Mizuho Securities USA LLC — Q1 2014 13F Holdings

Name: Mizuho Securities USA LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

Total reported value

$4.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	91.42%	—	—
2	NEM 1.25 07-15-14 A	Newmont Mining CORP	Stock-Materials	3.19%	—	-37.35%
3	NUAN 2.75 11-01-31	Nuance Communications	Stock-Other	1.23%	—	-3.19%
4	NAV 3 10-15-14	Navistar Intl CORP	Stock-Other	0.93%	—	+139.57%
5	CDNS 2.625 06-01-15	Cadence Design Sys INC	Stock-Tech	0.84%	—	—
6	AFFX 4 07-01-19	Affymetrix INC	Stock-Other	0.57%	—	+200.00%
7	T 4.5 07-15-14	Leap Wireless Intl INC	Stock-Comm Services	0.55%	—	—
8	TRN 3.875 06-01-36	Trinity Industries INC	Stock-Other	0.43%	—	—
9	ENDP 1.5 07-15-18	Auxilium Pharmaceuticals	Stock-Other	0.36%	—	—
10	OCR 3.5 02-15-44	Omnicare INC	Stock-Other	0.23%	—	—
11	PSEC 5.5 08-15-16	Prospect Capital CORP	Stock-Other	0.14%	—	-28.57%
12	BRS 3 06-15-38	Bristow Group INC	Stock-Other	0.10%	—	-31.03%
13	MU 1.625 02-15-33 E	Micron Technology INC	Stock-Tech	0.01%	—	—
14	TRAK 1.5 03-15-17	Dealertrack Technologies	Stock-Other	—	—	-98.76%

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TLT	Ishares 20+ Year Treasury Bd	+65.4%	—	Unchanged
2	NEM 1.25 07-15-14 A	Newmont Mining CORP	+1.6%	-37.35%	Trim
3	AAPL	Apple INC	—	EXIT	Sold out
4	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	Sold out
5	MSFT	Microsoft CORP	—	EXIT	Sold out
6	GOOG	Alphabet A	—	EXIT	Sold out
7	V	Visa Inc-class A Shares	—	EXIT	Sold out
8	MDY	State Street Spdr S&p Midcap	—	EXIT	Sold out
9	AMZN	Amazon.com INC	—	EXIT	Sold out
10	IBM	Intl Business Machines CORP	—	EXIT	Sold out
11	GS	Goldman Sachs Group INC	—	EXIT	Sold out
12	INTC	Intel CORP	—	EXIT	Sold out
13	CSCO	Cisco Systems INC	—	EXIT	Sold out
14	MMM	3m Co	—	EXIT	Sold out
15	BA	Boeing Co/the	—	EXIT	Sold out
16	QCOM	Qualcomm INC	—	EXIT	Sold out
17	CVX	Chevron CORP	—	EXIT	Sold out
18	GILD	Gilead Sciences INC	—	EXIT	Sold out
19	CMCSA	Comcast Corp-class A	—	EXIT	Sold out
20	UTXZ	United Tech CORP	—	EXIT	Sold out
21	META	Meta Platforms Inc-class A	—	EXIT	Sold out
22	XOM	Exxon Mobil CORP	—	EXIT	Sold out
23	MCD	Mcdonald's CORP	—	EXIT	Sold out
24	AMGN	Amgen INC	—	EXIT	Sold out
25	JNJ	Johnson & Johnson	—	EXIT	Sold out
26	AXP	American Express Co	—	EXIT	Sold out
27	CAT	Caterpillar INC	—	EXIT	Sold out
28	TRV	Travelers Cos Inc/the	—	EXIT	Sold out
29	HD	Home Depot INC	—	EXIT	Sold out
30	PG	Procter & Gamble Co/the	—	EXIT	Sold out
31	WMT	Walmart INC	—	EXIT	Sold out
32	NKE	Nike INC -cl B	—	EXIT	Sold out
33	DIS	Walt Disney Co/the	—	EXIT	Sold out
34	EBAY	Ebay INC	—	EXIT	Sold out
35	UNH	Unitedhealth Group INC	—	EXIT	Sold out
36	CELG	Celgene CORP	—	EXIT	Sold out
37	BIIB	Biogen INC	—	EXIT	Sold out
38	MDLZ	Mondelez International Inc-a	—	EXIT	Sold out
39	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
40	BKNG	Booking Hldgs INC	—	EXIT	Sold out
41	SBUX	Starbucks CORP	—	EXIT	Sold out
42	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
43	AXP	American Express Company	—	EXIT	Sold out
44	JPM	Jpmorgan Chase & Co	—	EXIT	Sold out
45	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out
46	COST	Costco Wholesale CORP	—	EXIT	Sold out
47	BIDU	Baidu INC - Spon Adr	—	EXIT	Sold out
48	TXN	Texas Instruments INC	—	EXIT	Sold out
49	MRK	Merck & Co. INC.	—	EXIT	Sold out
50	VZ	Verizon Communications INC	—	EXIT	Sold out