Mizuho Securities USA LLC — Q3 2018 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	28.49%	+4.55%	NEW
2	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	20.17%	—	-28.12%
3	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	18.58%	—	+15.56%
4	IYR	Ishares US Real Estate ETF	ETF-Other	2.37%	—	—
5	CCI	Crown Castle INC	Stock-Real Estate	1.55%	—	—
6	DEA	Easterly Government Properties, Inc.	Stock-Other	1.40%	—	-10.42%
7	✓	Andeavor Logistics LP	Stock-Other	1.14%	—	—
8	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.90%	—	-6.31%
9	TCOM 1.25 10-15-18	Ctrip.com Intl LTD	Stock-Consumer Disc	0.88%	—	-37.85%
10	✓	Cm Seven Star Acquisition Co	Stock-Other	0.87%	—	+80.24%
11	✓	Constellation Alpha Cap CORP	Stock-Other	0.82%	—	+3.22%
12	RH 0 06-15-19	Rh	Stock-Consumer Disc	0.79%	—	—
13	UNP	Union Pacific CORP	Stock-Industrials	0.73%	—	—
14	MMDM	Modern Media Acquisition Cor	Stock-Other	0.72%	—	-2.35%
15	✓	Kbl Merger CORP. Iv	Stock-Other	0.64%	—	-20.36%
16	ILMN 0 06-15-19	Illumina INC	Stock-Healthcare	0.64%	—	+1000.00%
17	MU 3 11-15-43 G	Micron Technology INC	Stock-Tech	0.57%	—	+1.98%
18	✓	Avista Healthcare Pub Acq Co	Stock-Other	0.53%	—	+188.91%
19	SNAP	Snap INC - A	Stock-Comm Services	0.53%	—	+103.58%
20	AABA 0 12-01-18	Altaba INC	Stock-Other	0.51%	—	+27.98%
21	CCI 6.875 08-01-20 A	Crown Castle Intl CORP	Stock-Real Estate	0.49%	—	—
22	HLF 2 08-15-19	Herbalife LTD	Stock-Other	0.47%	—	—
23	IFXGR 4.5 01-15-22	Cypress Semiconductor Co	Stock-Other	0.44%	—	+118.75%
24	WRLSUSD	Pensare Acquisition CORP	Stock-Other	0.43%	—	—
25	MCHP 1.625 02-15-27	Microchip Technology INC	Stock-Tech	0.43%	—	+0.45%
26	✓	Union Acquisition CORP	Stock-Other	0.39%	—	+100.26%
27	SPLKCHF	Splunk INC	Stock-Other	0.39%	—	+301.00%
28	✓	Trident Acquisitions CORP	Stock-Other	0.37%	—	+26.50%
29	W	Wayfair Inc- Class A	Stock-Consumer Disc	0.37%	—	+124.46%
30	TWTR 1 09-15-21	Twitter INC	Stock-Other	0.37%	—	-11.89%
31	✓	I Am Cap Acquisition Co	Stock-Other	0.36%	—	-19.54%
32	✓	Gty Technology Holdings INC	Stock-Other	0.34%	—	+324.15%
33	ON 1 12-01-20	On Semiconductor CORP	Stock-Tech	0.32%	—	—
34	NEE	Nextera Energy INC	Stock-Utilities	0.32%	—	—
35	TMCX	Trinity Merger Corp-class A	Stock-Other	0.31%	—	+40.39%
36	Z 2 12-01-21	Zillow INC	Stock-Comm Services	0.30%	—	—
37	VAL 3 01-31-24	Ensco Jersey Finance LTD	Stock-Energy	0.28%	—	—
38	✓	Hennessy Capital Iii Acq CORP	Stock-Other	0.28%	—	+73.65%
39	✓	Hunter Maritime Acquisition	Stock-Other	0.27%	—	-2.58%
40	FAST	Fastenal Co	Stock-Industrials	0.26%	—	—
41	✓	Draper Oakwood Technology	Stock-Other	0.26%	—	—
42	✓	Cobiz Financial INC	Stock-Other	0.26%	—	—
43	DBX	Dropbox Inc-class A	Stock-Tech	0.25%	—	—
44	ROKU	Roku INC	Stock-Comm Services	0.24%	—	—
45	OPESEUR	Burgerfi International INC	Stock-Other	0.24%	—	—
46	✓	Tiberius Acquisition CORP	Stock-Other	0.23%	—	—
47	✓	Pure Acquisition CORP	Stock-Other	0.23%	—	-64.98%
48	✓	Thunder Bridge Acquisition L	Stock-Other	0.23%	—	—
49	✓	Gigcapital INC	Stock-Other	0.23%	—	-36.60%
50	✓	Megalith Finl Acquisition Co	Stock-Other	0.23%	—	—

1–50 of 130

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+16.9%	+233.01%	Add
2	ADVMCHF	Adverum Biotechnologies INC	+4.6%	+17.65%	Add
3	QQQ	Invesco Qqq Trust Series 1	+2.6%	-28.12%	Trim
4	ILMN 0 06-15-19	Illumina INC	+0.6%	+1000.00%	Add
5	SNAP	Snap INC - A	+0.3%	+103.58%	Add
6	✓	Avista Healthcare Pub Acq Co	+0.3%	+188.91%	Add
7	SPLKCHF	Splunk INC	+0.3%	+301.00%	Add
8	✓	Cm Seven Star Acquisition Co	+0.2%	+80.24%	Add
9	PI	Impinj INC	-0.4%	-92.29%	Trim
10	✓	Pure Acquisition CORP	-0.6%	-64.98%	Trim
11	DIA	Ss Spdr Dow Jones Indus Avg	-1.3%	+15.56%	Add
12	TCOM 1.25 10-15-18	Ctrip.com Intl LTD	-1.4%	-37.85%	Trim
13	AMZN	Amazon.com INC	—	EXIT	Sold out
14	IYR	Ishares US Real Estate ETF	—	NEW	New buy
15	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	Sold out
16	CCI	Crown Castle INC	—	NEW	New buy
17	FXE	Invesco Currencyshares Euro	—	EXIT	Sold out
18	JNJ	Johnson & Johnson	—	EXIT	Sold out
19	✓	Andeavor Logistics LP	—	NEW	New buy
20	NEE 6.123 09-01-19	Nextera Energy INC	—	EXIT	Sold out
21	IDTI 0.875 11-15-22	Integrated Device Tech	—	EXIT	Sold out
22	RH 0 06-15-19	Rh	—	NEW	New buy
23	NXPI 1 12-01-19	Nxp Semiconductor NV	—	EXIT	Sold out
24	UNP	Union Pacific CORP	—	NEW	New buy
25	ABT	Abbott Laboratories	—	EXIT	Sold out
26	PFE	Pfizer INC	—	EXIT	Sold out
27	JPM	Jpmorgan Chase & Co	—	EXIT	Sold out
28	TER 1.25 12-15-23	Teradyne INC	—	EXIT	Sold out
29	MSFT	Microsoft CORP	—	EXIT	Sold out
30	ADM	Archer-daniels-midland Co	—	EXIT	Sold out
31	✓	Mtge Invt CORP Com	—	EXIT	Sold out
32	AAPL	Apple INC	—	EXIT	Sold out
33	CCI 6.875 08-01-20 A	Crown Castle Intl CORP	—	NEW	New buy
34	IQ	Iqiyi Inc-adr	—	EXIT	Sold out
35	INTC	Intel CORP	—	EXIT	Sold out
36	CSCO	Cisco Systems INC	—	EXIT	Sold out
37	WRLSUSD	Pensare Acquisition CORP	—	NEW	New buy
38	BMRN 0.75 10-15-18	Biomarin Pharmaceutical	—	EXIT	Sold out
39	BAC	Bank Of America CORP	—	EXIT	Sold out
40	VALE	Vale Sa-sp Adr	—	EXIT	Sold out
41	BAC 7.25 PERP L	Bank Of America CORP	—	EXIT	Sold out
42	✓	Fintech Acquisition CORP Ii	—	EXIT	Sold out
43	GOOGL	Alphabet Inc-cl A	—	EXIT	Sold out
44	ON 1 12-01-20	On Semiconductor CORP	—	NEW	New buy
45	NEE	Nextera Energy INC	—	NEW	New buy
46	EMR	Emerson Electric Co	—	EXIT	Sold out
47	FDX	Fedex CORP	—	EXIT	Sold out
48	CVX	Chevron CORP	—	EXIT	Sold out
49	Z 2 12-01-21	Zillow INC	—	NEW	New buy
50	CF	Cf Industries Holdings INC	—	EXIT	Sold out