Ken Stern & Associates, Inc. — Q4 2017 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	ESS	Essex Property Trust INC	Stock-Real Estate	17.90%	-0.81%	-0.27%
2	BIV	Vanguard Intermediate-term B	ETF-Other	6.30%	—	-4.36%
3	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	5.07%	-0.09%	-2.19%
4	VEA	Vanguard Ftse Developed ETF	ETF-Other	4.81%	—	-1.52%
5	BND	Vanguard Total Bond Market	ETF-Other	4.72%	-0.12%	+14.75%
6	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	4.12%	—	-2.53%
7	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	3.95%	—	+5.54%
8	VGT	Vanguard Info Tech ETF	ETF-Tech	3.75%	+0.11%	-4.91%
9	✓	Sector Spdr Tr Shs Ben Int Ind	Stock-Other	3.62%	-1.70%	-3.38%
10	IYF	Ishares US Financials ETF	ETF-Other	3.46%	-3.24%	EXIT
11	✓	Select Sector Spdr Tr	Stock-Other	3.35%	-0.02%	-1.82%
12	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.21%	-0.05%	-5.24%
13	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	3.01%	—	—
14	PWVUSD	Invesco Dynamic Large Cap Va	ETF-Large Cap & Growth	2.81%	—	-0.66%
15	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.66%	—	—
16	✓	Select Sector Spdr Tr	Stock-Other	1.88%	—	-3.58%
17	✓	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	1.75%	+0.34%	+24.89%
18	✓	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.73%	+0.12%	-2.37%
19	AAPL	Apple INC	Stock-Tech	0.91%	+0.15%	-1.97%
20	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.73%	—	+27.81%
21	JNJ	Johnson & Johnson	Stock-Healthcare	0.63%	—	-3.59%
22	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.62%	—	-10.77%
23	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.48%	—	—
24	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.45%	-0.36%	EXIT
25	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.45%	-0.51%	EXIT
26	LDOS	Leidos Holdings INC	Stock-Tech	0.45%	—	-0.01%
27	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.43%	—	-1.17%
28	QCOM	Qualcomm INC	Stock-Tech	0.38%	—	-23.60%
29	✓	J P Morgan Chase And Co	Stock-Other	0.37%	—	-3.19%
30	AMZN	Amazon.com INC	Stock-Consumer Disc	0.36%	—	-1.41%
31	✓	Verizon Communications Inc.	Stock-Other	0.35%	—	-2.33%
32	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.34%	—	+23.05%
33	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.33%	—	-71.87%
34	INTC	Intel CORP	Stock-Tech	0.31%	—	-11.68%
35	HON	Honeywell International INC	Stock-Industrials	0.31%	—	-2.00%
36	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.30%	-0.31%	EXIT
37	ABBV	Abbvie INC	Stock-Healthcare	0.30%	—	-0.81%
38	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.29%	-0.29%	EXIT
39	CPT	Camden Property Trust	Stock-Real Estate	0.28%	—	+0.06%
40	✓	Powershares ETF Tr Ii	ETF-Other	0.28%	-0.32%	EXIT
41	✓	Powershares Global ETF Trust	ETF-Other	0.28%	-0.32%	EXIT
42	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.27%	—	+0.01%
43	PFE	Pfizer INC	Stock-Healthcare	0.27%	—	-0.01%
44	✓	Aetna Inc	Stock-Other	0.26%	—	-3.90%
45	SAIC	Science Applications Inte	Stock-Tech	0.26%	—	-0.06%
46	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.25%	—	-0.77%
47	GLW	Corning INC	Stock-Tech	0.24%	—	-3.75%
48	ITW	Illinois Tool Works	Stock-Industrials	0.24%	—	-0.95%
49	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.24%	—	-1.59%
50	WFC	Wells Fargo & Co	Stock-Financials	0.24%	—	-0.61%

1–50 of 117

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BND	Vanguard Total Bond Market	+0.5%	+14.75%	Add
2	✓	State Street SPDR S&P 500 ETF Trust	+0.4%	+24.89%	Add
3	✓	Select Sector Spdr Tr	+0.2%	-1.82%	Trim
4	GSLC	Goldman Activebeta US Lc ETF	+0.2%	+27.81%	Add
5	SHV	Ishares 0-1 Year Treasury Bo	+0.2%	+5.54%	Add
6	✓	Powershares Global ETF Trust	+0.1%	+107.78%	Add
7	✓	Powershares ETF Tr Ii	+0.1%	+103.32%	Add
8	✓	Rydex ETF Trust	+0.1%	+48.69%	Add
9	SDY	Ss Spdr S&p Dividend ETF	+0.1%	+23.05%	Add
10	VGT	Vanguard Info Tech ETF	+0.1%	-4.91%	Trim
11	✓	Sector Spdr Tr Shs Ben Int Ind	+0.1%	-3.38%	Trim
12	AMZN	Amazon.com INC	+0.1%	-1.41%	Trim
13	PWVUSD	Invesco Dynamic Large Cap Va	+0.1%	-0.66%	Trim
14	✓	Select Sector Spdr Tr	+0.1%	-3.58%	Trim
15	AAPL	Apple INC	+0.1%	-1.97%	Trim
16	✓	Rydex ETF Trust	+0.1%	+27.15%	Add
17	✓	Rydex ETF Trust	+0.1%	+39.02%	Add
18	✓	Guggenheim	0%	+26.72%	Add
19	IWO	Ishares Russell 2000 Growth	0%	-2.19%	Trim
20	✓	Rydex ETF Trust	0%	+19.78%	Add
21	LDOS	Leidos Holdings INC	0%	-0.01%	Trim
22	MTUM	Ishares Msci USA Momentum Fa	0%	-5.24%	Trim
23	VEA	Vanguard Ftse Developed ETF	0%	-1.52%	Trim
24	IYF	Ishares US Financials ETF	—	-4.77%	Trim
25	O	Realty Income CORP	0%	-27.17%	Trim
26	CVS	Cvs Health CORP	-0.1%	-29.00%	Trim
27	IJT	Ishares S&p Small-cap 600 Gr	-0.1%	-36.32%	Trim
28	IWB	Ishares Russell 1000 ETF	-0.1%	-36.00%	Trim
29	ALXN	Alexion Pharmaceuticals INC	-0.1%	-18.52%	Trim
30	PPL	Ppl CORP	-0.1%	-14.80%	Trim
31	CVX	Chevron CORP	-0.1%	-46.85%	Trim
32	IEF	Ishares 7-10 Year Treasury B	-0.2%	-2.53%	Trim
33	✓	Nuveen Quality Preferred Incom	-0.3%	-81.44%	Trim
34	BIV	Vanguard Intermediate-term B	-0.5%	-4.36%	Trim
35	VOO	Vanguard S&p 500 ETF	-0.8%	-71.87%	Trim
36	ESS	Essex Property Trust INC	-1.3%	-0.27%	Trim
37	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	New buy
38	IWD	Ishares Russell 1000 Value E	—	EXIT	Sold out
39	VEU	Vanguard Ftse All-world Ex-u	—	NEW	New buy
40	DBEF	Xtrackers Msci Eafe Hedged E	—	EXIT	Sold out
41	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy
42	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
43	WTMF	Wisdomtree Mgd Futures Strat	—	NEW	New buy
44	✓	Capital One Financial Corporation	—	EXIT	Sold out
45	EMB	Ishares Jp Morgan Usd Emergi	—	NEW	New buy
46	JPUS	Jpmorgan Div Ret US Eq ETF	—	NEW	New buy
47	CTXSEUR	Citrix Systems INC	—	EXIT	Sold out
48	MDIV	Ft Multi-asset Divers INC	—	EXIT	Sold out
49	✓	Rydex ETF Trust	—	NEW	New buy
50	TDIV	Ft Nasdaq Tech Dvd Index Fd	—	NEW	New buy