Ken Stern & Associates, Inc. — Q4 2016 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	ESS	Essex Property Trust INC	Stock-Real Estate	20.72%	-0.81%	—
2	BIV	Vanguard Intermediate-term B	ETF-Other	6.78%	—	-11.47%
3	BND	Vanguard Total Bond Market	ETF-Other	5.25%	-0.12%	+28.45%
4	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	4.90%	-0.09%	-2.93%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.66%	—	-1.25%
6	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	4.26%	—	-10.60%
7	✓	Sector Industrial Spdr Tr	Stock-Other	3.81%	—	—
8	VGT	Vanguard Info Tech ETF	ETF-Tech	3.61%	+0.11%	-2.45%
9	VV	Vanguard Large-cap ETF	ETF-Other	3.52%	—	—
10	✓	Select Sector Spdr Tr	Stock-Other	3.36%	-0.02%	—
11	IWD	Ishares Russell 1000 Value E	ETF-Other	3.09%	—	+0.88%
12	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.94%	-0.05%	+1.52%
13	SCHD	Schwab US Dvd Equity ETF	ETF-Other	2.78%	—	+2.95%
14	VNQ	Vanguard Real Estate ETF	ETF-Other	2.56%	—	—
15	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.10%	—	-12.39%
16	✓	Select Sector Spdr Tr	Stock-Other	2.00%	—	—
17	✓	Select Sector Spdr Tr Sbi Mate	Stock-Other	1.82%	—	—
18	AAPL	Apple INC	Stock-Tech	0.75%	+0.15%	+3.84%
19	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.73%	—	—
20	JNJ	Johnson & Johnson	Stock-Healthcare	0.65%	—	+5.22%
21	QCOM	Qualcomm INC	Stock-Tech	0.51%	—	+32.73%
22	✓	Verizon Communications Inc.	Stock-Other	0.45%	—	—
23	LDOS	Leidos Holdings INC	Stock-Tech	0.44%	—	—
24	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.44%	-0.31%	EXIT
25	CVX	Chevron CORP	Stock-Energy	0.43%	—	-5.92%
26	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.41%	—	+14.10%
27	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.39%	—	+0.96%
28	✓	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	0.38%	+0.34%	—
29	SAIC	Science Applications Inte	Stock-Tech	0.38%	—	—
30	✓	J P Morgan Chase And Co	Stock-Other	0.37%	—	—
31	✓	Nuveen Quality Preferred Incom	Stock-Other	0.37%	—	—
32	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.35%	—	+94.04%
33	IWB	Ishares Russell 1000 ETF	ETF-Other	0.33%	—	-16.34%
34	INTC	Intel CORP	Stock-Tech	0.31%	—	+15.21%
35	✓	Exxon Mobil Corporation	Stock-Other	0.30%	—	—
36	HON	Honeywell International INC	Stock-Industrials	0.29%	—	—
37	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.28%	—	-6.51%
38	LRCXEUR	Lam Research CORP	Stock-Tech	0.28%	—	-0.79%
39	CTXSEUR	Citrix Systems INC	Stock-Other	0.28%	—	-12.07%
40	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.27%	-0.51%	EXIT
41	UPS	United Parcel Service-cl B	Stock-Industrials	0.27%	—	-0.77%
42	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.27%	-0.36%	EXIT
43	✓	Capital One Financial Corporation	Stock-Other	0.27%	—	—
44	AMZN	Amazon.com INC	Stock-Consumer Disc	0.27%	—	—
45	✓	Duke Energy Corporation	Stock-Other	0.27%	—	—
46	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.27%	-0.29%	EXIT
47	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.27%	—	-1.51%
48	PPL	Ppl CORP	Stock-Utilities	0.27%	—	-0.74%
49	WFC	Wells Fargo & Co	Stock-Financials	0.26%	—	+6.13%
50	SO	Southern Co/the	Stock-Utilities	0.26%	—	+55.85%

1–50 of 104

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BND	Vanguard Total Bond Market	-0.4%	+28.45%	Add
2	IWD	Ishares Russell 1000 Value E	-0.8%	+0.88%	Add
3	VOO	Vanguard S&p 500 ETF	-1%	-12.39%	Trim
4	IEF	Ishares 7-10 Year Treasury B	-2.5%	-10.60%	Trim
5	BIV	Vanguard Intermediate-term B	-4%	-11.47%	Trim
6	ESS	Essex Property Trust INC	—	NEW	New buy
7	✓	Sector Industrial Spdr Tr	—	NEW	New buy
8	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
9	✓	Select Sector Spdr Tr	—	EXIT	Sold out
10	XLY	Ss Consumer Disc Select Sect	—	EXIT	Sold out
11	VV	Vanguard Large-cap ETF	—	NEW	New buy
12	✓	Select Sector Spdr Tr	—	NEW	New buy
13	KRE	Ss Spdr S&p Regional Bank	—	EXIT	Sold out
14	VHT	Vanguard Health Care ETF	—	EXIT	Sold out
15	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
16	✓	Select Sector Spdr Tr	—	NEW	New buy
17	✓	Select Sector Spdr Tr Sbi Mate	—	NEW	New buy
18	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy
19	✓	Verizon Communications Inc.	—	NEW	New buy
20	LDOS	Leidos Holdings INC	—	NEW	New buy
21	✓	State Street SPDR S&P 500 ETF Trust	—	NEW	New buy
22	SAIC	Science Applications Inte	—	NEW	New buy
23	✓	J P Morgan Chase And Co	—	NEW	New buy
24	NAD	Nuveen Quality Municipal Income Fund	—	EXIT	Sold out
25	✓	Nuveen Quality Preferred Incom	—	NEW	New buy
26	VZ	Verizon Communications INC	—	EXIT	Sold out
27	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
28	AMZN	Amazon.com, Inc.	—	EXIT	Sold out
29	✓	Exxon Mobil Corporation	—	NEW	New buy
30	JPM	Jpmorgan Chase & Co	—	EXIT	Sold out
31	HON	Honeywell International INC	—	NEW	New buy
32	✓	Capital One Financial Corporation	—	NEW	New buy
33	AMZN	Amazon.com INC	—	NEW	New buy
34	✓	Duke Energy Corporation	—	NEW	New buy
35	XOM	Exxon Mobil CORP	—	EXIT	Sold out
36	COF	Capital One Financial CORP	—	EXIT	Sold out
37	✓	Laboratory CORP Amer Hldgs	—	EXIT	Sold out
38	CSCO	Cisco Systems INC	—	EXIT	Sold out
39	✓	Aetna Inc	—	NEW	New buy
40	✓	Cisco Systems, Inc.	—	NEW	New buy
41	✓	Laboratory Corp. of America	—	NEW	New buy
42	KIE	Ss Spdr S&p Insurance ETF	—	NEW	New buy
43	XAR	Ss Spdr S&p Aerospace Def	—	NEW	New buy
44	✓		—	EXIT	Sold out
45	IGV	Ishares Expanded Tech-softwa	—	NEW	New buy
46	FITB	Fifth Third Bancorp	—	NEW	New buy
47	ALXN	Alexion Pharmaceuticals INC	—	NEW	New buy
48	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
49	O	Realty Income CORP	—	NEW	New buy
50	DUK	Duke Energy CORP	—	EXIT	Sold out