Lumbard & Kellner, LLC — Q2 2015 13F Holdings

Name: Lumbard & Kellner, LLC — 13F Holdings, Q2 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001602476

Total reported value

$288.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FGVXX	First Am Govt Oblig-y	Stock-Other	7.83%	—	+92.39%
2	MAPIX	Matthews Asia Dividend-inv	Stock-Other	5.45%	—	-1.93%
3	MET	Metlife INC	Stock-Financials	4.84%	-0.33%	-0.90%
4	PRU	Prudential Financial INC	Stock-Financials	4.37%	-1.01%	EXIT
5	WMT	Walmart INC	Stock-Consumer Staples	3.84%	—	-0.82%
6	MSFT	Microsoft CORP	Stock-Tech	3.76%	-0.43%	-0.94%
7	GLW	Corning INC	Stock-Tech	3.40%	—	-0.79%
8	FDX	Fedex CORP	Stock-Industrials	3.31%	—	-0.46%
9	✓	Directv	Stock-Other	3.22%	—	-0.60%
10	IBM	Intl Business Machines CORP	Stock-Tech	3.00%	—	+0.08%
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.92%	—	-0.99%
12	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.77%	—	+1.30%
13	SGAPY	Singapore Telecommunicat-adr	Stock-Other	2.77%	—	-1.02%
14	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	2.69%	—	-0.98%
15	KEY	Keycorp	Stock-Financials	2.57%	—	-0.57%
16	GS	Goldman Sachs Group INC	Stock-Financials	2.16%	-0.17%	+0.28%
17	RF	Regions Financial CORP	Stock-Financials	2.14%	—	+11.39%
18	GM	General Motors Co	Stock-Consumer Disc	2.10%	-0.08%	EXIT
19	FMC	Fmc CORP	Stock-Materials	1.88%	—	-0.08%
20	PSX	Phillips 66	Stock-Energy	1.80%	—	+1.51%
21	HBAN	Huntington Bancshares INC	Stock-Financials	1.79%	—	-0.19%
22	✓	Market Vectors India S/c	Stock-Other	1.79%	—	+324.43%
23	IMGNEUR	Immunogen INC	Stock-Other	1.70%	—	-1.04%
24	TM	Toyota Motor CORP -spon Adr	Stock-Consumer Disc	1.63%	—	-4.61%
25	BBD-BCHF	Bombardier Inc-b	Stock-Other	1.60%	—	-1.05%
26	✓	Mitsubishi Heavy Industries	Stock-Other	1.53%	—	—
27	F	Ford Motor Co	Stock-Consumer Disc	1.50%	—	-0.99%
28	EPOL	Ishares Msci Poland ETF	ETF-Other	1.49%	—	+1.05%
29	AVGO	Broadcom Inc.	Stock-Tech	1.26%	—	+257.85%
30	ET F 11-01-66 *	Energy Transfer LP	Stock-Energy	1.21%	—	—
31	THFG	Thai Fund INC	Stock-Other	1.19%	—	-1.02%
32	✓	State Street Cap Tr Iv	Stock-Other	1.17%	—	—
33	✓	First Resources LTD	Stock-Other	1.07%	—	-0.94%
34	MS V0 09-30-17 MtN	Morgan Stanley	Stock-Financials	1.04%	—	—
35	HAN	Hawaiian Holdings INC	Stock-Other	0.93%	—	-55.37%
36	MS V0 04-16-19 MTN	Morgan Stanley	Stock-Financials	0.88%	—	—
37	USB V0 PERP	Usb Capital Ix	Stock-Financials	0.87%	—	—
38	✓	Cynosure INC	Stock-Other	0.83%	—	-1.43%
39	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.76%	—	-0.96%
40	EPI	Wisdomtree India Earnings	ETF-Other	0.74%	—	-0.03%
41	MTB F 01-15-27	First Maryland Cap I	Stock-Financials	0.67%	—	—
42	BAC F 12-01-26 MTN	Bank Of America CORP	Stock-Financials	0.58%	—	-3.29%
43	BNY V0 PERP 1	Mellon Capital Iv	Stock-Financials	0.55%	—	-5.30%
44	XOM	Exxon Mobil CORP	Stock-Energy	0.50%	+0.13%	—
45	MRK	Merck & Co. INC.	Stock-Healthcare	0.48%	—	—
46	NTRS F 04-15-27 B	Ntc Capital Ii	Stock-Financials	0.47%	—	—
47	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.45%	—	—
48	NI	Nisource INC	Stock-Utilities	0.39%	—	—
49	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.35%	—	—
50	AMAT	Applied Materials INC	Stock-Tech	0.33%	+0.15%	—

1–50 of 82

Holding changes this quarter

Position changes disclosed by Lumbard & Kellner, LLC for the quarter ending Q2 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FGVXX	First Am Govt Oblig-y	+3.7%	+92.39%	Add
2	✓	Market Vectors India S/c	+1.3%	+324.43%	Add
3	AVGO	Broadcom Inc.	+1%	+257.85%	Add
4	IMGNEUR	Immunogen INC	+0.6%	-1.04%	Trim
5	MET	Metlife INC	+0.4%	-0.90%	Trim
6	PRU	Prudential Financial INC	+0.4%	+1.37%	Add
7	RF	Regions Financial CORP	+0.4%	+11.39%	Add
8	MSFT	Microsoft CORP	+0.2%	-0.94%	Trim
9	TSN	Tyson Foods Inc-cl A	+0.2%	-0.98%	Trim
10	✓	Directv	+0.2%	-0.60%	Trim
11	GS	Goldman Sachs Group INC	+0.2%	+0.28%	Add
12	✓	Cynosure INC	+0.2%	-1.43%	Trim
13	KEY	Keycorp	+0.1%	-0.57%	Trim
14	✓	First Resources LTD	+0.1%	-0.94%	Trim
15	FDX	Fedex CORP	+0.1%	-0.46%	Trim
16	PSX	Phillips 66	+0.1%	+1.51%	Add
17	SMHC	VanEck China Semiconductor ETF	+0.1%	-0.96%	Trim
18	HBAN	Huntington Bancshares INC	0%	-0.19%	Trim
19	✓	State Street Cap Tr Iv	0%	—	Unchanged
20	MTB F 01-15-27	First Maryland Cap I	0%	—	Unchanged
21	LLY	Eli Lilly & Co	0%	—	Unchanged
22	IBM	Intl Business Machines CORP	0%	+0.08%	Add
23	AEP	American Electric Power Company, Inc.	0%	—	Unchanged
24	MAPIX	Matthews Asia Dividend-inv	—	-1.93%	Trim
25	BNY V0 PERP 1	Mellon Capital Iv	0%	-5.30%	Trim
26	RPM	Rpm International INC	-0.1%	-17.24%	Trim
27	MXE	Mexico Equity And Income Fd	-0.1%	-18.84%	Trim
28	EPI	Wisdomtree India Earnings	-0.1%	-0.03%	Trim
29	AMAT	Applied Materials INC	-0.1%	—	Unchanged
30	THFG	Thai Fund INC	-0.1%	-1.02%	Trim
31	SGAPY	Singapore Telecommunicat-adr	-0.1%	-1.02%	Trim
32	F	Ford Motor Co	-0.1%	-0.99%	Trim
33	TM	Toyota Motor CORP -spon Adr	-0.2%	-4.61%	Trim
34	FMC	Fmc CORP	-0.2%	-0.08%	Trim
35	BBD-BCHF	Bombardier Inc-b	-0.2%	-1.05%	Trim
36	GM	General Motors Co	-0.3%	-0.87%	Trim
37	GLW	Corning INC	-0.6%	-0.79%	Trim
38	WMT	Walmart INC	-0.7%	-0.82%	Trim
39	HAN	Hawaiian Holdings INC	-1%	-55.37%	Trim
40	HFCUSD	Hollyfrontier CORP	—	EXIT	Sold out
41	QCOM	Qualcomm INC	—	EXIT	Sold out
42	✓	Mitsubishi Heavy Industries	—	NEW	New buy
43	HPE	Hewlett-Packard Company	—	EXIT	Sold out
44	ET F 11-01-66 *	Energy Transfer LP	—	NEW	New buy
45	KBR	Kbr INC	—	EXIT	Sold out
46	SDRL	Seadrill Limited	—	EXIT	Sold out
47	✓	European Investment Bank	—	EXIT	Sold out
48	GE F 05-05-26 MTN	General Electric Co	—	EXIT	Sold out
49	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
50	GE 6.1 04-15-15 NOTZ	General Elec Cap CORP	—	EXIT	Sold out