CIK: 0001513006
Total reported value
$4.6B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 78.16% | — | -48.39% | |
| 2 | NEM 1.25 07-15-14 A | Newmont Mining CORP | Stock-Materials | 5.22% | — | +2.96% | |
| 3 | SNDK 1.5 08-15-17 | Sandisk CORP | Stock-Tech | 2.42% | — | — | |
| 4 | NUAN 2.75 11-01-31 | Nuance Communications | Stock-Other | 2.07% | — | +5.85% | |
| 5 | T 4.5 07-15-14 | Leap Wireless Intl INC | Stock-Comm Services | 1.69% | — | +96.50% | |
| 6 | CDNS 2.625 06-01-15 | Cadence Design Sys INC | Stock-Tech | 1.50% | — | — | |
| 7 | NAV 3 10-15-14 | Navistar Intl CORP | Stock-Other | 1.48% | — | — | |
| 8 | SLXP 1.5 03-15-19 | Salix Pharmaceuticals Lt | Stock-Other | 1.02% | — | — | |
| 9 | AMAT | Applied Materials INC | Stock-Tech | 0.98% | — | — | |
| 10 | LULU | Lululemon Athletica INC | Stock-Consumer Disc | 0.72% | — | — | |
| 11 | KNDI | Kandi Technologies Group, Inc. | Stock-Other | 0.48% | — | — | |
| 12 | ENDP 1.5 07-15-18 | Auxilium Pharmaceuticals | Stock-Other | 0.42% | — | -10.00% | |
| 13 | ✓ | Stock-Other | 0.36% | — | — | ||
| 14 | AFFX 4 07-01-19 | Affymetrix INC | Stock-Other | 0.36% | — | -66.67% | |
| 15 | RKLB | Rocket Lab Corporation | Stock-Industrials | 0.33% | — | — | |
| 16 | ECPG 3 11-27-17 | Encore Capital Group INC | Stock-Other | 0.33% | — | — | |
| 17 | AAPL | Apple INC | Stock-Tech | 0.30% | +5.76% | NEW | |
| 18 | TRAK 1.5 03-15-17 | Dealertrack Technologies | Stock-Other | 0.29% | — | +4900.00% | |
| 19 | WWEUSD | World Wrestling Entertain-a | Stock-Other | 0.26% | — | — | |
| 20 | PSEC 5.5 08-15-16 | Prospect Capital CORP | Stock-Other | 0.22% | — | — | |
| 21 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.19% | — | — | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.19% | +4.82% | NEW | |
| 23 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.18% | +4.55% | NEW | |
| 24 | OCR 3.5 02-15-44 | Omnicare INC | Stock-Other | 0.17% | — | -58.82% | |
| 25 | ✓ | Yingli Green Energy Hldg Co | Stock-Other | 0.16% | — | — | |
| 26 | MNKD | MannKind Corporation | Stock-Other | 0.12% | — | — | |
| 27 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.10% | — | — | |
| 28 | OPK | Opko Health INC | Stock-Other | 0.09% | — | — | |
| 29 | MCPCHF | Molycorp INC | Stock-Other | 0.09% | — | — | |
| 30 | GOOG | Alphabet A | Stock-Comm Services | 0.09% | — | — | |
| 31 | MU 1.625 02-15-33 E | Micron Technology INC | Stock-Tech | 0.01% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NEM 1.25 07-15-14 A | Newmont Mining CORP | +2% | +2.96% | Add |
| 2 | T 4.5 07-15-14 | Leap Wireless Intl INC | +1.1% | +96.50% | Add |
| 3 | NUAN 2.75 11-01-31 | Nuance Communications | +0.8% | +5.85% | Add |
| 4 | CDNS 2.625 06-01-15 | Cadence Design Sys INC | +0.7% | — | Unchanged |
| 5 | NAV 3 10-15-14 | Navistar Intl CORP | +0.6% | — | Unchanged |
| 6 | TRAK 1.5 03-15-17 | Dealertrack Technologies | +0.3% | +4900.00% | Add |
| 7 | PSEC 5.5 08-15-16 | Prospect Capital CORP | +0.1% | — | Unchanged |
| 8 | ENDP 1.5 07-15-18 | Auxilium Pharmaceuticals | +0.1% | -10.00% | Trim |
| 9 | MU 1.625 02-15-33 E | Micron Technology INC | — | — | Unchanged |
| 10 | OCR 3.5 02-15-44 | Omnicare INC | -0.1% | -58.82% | Trim |
| 11 | AFFX 4 07-01-19 | Affymetrix INC | -0.2% | -66.67% | Trim |
| 12 | TLT | Ishares 20+ Year Treasury Bd | -13.3% | -48.39% | Trim |
| 13 | SNDK 1.5 08-15-17 | Sandisk CORP | — | NEW | New buy |
| 14 | SLXP 1.5 03-15-19 | Salix Pharmaceuticals Lt | — | NEW | New buy |
| 15 | AMAT | Applied Materials INC | — | NEW | New buy |
| 16 | LULU | Lululemon Athletica INC | — | NEW | New buy |
| 17 | TRN 3.875 06-01-36 | Trinity Industries INC | — | EXIT | Sold out |
| 18 | KNDI | Kandi Technologies Group, Inc. | — | NEW | New buy |
| 19 | ✓ | — | NEW | New buy | |
| 20 | RKLB | Rocket Lab Corporation | — | NEW | New buy |
| 21 | ECPG 3 11-27-17 | Encore Capital Group INC | — | NEW | New buy |
| 22 | AAPL | Apple INC | — | NEW | New buy |
| 23 | WWEUSD | World Wrestling Entertain-a | — | NEW | New buy |
| 24 | XLP | Ss Consumer Staples Sel Sect | — | NEW | New buy |
| 25 | MSFT | Microsoft CORP | — | NEW | New buy |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 27 | ✓ | Yingli Green Energy Hldg Co | — | NEW | New buy |
| 28 | BRS 3 06-15-38 | Bristow Group INC | — | EXIT | Sold out |
| 29 | MNKD | MannKind Corporation | — | NEW | New buy |
| 30 | ✓ | Powershares Qqq Trust Ser 1 | — | NEW | New buy |
| 31 | OPK | Opko Health INC | — | NEW | New buy |
| 32 | MCPCHF | Molycorp INC | — | NEW | New buy |
| 33 | GOOG | Alphabet A | — | NEW | New buy |