Ken Stern & Associates, Inc. — Q1 2017 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	ESS	Essex Property Trust INC	Stock-Real Estate	19.72%	-0.81%	-0.05%
2	BIV	Vanguard Intermediate-term B	ETF-Other	6.88%	—	+10.29%
3	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	4.83%	-0.09%	+1.76%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.67%	—	+3.83%
5	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	4.41%	—	+12.55%
6	BND	Vanguard Total Bond Market	ETF-Other	4.13%	-0.12%	-14.08%
7	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	3.73%	—	—
8	VGT	Vanguard Info Tech ETF	ETF-Tech	3.72%	+0.11%	-0.40%
9	✓	Sector Spdr Tr Shs Ben Int Ind	Stock-Other	3.63%	-1.70%	—
10	IHI	Ishares U.s. Medical Devices	ETF-Other	3.57%	+0.10%	—
11	✓	Select Sector Spdr Tr	Stock-Other	3.36%	-0.02%	+0.00%
12	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.01%	-0.05%	+1.15%
13	IWD	Ishares Russell 1000 Value E	ETF-Other	2.90%	—	+1.15%
14	PWVUSD	Invesco Dynamic Large Cap Va	ETF-Large Cap & Growth	2.70%	—	—
15	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	2.61%	—	—
16	✓	Select Sector Spdr Tr	Stock-Other	1.81%	—	-1.18%
17	✓	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.77%	+0.12%	—
18	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.54%	—	-23.71%
19	✓	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	0.89%	+0.34%	+140.73%
20	AAPL	Apple INC	Stock-Tech	0.82%	+0.15%	-3.26%
21	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.73%	—	+87.54%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.63%	—	-0.30%
23	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.50%	-0.36%	EXIT
24	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.47%	-0.51%	EXIT
25	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.41%	—	—
26	LDOS	Leidos Holdings INC	Stock-Tech	0.39%	—	-4.79%
27	QCOM	Qualcomm INC	Stock-Tech	0.38%	—	-1.12%
28	✓	Verizon Communications Inc.	Stock-Other	0.35%	—	+1.66%
29	LRCXEUR	Lam Research CORP	Stock-Tech	0.35%	—	-0.80%
30	✓	J P Morgan Chase And Co	Stock-Other	0.34%	—	+0.01%
31	CVX	Chevron CORP	Stock-Energy	0.33%	—	-5.82%
32	✓	Nuveen Quality Preferred Incom	Stock-Other	0.32%	—	-10.80%
33	AMZN	Amazon.com INC	Stock-Consumer Disc	0.30%	—	—
34	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.30%	-0.29%	EXIT
35	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.29%	-0.31%	EXIT
36	HON	Honeywell International INC	Stock-Industrials	0.29%	—	-0.84%
37	INTC	Intel CORP	Stock-Tech	0.27%	—	-1.78%
38	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.27%	—	+2.78%
39	PPL	Ppl CORP	Stock-Utilities	0.27%	—	+0.10%
40	SAIC	Science Applications Inte	Stock-Tech	0.27%	—	-8.97%
41	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.25%	—	+2.63%
42	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.25%	—	+0.05%
43	GLW	Corning INC	Stock-Tech	0.25%	—	+0.02%
44	CPT	Camden Property Trust	Stock-Real Estate	0.25%	—	+7.95%
45	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.25%	—	+9.23%
46	PFE	Pfizer INC	Stock-Healthcare	0.25%	—	+7.47%
47	✓	Exxon Mobil Corporation	Stock-Other	0.24%	—	-0.39%
48	PEP	Pepsico INC	Stock-Consumer Staples	0.24%	—	+0.04%
49	WFC	Wells Fargo & Co	Stock-Financials	0.23%	—	+0.04%
50	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.23%	—	—

1–50 of 111

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	State Street SPDR S&P 500 ETF Trust	+0.5%	+140.73%	Add
2	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+87.54%	Add
3	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+0.2%	+99.12%	Add
4	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+0.2%	+88.37%	Add
5	IEF	Ishares 7-10 Year Treasury B	+0.2%	+12.55%	Add
6	VGT	Vanguard Info Tech ETF	+0.1%	-0.40%	Trim
7	BIV	Vanguard Intermediate-term B	+0.1%	+10.29%	Add
8	MTUM	Ishares Msci USA Momentum Fa	+0.1%	+1.15%	Add
9	AAPL	Apple INC	+0.1%	-3.26%	Trim
10	IVV	Ishares Core S&p 500 ETF	0%	+3.83%	Add
11	✓	Select Sector Spdr Tr	—	+0.00%	Add
12	IWO	Ishares Russell 2000 Growth	-0.1%	+1.76%	Add
13	UPS	United Parcel Service-cl B	-0.1%	-41.93%	Trim
14	IWB	Ishares Russell 1000 ETF	-0.1%	-40.32%	Trim
15	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.2%	-29.26%	Trim
16	GSLC	Goldman Activebeta US Lc ETF	-0.2%	-66.60%	Trim
17	VOO	Vanguard S&p 500 ETF	-0.6%	-23.71%	Trim
18	ESS	Essex Property Trust INC	-1%	-0.05%	Trim
19	BND	Vanguard Total Bond Market	-1.1%	-14.08%	Trim
20	SHV	Ishares 0-1 Year Treasury Bo	—	NEW	New buy
21	✓	Sector Spdr Tr Shs Ben Int Ind	—	NEW	New buy
22	IHI	Ishares U.s. Medical Devices	—	NEW	New buy
23	✓	Sector Industrial Spdr Tr	—	EXIT	Sold out
24	VV	Vanguard Large-cap ETF	—	EXIT	Sold out
25	PWVUSD	Invesco Dynamic Large Cap Va	—	NEW	New buy
26	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	New buy
27	SCHD	Schwab US Dvd Equity ETF	—	EXIT	Sold out
28	VNQ	Vanguard Real Estate ETF	—	EXIT	Sold out
29	✓	State Street SPDR Portfolio Nasdaq 100 ETF	—	NEW	New buy
30	✓	Select Sector Spdr Tr Sbi Mate	—	EXIT	Sold out
31	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
32	✓	Visa Inc.	—	NEW	New buy
33	BWX	State Street Spdr Bloomberg	—	EXIT	Sold out
34	CMF	Ishares California Muni Bond	—	EXIT	Sold out
35	JPM 6.1 PERP AA	Jpmorgan Chase & Co	—	EXIT	Sold out
36	MS 6.375 PERP I	Morgan Stanley	—	EXIT	Sold out
37	✓	Air Lease CORP	—	EXIT	Sold out
38	✓	Powershares ETF Tr Ii	—	NEW	New buy
39	✓	Powershares	—	NEW	New buy
40	✓	Renaissancere Holdings 5.375%	—	EXIT	Sold out
41	✓	Powershares Global ETF Trust	—	NEW	New buy
42	BSCZ	Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2035 Corporate Bond ETF	—	NEW	New buy
43	✓	Mylan NV	—	NEW	New buy
44	BLKCHF	Blackrock INC	—	NEW	New buy
45	CCL1EUR	Carnival CORP LTD	—	EXIT	Sold out
46	✓	Rydex ETF Trust	—	NEW	New buy
47	IGIB	Ishares 5-10y Inv Grade CORP	—	EXIT	Sold out
48	VCIT	Vanguard Int-term Corporate	—	EXIT	Sold out
49	PFXF	Vaneck Pref Sec X-financials	—	NEW	New buy
50	✓	Guggenheim	—	NEW	New buy