Lipe & Dalton — Q4 2016 13F Holdings

Name: Lipe & Dalton — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001570396

Total reported value

$215.1M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	J P Morgan Chase And Co	Stock-Other	4.61%	—	-0.16%
2	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	4.45%	—	-1.58%
3	AIG	American International Group	Stock-Financials	4.44%	—	-3.55%
4	CM	Can Imperial Bk Of Commerce	Stock-Financials	3.88%	+0.23%	-1.60%
5	MS	Morgan Stanley	Stock-Financials	3.76%	+0.09%	+0.93%
6	✓	NXP Semiconductors N.V.	Stock-Other	3.62%	—	+2.09%
7	✓	Biogen Inc.	Stock-Other	3.43%	—	-0.50%
8	TWXCHF	Time Warner INC	Stock-Other	3.40%	—	+0.43%
9	UTXZ	United Tech CORP	Stock-Other	3.38%	—	+0.12%
10	INTC	Intel CORP	Stock-Tech	3.35%	+1.53%	-2.41%
11	✓	TE Connectivity Ltd Reg Shares	Stock-Other	3.18%	—	-1.79%
12	AAPL	Apple INC	Stock-Tech	3.14%	-0.04%	-1.27%
13	DE	Deere & Co	Stock-Industrials	2.89%	—	-0.70%
14	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.72%	—	-0.18%
15	BAX	Baxter International INC	Stock-Healthcare	2.60%	+0.26%	-0.55%
16	BP	Bp Plc-spons Adr	Stock-Energy	2.53%	—	-13.53%
17	IBM	Intl Business Machines CORP	Stock-Tech	2.48%	—	-3.53%
18	BMY	Bristol-myers Squibb Co	Stock-Healthcare	2.47%	—	—
19	BAM	Brookfield Asset Management Ltd.	Stock-Financials	2.35%	—	-0.37%
20	TUP	Tupperware Brands CORP	Stock-Other	2.33%	—	-7.88%
21	✓	TransCanada Corp	Stock-Other	2.33%	—	+3.26%
22	DHR	Danaher CORP	Stock-Healthcare	2.32%	-0.14%	-0.68%
23	✓	Alphabet Inc.	Stock-Other	2.31%	+0.47%	-0.10%
24	RYN	Rayonier INC	Stock-Real Estate	2.03%	—	—
25	✓	AT & T, Inc. New	Stock-Other	1.92%	—	-1.03%
26	GILD	Gilead Sciences INC	Stock-Healthcare	1.85%	—	-6.38%
27	✓	LyondellBasell Industries N.V.	Stock-Other	1.75%	-0.78%	+6.90%
28	EMR	Emerson Electric Co	Stock-Industrials	1.65%	-0.11%	-8.22%
29	SRCLEUR	Stericycle INC	Stock-Other	1.54%	—	-9.71%
30	CI	The Cigna Group	Stock-Healthcare	1.51%	—	-3.30%
31	✓	BCE Inc.	Stock-Other	1.34%	—	-0.23%
32	✓	Exxon Mobil Corporation	Stock-Other	1.11%	—	-2.65%
33	✓	Medtronic plc	Stock-Other	0.98%	-0.42%	EXIT
34	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.97%	—	—
35	EFA	Ishares Msci Eafe ETF	ETF-Other	0.89%	—	+2.37%
36	✓	Visa Inc.	Stock-Other	0.88%	-0.03%	+0.24%
37	✓	Fortive Corporation	Stock-Other	0.72%	—	-3.41%
38	NVO	Novo-nordisk A/s-spons Adr	Stock-Healthcare	0.62%	—	-1.62%
39	✓	Allergan PLC Conv Pfd Ser A	Stock-Other	0.60%	—	+31.10%
40	SRCL 5.25 09-15-18	Stericycle INC	Stock-Other	0.59%	—	+8.42%
41	VFC	Vf CORP	Stock-Consumer Disc	0.58%	—	-1.68%
42	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.52%	—	—
43	MSFT	Microsoft CORP	Stock-Tech	0.51%	—	-4.90%
44	SLB	Slb LTD	Stock-Energy	0.50%	—	—
45	SHW	Sherwin-williams Co/the	Stock-Materials	0.48%	—	—
46	✓	Oracle Corporation	Stock-Other	0.35%	—	—
47	✓	Eaton Corporation plc	Stock-Other	0.28%	+0.02%	+23.18%
48	JNJ	Johnson & Johnson	Stock-Healthcare	0.26%	—	-3.01%
49	CBU	Community Financial System I	Stock-Other	0.25%	—	—
50	KR	Kroger Co	Stock-Consumer Staples	0.25%	-0.12%	—

1–50 of 75

Holding changes this quarter

Position changes disclosed by Lipe & Dalton for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	J P Morgan Chase And Co	+1.3%	-0.16%	Trim
2	MS	Morgan Stanley	+1.1%	+0.93%	Add
3	TWXCHF	Time Warner INC	+0.8%	+0.43%	Add
4	DE	Deere & Co	+0.6%	-0.70%	Trim
5	AIG	American International Group	+0.5%	-3.55%	Trim
6	UTXZ	United Tech CORP	+0.4%	+0.12%	Add
7	IWM	Ishares Russell 2000 ETF	+0.4%	-0.18%	Trim
8	CM	Can Imperial Bk Of Commerce	+0.4%	-1.60%	Trim
9	✓	TE Connectivity Ltd Reg Shares	+0.4%	-1.79%	Trim
10	✓	LyondellBasell Industries N.V.	+0.3%	+6.90%	Add
11	REYN	Reynolds Consumer Products Inc.	+0.2%	—	Unchanged
12	✓	Allergan PLC Conv Pfd Ser A	+0.1%	+31.10%	Add
13	INTC	Intel CORP	0%	-2.41%	Trim
14	EMR	Emerson Electric Co	0%	-8.22%	Trim
15	BAM	Brookfield Asset Management Ltd.	0%	-0.37%	Trim
16	BAX	Baxter International INC	0%	-0.55%	Trim
17	BP	Bp Plc-spons Adr	-0.1%	-13.53%	Trim
18	NVO	Novo-nordisk A/s-spons Adr	-0.1%	-1.62%	Trim
19	SRCLEUR	Stericycle INC	-0.1%	-9.71%	Trim
20	✓	Biogen Inc.	-0.2%	-0.50%	Trim
21	GILD	Gilead Sciences INC	-0.2%	-6.38%	Trim
22	TUP	Tupperware Brands CORP	-0.6%	-7.88%	Trim
23	✓	Medtronic plc	-1.9%	-60.99%	Trim
24	BMY	Bristol-myers Squibb Co	—	NEW	New buy
25	RYN	Rayonier INC	—	NEW	New buy
26	✓	Devon Energy Corporation	—	EXIT	Sold out
27	✓	Shire PLC	—	EXIT	Sold out
28	✓	Societe Generale	—	EXIT	Sold out
29	✓	Nomura America Finance LLC	—	EXIT	Sold out
30	✓	Jefferies Group LLC Jefferie	—	EXIT	Sold out
31	✓	Lloyds TSB Bank PLC	—	EXIT	Sold out
32	✓	Citigroup Funding Inc Med Term	—	EXIT	Sold out
33	✓	Lloyds TSB Bank PLC	—	EXIT	Sold out
34	✓	Barclays Bank PLC	—	EXIT	Sold out
35	✓	SG Structured Prods Inc	—	EXIT	Sold out
36	✓	Lloyds TSB Bank PLC	—	EXIT	Sold out
37	BMO	Bank Of Montreal	—	EXIT	Sold out
38	✓	AngloGold Ashanti Holdings Fin	—	EXIT	Sold out
39	✓	Citigroup Funding Inc Med Term	—	EXIT	Sold out
40	✓	Barclays Bank PLC	—	EXIT	Sold out
41	✓	Citigroup Funding Inc Med Term	—	EXIT	Sold out
42	✓	Penney J C Corp Inc	—	EXIT	Sold out
43	✓	SG Structured Prods Inc	—	EXIT	Sold out
44	✓	Ally Financial Inc	—	EXIT	Sold out
45	✓	General Electric Capital Corp	—	EXIT	Sold out
46	✓	Goldman Sachs Group Inc	—	EXIT	Sold out
47	CVX	Chevron CORP	—	NEW	New buy
48	✓	Merck & Co., Inc.	—	NEW	New buy
49	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
50	PFE	Pfizer INC	—	NEW	New buy