Ken Stern & Associates, Inc. — Q2 2017 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	ESS	Essex Property Trust INC	Stock-Real Estate	20.21%	-0.81%	-0.69%
2	BIV	Vanguard Intermediate-term B	ETF-Other	6.83%	—	+1.10%
3	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	4.84%	-0.09%	-0.21%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.65%	—	+0.02%
5	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	4.37%	—	+0.98%
6	BND	Vanguard Total Bond Market	ETF-Other	4.18%	-0.12%	+2.95%
7	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	3.69%	—	+1.02%
8	VGT	Vanguard Info Tech ETF	ETF-Tech	3.63%	+0.11%	-1.73%
9	IHI	Ishares U.s. Medical Devices	ETF-Other	3.61%	+0.10%	-2.43%
10	✓	Sector Spdr Tr Shs Ben Int Ind	Stock-Other	3.60%	-1.70%	-1.58%
11	✓	Select Sector Spdr Tr	Stock-Other	3.27%	-0.02%	-0.40%
12	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.10%	-0.05%	+0.17%
13	IWD	Ishares Russell 1000 Value E	ETF-Other	2.90%	—	+0.64%
14	PWVUSD	Invesco Dynamic Large Cap Va	ETF-Large Cap & Growth	2.76%	—	+1.42%
15	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.53%	—	—
16	✓	Select Sector Spdr Tr	Stock-Other	1.84%	—	-1.14%
17	✓	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.81%	+0.12%	-0.83%
18	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.24%	—	-19.41%
19	✓	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	0.89%	+0.34%	—
20	AAPL	Apple INC	Stock-Tech	0.80%	+0.15%	-0.58%
21	JNJ	Johnson & Johnson	Stock-Healthcare	0.67%	—	+0.03%
22	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.63%	—	-13.73%
23	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.59%	—	+414.56%
24	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.49%	-0.36%	EXIT
25	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.46%	-0.51%	EXIT
26	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.40%	—	—
27	LDOS	Leidos Holdings INC	Stock-Tech	0.38%	—	—
28	QCOM	Qualcomm INC	Stock-Tech	0.36%	—	-6.18%
29	✓	J P Morgan Chase And Co	Stock-Other	0.35%	—	-0.98%
30	✓	Nuveen Quality Preferred Incom	Stock-Other	0.33%	—	+3.57%
31	AMZN	Amazon.com INC	Stock-Consumer Disc	0.31%	—	—
32	✓	Verizon Communications Inc.	Stock-Other	0.31%	—	-9.10%
33	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.29%	-0.29%	EXIT
34	HON	Honeywell International INC	Stock-Industrials	0.29%	—	+0.13%
35	CVX	Chevron CORP	Stock-Energy	0.29%	—	-8.45%
36	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.29%	-0.31%	EXIT
37	PPL	Ppl CORP	Stock-Utilities	0.27%	—	-0.92%
38	CPT	Camden Property Trust	Stock-Real Estate	0.27%	—	+5.42%
39	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.26%	—	-1.90%
40	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.26%	—	+1.90%
41	GLW	Corning INC	Stock-Tech	0.25%	—	-0.89%
42	PFE	Pfizer INC	Stock-Healthcare	0.25%	—	+5.11%
43	SAIC	Science Applications Inte	Stock-Tech	0.25%	—	—
44	INTC	Intel CORP	Stock-Tech	0.25%	—	+0.08%
45	✓	Aetna Inc	Stock-Other	0.25%	—	—
46	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.25%	—	+0.81%
47	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.24%	—	—
48	✓	Exxon Mobil Corporation	Stock-Other	0.24%	—	+0.16%
49	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.24%	—	—
50	✓	Laboratory Corp. of America	Stock-Other	0.24%	—	—

1–50 of 113

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GSLC	Goldman Activebeta US Lc ETF	+0.5%	+414.56%	Add
2	ESS	Essex Property Trust INC	+0.3%	-0.69%	Trim
3	FDRR	Fidelity Div ETF Rise Rates	+0.1%	+91.24%	Add
4	MTUM	Ishares Msci USA Momentum Fa	+0.1%	+0.17%	Add
5	PWVUSD	Invesco Dynamic Large Cap Va	0%	+1.42%	Add
6	✓	Rydex ETF Trust	0%	+31.20%	Add
7	JNJ	Johnson & Johnson	0%	+0.03%	Add
8	✓	Rydex ETF Trust	0%	+32.32%	Add
9	✓	Rydex ETF Trust	0%	+33.50%	Add
10	DAL	Delta Air Lines INC	0%	-0.83%	Trim
11	✓	Aetna Inc	0%	—	Unchanged
12	BND	Vanguard Total Bond Market	0%	+2.95%	Add
13	✓	State Street SPDR Portfolio Nasdaq 100 ETF	0%	-0.83%	Trim
14	✓	Select Sector Spdr Tr	0%	-1.14%	Trim
15	✓	Guggenheim	0%	+20.22%	Add
16	✓	Laboratory Corp. of America	0%	—	Unchanged
17	IHI	Ishares U.s. Medical Devices	0%	-2.43%	Trim
18	CPT	Camden Property Trust	0%	+5.42%	Add
19	✓	Nuveen Quality Preferred Incom	0%	+3.57%	Add
20	IWD	Ishares Russell 1000 Value E	0%	+0.64%	Add
21	IWO	Ishares Russell 2000 Growth	0%	-0.21%	Trim
22	IWB	Ishares Russell 1000 ETF	0%	-17.66%	Trim
23	✓	Verizon Communications Inc.	0%	-9.10%	Trim
24	ALXN	Alexion Pharmaceuticals INC	0%	-15.63%	Trim
25	CVX	Chevron CORP	0%	-8.45%	Trim
26	✓	Capital One Financial Corporation	0%	-17.65%	Trim
27	IVV	Ishares Core S&p 500 ETF	-0.1%	+0.02%	Add
28	CTXSEUR	Citrix Systems INC	-0.1%	-18.79%	Trim
29	✓	Sector Spdr Tr Shs Ben Int Ind	-0.1%	-1.58%	Trim
30	IEF	Ishares 7-10 Year Treasury B	-0.1%	+0.98%	Add
31	SHV	Ishares 0-1 Year Treasury Bo	-0.1%	+1.02%	Add
32	MU	Micron Technology INC	-0.1%	-49.90%	Trim
33	BIV	Vanguard Intermediate-term B	-0.1%	+1.10%	Add
34	SDOG	Alps Sector Dividend Dogs	-0.1%	-46.51%	Trim
35	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-13.73%	Trim
36	✓	Select Sector Spdr Tr	-0.1%	-0.40%	Trim
37	LRCXEUR	Lam Research CORP	-0.2%	-49.55%	Trim
38	VOO	Vanguard S&p 500 ETF	-0.3%	-19.41%	Trim
39	XHB	Ss Spdr S&p Homebldrs ETF	—	EXIT	Sold out
40	DBEF	Xtrackers Msci Eafe Hedged E	—	NEW	New buy
41	✓	Spdr S&p 500 ETF Tr	—	NEW	New buy
42	USB 5.15 PERP	US Bancorp	—	EXIT	Sold out
43	WFC 5.2 PERP	Wells Fargo & Company	—	EXIT	Sold out
44	CCL1EUR	Carnival CORP LTD	—	NEW	New buy
45	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	—	EXIT	Sold out
46	IDV	Ishares International Select	—	NEW	New buy
47	✓	Rydex ETF Trust	—	NEW	New buy
48	AEP	American Electric Power Company, Inc.	—	EXIT	Sold out
49	ISRG	Intuitive Surgical INC	—	NEW	New buy
50	EEM	Ishares Msci Emerging Market	—	NEW	New buy