.57%	Trim
25	✓	Leo Holdings CORP	-0.3%	-81.94%	Trim
26	XLV	Ss Health Care Select Sector	-0.4%	-87.30%	Trim
27	TSLA 2 05-15-24	Tesla INC	-0.6%	-99.84%	Trim
28	DIA	Ss Spdr Dow Jones Indus Avg	-3.6%	-96.01%	Trim
29	SPY	Ss Spdr S&p 500 ETF Trust-us	-51.4%	-89.70%	Trim
30	QTS 6.5 PERP B	Qts Realty Trust INC	—	NEW	New buy
31	✓	Mosaic Acquisition CORP	—	EXIT	Sold out
32	CHGG 0.25 05-15-23	Chegg INC	—	EXIT	Sold out
33	XLI	Ss Industrial Select Sector	—	EXIT	Sold out
34	TSLA 2.375 03-15-22	Tesla INC	—	NEW	New buy
35	✓	Tkk Symphony Acquisition Cor	—	EXIT	Sold out
36	MU 3.125 05-01-32 D	Micron Technology INC	—	NEW	New buy
37	HUBS 0.25 06-01-22	Hubspot INC	—	EXIT	Sold out
38	PODD 1.375 11-15-24	Insulet Corporation	—	EXIT	Sold out
39	NBIX 2.25 05-15-24	Neurocrine Biosciences	—	EXIT	Sold out
40	BAC 7.25 PERP L	Bank Of America CORP	—	EXIT	Sold out
41	✓	Liv Cap Acquisition CORP Cl A Added	—	NEW	New buy
42	QTWO 0.75 02-15-23	Q2 Holdings INC	—	NEW	New buy
43	GMED 2.25 03-15-21	Nuvasive INC	—	EXIT	Sold out
44	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
45	✓	South Mtn Merger CORP	—	EXIT	Sold out
46	FIVN 0.125 05-01-23	Five9 INC	—	NEW	New buy
47	✓	Interprivate Acquisition Cor	—	NEW	New buy
48	GBX 2.875 02-01-24	Greenbrier Cos INC	—	EXIT	Sold out
49	✓	Mudrick Cap Acquisition CORP	—	NEW	New buy
50	GNRUQ	Greenrose Holding Co Inc/the	—	NEW	New buy