Lucia Wealth Services, LLC — Q4 2018 13F Holdings

Name: Lucia Wealth Services, LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001730471

Total reported value

$426.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	JNJ	Johnson & Johnson	Stock-Healthcare	6.23%	-0.09%	-14.75%
2	HSY	Hershey Co/the	Stock-Consumer Staples	4.79%	+0.11%	-11.62%
3	MSFT	Microsoft CORP	Stock-Tech	4.59%	-0.23%	-15.73%
4	AAPL	Apple INC	Stock-Tech	4.28%	+0.75%	-16.43%
5	KMB	Kimberly-clark CORP	Stock-Consumer Staples	3.88%	-0.13%	-11.23%
6	LRGF	Ishares US Equity Factor ETF	ETF-Other	3.77%	—	-26.21%
7	ADP	Automatic Data Processing	Stock-Tech	3.35%	—	-14.16%
8	BR	Broadridge Financial Solutio	Stock-Tech	3.04%	-0.22%	-13.12%
9	SMLF	Ishares US Smallcap Equity F	ETF-Other	2.97%	—	-25.80%
10	CLX	Clorox Company	Stock-Consumer Staples	2.95%	—	-13.00%
11	SCHP	Schwab U.s. Tips ETF	ETF-Other	2.68%	—	-23.15%
12	MKC	Mccormick & Co-non Vtg Shrs	Stock-Consumer Staples	2.65%	-0.01%	-14.21%
13	GOOG	Alphabet Inc-cl C	Stock-Comm Services	2.38%	-0.16%	-15.36%
14	EMGF	Ishares Emerging Markets Equ	ETF-Emerging Markets	2.19%	—	-25.07%
15	HABTEUR	Habit Restaurants Inc/the-a	Stock-Other	2.03%	—	-16.68%
16	IAUUSD	Ishares Gold Trust	ETF-Commodities	2.01%	—	-22.75%
17	TAP	Molson Coors Beverage Co - B	Stock-Consumer Staples	1.97%	—	-25.37%
18	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	1.79%	—	-19.10%
19	DIVYEUR	Reality Shares Divs ETF	ETF-Other	1.61%	—	-29.45%
20	HPI	John Hancock Prefer INC	Stock-Other	1.58%	—	-25.05%
21	DFP	Flaherty & Crumrine Dyn Pref	Stock-Other	1.44%	—	-37.23%
22	✓	Reality Shs ETF Tr	ETF-Other	1.37%	—	-23.48%
23	SPTS	Ss Spdr P St Term Tsy ETF	ETF-Other	1.20%	—	-23.00%
24	SUB	Ishares Short-term National	ETF-Other	1.19%	—	-22.81%
25	HYD	Vaneck High Yield Muni ETF	ETF-High Yield	1.17%	—	—
26	VRIG	Invesco Variable Rate Invest	ETF-Other	1.17%	—	—
27	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.01%	+0.26%	+48.41%
28	MLPAUSD	Global X Mlp ETF	ETF-Other	0.90%	—	-24.63%
29	TRV	Travelers Cos Inc/the	Stock-Financials	0.77%	—	-44.66%
30	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.76%	+0.21%	-27.35%
31	CRM	Salesforce INC	Stock-Tech	0.75%	+0.24%	-37.42%
32	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.72%	+0.03%	—
33	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.71%	—	-22.70%
34	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.71%	—	-23.04%
35	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.70%	—	-23.96%
36	TTWO	Take-two Interactive Softwre	Stock-Comm Services	0.69%	+0.18%	-2.15%
37	✓	Mellanox Technologies LTD	Stock-Other	0.68%	—	-30.40%
38	HD	Home Depot INC	Stock-Consumer Disc	0.66%	—	-30.04%
39	PFXF	Vaneck Pref Sec X-financials	ETF-Other	0.64%	—	-21.34%
40	✓	Cyberark Software LTD	Stock-Other	0.63%	+0.13%	-36.35%
41	MPC	Marathon Petroleum CORP	Stock-Energy	0.62%	—	-35.18%
42	IWD	Ishares Russell 1000 Value E	ETF-Other	0.58%	—	—
43	AXP	American Express Co	Stock-Financials	0.54%	—	-36.94%
44	MA	Mastercard INC - A	Stock-Financials	0.54%	—	-38.22%
45	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.53%	+0.06%	+13.55%
46	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.46%	—	+5.76%
47	NVDA	Nvidia CORP	Stock-Tech	0.46%	—	—
48	ACN	Accenture plc	Stock-Tech	0.46%	+0.05%	-25.81%
49	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.46%	—	-28.45%
50	AER	AerCap Holdings N.V.	Stock-Industrials	0.45%	—	-28.09%

1–50 of 170

Holding changes this quarter

Position changes disclosed by Lucia Wealth Services, LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JNJ	Johnson & Johnson	+1%	-14.75%	Trim
2	KMB	Kimberly-clark CORP	+1%	-11.23%	Trim
3	MSFT	Microsoft CORP	+0.5%	-15.73%	Trim
4	IAUUSD	Ishares Gold Trust	+0.4%	-22.75%	Trim
5	IWM	Ishares Russell 2000 ETF	+0.4%	+2353.87%	Add
6	ADP	Automatic Data Processing	+0.4%	-14.16%	Trim
7	SCHP	Schwab U.s. Tips ETF	+0.3%	-23.15%	Trim
8	GOOG	Alphabet Inc-cl C	+0.2%	-15.36%	Trim
9	MDLZ	Mondelez International Inc-a	+0.2%	-19.10%	Trim
10	✓	Reality Shs ETF Tr	+0.1%	-23.48%	Trim
11	TAP	Molson Coors Beverage Co - B	+0.1%	-25.37%	Trim
12	EMGF	Ishares Emerging Markets Equ	0%	-25.07%	Trim
13	DIVYEUR	Reality Shares Divs ETF	0%	-29.45%	Trim
14	HPI	John Hancock Prefer INC	-0.1%	-25.05%	Trim
15	BABA	Alibaba Group Holding-sp Adr	-0.1%	-27.35%	Trim
16	MLPAUSD	Global X Mlp ETF	-0.1%	-24.63%	Trim
17	✓	Cyberark Software LTD	-0.1%	-36.35%	Trim
18	HD	Home Depot INC	-0.1%	-30.04%	Trim
19	AXP	American Express Co	-0.1%	-36.94%	Trim
20	BR	Broadridge Financial Solutio	-0.1%	-13.12%	Trim
21	MA	Mastercard INC - A	-0.1%	-38.22%	Trim
22	AER	AerCap Holdings N.V.	-0.2%	-28.09%	Trim
23	CRM	Salesforce INC	-0.2%	-37.42%	Trim
24	TRV	Travelers Cos Inc/the	-0.2%	-44.66%	Trim
25	MPC	Marathon Petroleum CORP	-0.2%	-35.18%	Trim
26	SWK	Stanley Black & Decker INC	-0.2%	-71.66%	Trim
27	SMLF	Ishares US Smallcap Equity F	-0.3%	-25.80%	Trim
28	QCOM	Qualcomm INC	-0.3%	-81.86%	Trim
29	DFP	Flaherty & Crumrine Dyn Pref	-0.3%	-37.23%	Trim
30	PLCE	Children's Place Inc/the	-0.3%	-51.76%	Trim
31	LRGF	Ishares US Equity Factor ETF	-0.3%	-26.21%	Trim
32	HABTEUR	Habit Restaurants Inc/the-a	-0.4%	-16.68%	Trim
33	GOOGL	Alphabet Inc-cl A	-0.6%	-93.78%	Trim
34	AAPL	Apple INC	-0.6%	-16.43%	Trim
35	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
36	SLB	Slb LTD	—	EXIT	Sold out
37	HYD	Vaneck High Yield Muni ETF	—	NEW	New buy
38	VRIG	Invesco Variable Rate Invest	—	NEW	New buy
39	GS	Goldman Sachs Group INC	—	EXIT	Sold out
40	SWKS	Skyworks Solutions INC	—	EXIT	Sold out
41	SPYG	Ss Spdr P S&p 500 Growth ETF	—	EXIT	Sold out
42	XFFCX	Flaherty & Crumrine Pref INC	—	EXIT	Sold out
43	QUAL	Ishares Msci USA Quality Fac	—	EXIT	Sold out
44	SLYG	Ss Spdr S&p 600 Sc Gr ETF	—	EXIT	Sold out
45	IWD	Ishares Russell 1000 Value E	—	NEW	New buy
46	MDYG	Ss Spdr S&p 400 Mc Gr ETF	—	EXIT	Sold out
47	EEMV	Ishares Msci Emg Mkt Min Vol	—	EXIT	Sold out
48	NVDA	Nvidia CORP	—	NEW	New buy
49	MS	Morgan Stanley	—	NEW	New buy
50	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy