Ken Stern & Associates, Inc. — Q3 2017 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	ESS	Essex Property Trust INC	Stock-Real Estate	19.16%	-0.81%	-0.11%
2	BIV	Vanguard Intermediate-term B	ETF-Other	6.75%	—	+2.56%
3	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	5.04%	-0.09%	+2.11%
4	VEA	Vanguard Ftse Developed ETF	ETF-Other	4.80%	—	—
5	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	4.33%	—	+3.06%
6	BND	Vanguard Total Bond Market	ETF-Other	4.19%	-0.12%	+4.20%
7	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	3.80%	—	+6.92%
8	VGT	Vanguard Info Tech ETF	ETF-Tech	3.69%	+0.11%	-2.09%
9	✓	Sector Spdr Tr Shs Ben Int Ind	Stock-Other	3.56%	-1.70%	-1.10%
10	IYF	Ishares US Financials ETF	ETF-Other	3.46%	-3.24%	EXIT
11	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.19%	-0.05%	-0.66%
12	✓	Select Sector Spdr Tr	Stock-Other	3.16%	-0.02%	+0.15%
13	IWD	Ishares Russell 1000 Value E	ETF-Other	2.85%	—	+0.39%
14	PWVUSD	Invesco Dynamic Large Cap Va	ETF-Large Cap & Growth	2.76%	—	+0.85%
15	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.57%	—	+2.33%
16	✓	Select Sector Spdr Tr	Stock-Other	1.83%	—	-1.18%
17	✓	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.78%	+0.12%	-0.80%
18	✓	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	1.34%	+0.34%	+51.48%
19	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.13%	—	-8.39%
20	AAPL	Apple INC	Stock-Tech	0.85%	+0.15%	+3.68%
21	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.66%	—	+5.40%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.62%	—	-1.43%
23	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.54%	—	-8.03%
24	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.47%	-0.36%	EXIT
25	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.44%	-0.51%	EXIT
26	LDOS	Leidos Holdings INC	Stock-Tech	0.42%	—	+0.01%
27	QCOM	Qualcomm INC	Stock-Tech	0.41%	—	+26.38%
28	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.40%	—	-0.95%
29	✓	J P Morgan Chase And Co	Stock-Other	0.34%	—	-1.64%
30	✓	Verizon Communications Inc.	Stock-Other	0.34%	—	+2.83%
31	✓	Nuveen Quality Preferred Incom	Stock-Other	0.33%	—	+1.98%
32	CVX	Chevron CORP	Stock-Energy	0.30%	—	-2.86%
33	AMZN	Amazon.com INC	Stock-Consumer Disc	0.30%	—	+1.87%
34	INTC	Intel CORP	Stock-Tech	0.30%	—	+8.71%
35	HON	Honeywell International INC	Stock-Industrials	0.30%	—	+0.23%
36	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.29%	-0.29%	EXIT
37	CPT	Camden Property Trust	Stock-Real Estate	0.29%	—	+3.65%
38	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.29%	-0.31%	EXIT
39	ABBV	Abbvie INC	Stock-Healthcare	0.28%	—	-1.85%
40	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.27%	—	+3.84%
41	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.27%	—	+1.33%
42	PFE	Pfizer INC	Stock-Healthcare	0.27%	—	+3.50%
43	PPL	Ppl CORP	Stock-Utilities	0.25%	—	-1.82%
44	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.24%	—	-1.83%
45	✓	Aetna Inc	Stock-Other	0.24%	—	-1.69%
46	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.24%	—	-1.60%
47	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.24%	—	-1.83%
48	GLW	Corning INC	Stock-Tech	0.24%	—	-1.85%
49	SAIC	Science Applications Inte	Stock-Tech	0.23%	—	+0.06%
50	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.23%	—	—

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Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	State Street SPDR S&P 500 ETF Trust	+0.5%	+51.48%	Add
2	IWO	Ishares Russell 2000 Growth	+0.2%	+2.11%	Add
3	SHV	Ishares 0-1 Year Treasury Bo	+0.1%	+6.92%	Add
4	MTUM	Ishares Msci USA Momentum Fa	+0.1%	-0.66%	Trim
5	VGT	Vanguard Info Tech ETF	+0.1%	-2.09%	Trim
6	DBEF	Xtrackers Msci Eafe Hedged E	+0.1%	+2.33%	Add
7	AAPL	Apple INC	+0.1%	+3.68%	Add
8	AOR	Ishares Core 60/40 Balanced	+0.1%	+44.95%	Add
9	QCOM	Qualcomm INC	+0.1%	+26.38%	Add
10	INTC	Intel CORP	+0.1%	+8.71%	Add
11	LDOS	Leidos Holdings INC	+0.1%	+0.01%	Add
12	LRCXEUR	Lam Research CORP	+0.1%	-1.87%	Trim
13	BND	Vanguard Total Bond Market	0%	+4.20%	Add
14	VTI	Vanguard Total Stock Mkt ETF	0%	+5.40%	Add
15	ABBV	Abbvie INC	0%	-1.85%	Trim
16	✓	Verizon Communications Inc.	0%	+2.83%	Add
17	CPT	Camden Property Trust	0%	+3.65%	Add
18	MU	Micron Technology INC	0%	-0.22%	Trim
19	PWVUSD	Invesco Dynamic Large Cap Va	0%	+0.85%	Add
20	GOOG	Alphabet Inc-cl C	0%	+27.75%	Add
21	✓	Costco Wholesale Corporation	0%	+24.15%	Add
22	PFE	Pfizer INC	0%	+3.50%	Add
23	ALXN	Alexion Pharmaceuticals INC	0%	—	Unchanged
24	XAR	Ss Spdr S&p Aerospace Def	0%	-1.80%	Trim
25	✓	Visa Inc.	0%	-1.58%	Trim
26	CVX	Chevron CORP	0%	-2.86%	Trim
27	VGK	Vanguard Ftse Europe ETF	0%	+1.33%	Add
28	SDY	Ss Spdr S&p Dividend ETF	0%	+3.84%	Add
29	✓	Select Sector Spdr Tr	—	-1.18%	Trim
30	IEF	Ishares 7-10 Year Treasury B	0%	+3.06%	Add
31	✓	Sector Spdr Tr Shs Ben Int Ind	0%	-1.10%	Trim
32	✓	State Street SPDR Portfolio Nasdaq 100 ETF	0%	-0.80%	Trim
33	BIV	Vanguard Intermediate-term B	0%	+2.56%	Add
34	IWD	Ishares Russell 1000 Value E	0%	+0.39%	Add
35	GSLC	Goldman Activebeta US Lc ETF	0%	-8.03%	Trim
36	DAL	Delta Air Lines INC	0%	-1.81%	Trim
37	JNJ	Johnson & Johnson	0%	-1.43%	Trim
38	VOO	Vanguard S&p 500 ETF	-0.1%	-8.39%	Trim
39	ESS	Essex Property Trust INC	-0.9%	-0.11%	Trim
40	IVV	Ishares Core S&p 500 ETF	-4.5%	-97.26%	Trim
41	VEA	Vanguard Ftse Developed ETF	—	NEW	New buy
42	IHI	Ishares U.s. Medical Devices	—	EXIT	Sold out
43	IYF	Ishares US Financials ETF	—	NEW	New buy
44	✓	Spdr S&p 500 ETF Tr	—	EXIT	Sold out
45	✓	AT & T, Inc. New	—	NEW	New buy
46	JWNUSD	Nordstrom INC	—	EXIT	Sold out
47	TSN	Tyson Foods Inc-cl A	—	NEW	New buy
48	✓	Mylan NV	—	EXIT	Sold out
49	DD	DuPont de Nemours, Inc.	—	NEW	New buy
50	FTEC	Fidelity Msci Info Tech Indx	—	NEW	New buy