Mizuho Securities USA LLC — Q4 2017 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	38.89%	+4.55%	NEW
2	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	25.61%	—	+17.79%
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	10.52%	—	-84.45%
4	ELV 5.25 05-01-18	Anthem INC	Stock-Healthcare	2.02%	—	—
5	AAPL	Apple INC	Stock-Tech	1.99%	+5.76%	NEW
6	META	Meta Platforms Inc-class A	Stock-Comm Services	1.87%	+2.18%	NEW
7	PANW 0 07-01-19	Palo Alto Networks	Stock-Tech	0.86%	—	+9.16%
8	WELL 6.5 PERP I	Welltower INC	Stock-Real Estate	0.74%	—	-6.00%
9	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.65%	—	—
10	UNH	Unitedhealth Group INC	Stock-Healthcare	0.61%	+0.83%	NEW
11	AABA 0 12-01-18	Altaba INC	Stock-Other	0.54%	—	—
12	SNAP	Snap INC - A	Stock-Comm Services	0.52%	—	-7.56%
13	FSLR	First Solar INC	Stock-Tech	0.49%	—	—
14	BA	Boeing Co/the	Stock-Industrials	0.48%	—	+103.21%
15	IDCC 1.5 03-01-20	Interdigital INC	Stock-Tech	0.47%	—	+31.57%
16	✓	Electrum Spl Acquisition Cor	Stock-Other	0.45%	—	+66.13%
17	MU 2.125 02-15-33 F	Micron Technology INC	Stock-Tech	0.44%	—	-44.40%
18	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.43%	+1.56%	NEW
19	PODD 1.25 09-15-21	Insulet Corporation	Stock-Healthcare	0.36%	—	—
20	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.36%	+0.39%	NEW
21	NOW 0 11-01-18	Servicenow INC	Stock-Tech	0.35%	—	+35.71%
22	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.34%	—	-69.43%
23	CMCSA 2 10-15-29	Comcast Holdings CORP	Stock-Comm Services	0.34%	—	—
24	MS	Morgan Stanley	Stock-Financials	0.32%	—	—
25	IFXGR 4.5 01-15-22	Cypress Semiconductor Co	Stock-Other	0.27%	—	—
26	CEMEX 3.75 03-15-18	Cemex Sab De Cv	Stock-Other	0.27%	—	—
27	MO	Altria Group INC	Stock-Consumer Staples	0.25%	—	—
28	GS	Goldman Sachs Group INC	Stock-Financials	0.25%	—	+20.90%
29	GPRO	Gopro Inc-class A	Stock-Other	0.24%	—	+46.90%
30	SWK	Stanley Black & Decker INC	Stock-Industrials	0.24%	—	-25.63%
31	INTC 3.25 08-01-39	Intel CORP	Stock-Tech	0.23%	—	+406.33%
32	MMM	3m Co	Stock-Industrials	0.23%	—	+20.90%
33	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	0.23%	—	—
34	DDD	3d Systems CORP	Stock-Other	0.22%	—	-30.08%
35	P 1.75 12-01-20	Pandora Media LLC	Stock-Tech	0.20%	—	+314.62%
36	✓	Bank Mut CORP New Com	Stock-Other	0.19%	—	+13.86%
37	HD	Home Depot INC	Stock-Consumer Disc	0.19%	+0.63%	NEW
38	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	0.19%	—	+51.00%
39	HTT	High Templar Tech Limited	Stock-Other	0.17%	—	—
40	ADBE	Adobe INC	Stock-Tech	0.17%	—	—
41	BZUN	Baozun Inc-spn Adr	Stock-Other	0.16%	—	—
42	TCOM 1.25 10-15-18	Ctrip.com Intl LTD	Stock-Consumer Disc	0.16%	—	+150.00%
43	CAT	Caterpillar INC	Stock-Industrials	0.15%	—	+20.90%
44	FITEUR	Fitbit INC - A	Stock-Other	0.15%	—	—
45	IBM	Intl Business Machines CORP	Stock-Tech	0.15%	+0.40%	NEW
46	SPWRQ	Sunpower CORP	Stock-Other	0.15%	—	+0.41%
47	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.14%	—	+84.00%
48	JNJ	Johnson & Johnson	Stock-Healthcare	0.14%	+0.69%	NEW
49	TRV	Travelers Cos Inc/the	Stock-Financials	0.13%	—	+20.90%
50	THC	Tenet Healthcare CORP	Stock-Healthcare	0.13%	—	-20.16%

1–50 of 140

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+12.9%	+175.32%	Add
2	DIA	Ss Spdr Dow Jones Indus Avg	+6.3%	+17.79%	Add
3	AAPL	Apple INC	+1.9%	+2757.59%	Add
4	UNH	Unitedhealth Group INC	+0.5%	+243.67%	Add
5	BA	Boeing Co/the	+0.3%	+103.21%	Add
6	MCD	Mcdonald's CORP	+0.2%	+158.09%	Add
7	INTC 3.25 08-01-39	Intel CORP	+0.2%	+406.33%	Add
8	✓	Electrum Spl Acquisition Cor	+0.2%	+66.13%	Add
9	P 1.75 12-01-20	Pandora Media LLC	+0.2%	+314.62%	Add
10	FSLR	First Solar INC	+0.1%	—	Unchanged
11	SRCL 5.25 09-15-18	Stericycle INC	-0.1%	-91.33%	Trim
12	V	Visa Inc-class A Shares	-0.2%	-63.21%	Trim
13	UA	Under Armour Inc-class C	-0.2%	-78.54%	Trim
14	MU 2.125 02-15-33 F	Micron Technology INC	-0.3%	-44.40%	Trim
15	GOF	Guggenheim Strategic Opportunities Fund	-0.7%	-69.43%	Trim
16	✓	Powershares Qqq Trust Ser 1	-20.5%	-84.45%	Trim
17	INTC 2.95 12-15-35	Intel CORP	—	EXIT	Sold out
18	ELV 5.25 05-01-18	Anthem INC	—	NEW	New buy
19	META	Meta Platforms Inc-class A	—	NEW	New buy
20	✓	Parexel Intl CORP	—	EXIT	Sold out
21	GDX	Vaneck Gold Miners ETF	—	EXIT	Sold out
22	AABA 0 12-01-18	Altaba INC	—	NEW	New buy
23	NFLX	Netflix INC	—	EXIT	Sold out
24	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
25	STWD 4.55 03-01-18	Starwood Property Trust	—	EXIT	Sold out
26	CRM 0.25 04-01-18	Salesforce.com INC	—	EXIT	Sold out
27	PODD 1.25 09-15-21	Insulet Corporation	—	NEW	New buy
28	CMCSA 2 10-15-29	Comcast Holdings CORP	—	NEW	New buy
29	SMH	Vaneck Semiconductor ETF	—	EXIT	Sold out
30	MS	Morgan Stanley	—	NEW	New buy
31	✓	Vwr CORP	—	EXIT	Sold out
32	MO	Altria Group INC	—	NEW	New buy
33	✓	Exa CORP	—	EXIT	Sold out
34	FSLR	First Solar, Inc.	—	EXIT	Sold out
35	XME	Ss Spdr S&p Metals Mining	—	EXIT	Sold out
36	✓	Capital Bank Financial CORP	—	EXIT	Sold out
37	MELI 2.25 07-01-19	Mercadolibre INC	—	EXIT	Sold out
38	RH	Rh	—	EXIT	Sold out
39	HTZ-WEUR	Hertz Global Holdings INC	—	EXIT	Sold out
40	HTT	High Templar Tech Limited	—	NEW	New buy
41	AN	Autonation INC	—	EXIT	Sold out
42	ADBE	Adobe INC	—	NEW	New buy
43	TWLO	Twilio INC - A	—	EXIT	Sold out
44	BZUN	Baozun Inc-spn Adr	—	NEW	New buy
45	ARNCCHF	Arconic INC	—	EXIT	Sold out
46	PBR	Petroleo Brasileiro-spon Adr	—	EXIT	Sold out
47	WFC	Wells Fargo & Co	—	NEW	New buy
48	CTLEUR	Centurylink INC	—	EXIT	Sold out
49	ACHR	Archer Aviation Inc.	—	EXIT	Sold out
50	✓		—	NEW	New buy