Ken Stern & Associates, Inc. — Q3 2016 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BIV	Vanguard Intermediate-term B	ETF-Other	10.78%	—	+191.81%
2	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	6.78%	—	+1.03%
3	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	6.51%	-0.09%	+1.37%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	6.09%	—	+1.33%
5	BND	Vanguard Total Bond Market	ETF-Other	5.68%	-0.12%	+4.14%
6	XLP	Ss Consumer Staples Sel Sect	ETF-Other	4.91%	—	+1.54%
7	✓	Select Sector Spdr Tr	Stock-Other	4.89%	—	—
8	VGT	Vanguard Info Tech ETF	ETF-Tech	4.88%	+0.11%	+2.15%
9	XLY	Ss Consumer Disc Select Sect	ETF-Other	4.78%	—	+3.39%
10	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.94%	-0.05%	-1.42%
11	IWD	Ishares Russell 1000 Value E	ETF-Other	3.85%	—	—
12	KRE	Ss Spdr S&p Regional Bank	ETF-Other	3.62%	—	—
13	VHT	Vanguard Health Care ETF	ETF-Other	3.55%	—	+3.52%
14	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.50%	—	-0.41%
15	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	3.09%	—	-11.81%
16	AAPL	Apple INC	Stock-Tech	0.94%	+0.15%	+0.76%
17	JNJ	Johnson & Johnson	Stock-Healthcare	0.85%	—	+0.03%
18	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.55%	-0.31%	EXIT
19	QCOM	Qualcomm INC	Stock-Tech	0.54%	—	-1.01%
20	CVX	Chevron CORP	Stock-Energy	0.53%	—	+0.07%
21	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.52%	—	-0.21%
22	IWB	Ishares Russell 1000 ETF	ETF-Other	0.51%	—	-26.39%
23	ITW	Illinois Tool Works	Stock-Industrials	0.49%	—	—
24	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	0.49%	—	-3.70%
25	VZ	Verizon Communications INC	Stock-Comm Services	0.49%	—	+6.19%
26	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.46%	—	+1.64%
27	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.43%	—	-1.09%
28	AMZN	Amazon.com, Inc.	Stock-Consumer Disc	0.41%	—	—
29	CTXSEUR	Citrix Systems INC	Stock-Other	0.40%	—	-3.26%
30	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.40%	—	+2.18%
31	JPM	Jpmorgan Chase & Co	Stock-Financials	0.39%	—	+0.01%
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.39%	—	+0.05%
33	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.37%	-0.36%	EXIT
34	INTC	Intel CORP	Stock-Tech	0.37%	—	+0.05%
35	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.37%	-0.51%	EXIT
36	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.36%	-0.29%	EXIT
37	PPL	Ppl CORP	Stock-Utilities	0.36%	—	+0.04%
38	UPS	United Parcel Service-cl B	Stock-Industrials	0.35%	—	+0.02%
39	XOM	Exxon Mobil CORP	Stock-Energy	0.35%	—	+0.16%
40	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	ETF-Other	0.34%	—	-25.77%
41	COF	Capital One Financial CORP	Stock-Financials	0.34%	—	-3.24%
42	LRCXEUR	Lam Research CORP	Stock-Tech	0.34%	—	—
43	PEP	Pepsico INC	Stock-Consumer Staples	0.33%	—	+0.02%
44	✓	Laboratory CORP Amer Hldgs	Stock-Other	0.32%	—	—
45	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.32%	—	—
46	ABBV	Abbvie INC	Stock-Healthcare	0.32%	—	+0.01%
47	CSCO	Cisco Systems INC	Stock-Tech	0.32%	—	—
48	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.31%	—	+6.95%
49	GLW	Corning INC	Stock-Tech	0.30%	—	+0.02%
50	✓		Stock-Other	0.29%	—	—

1–50 of 92

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BIV	Vanguard Intermediate-term B	+6.6%	+191.81%	Add
2	SCHD	Schwab US Dvd Equity ETF	+3.1%	-0.41%	Trim
3	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.3%	+177.37%	Add
4	QCOM	Qualcomm INC	+0.1%	-1.01%	Trim
5	VGT	Vanguard Info Tech ETF	0%	+2.15%	Add
6	AAPL	Apple INC	0%	+0.76%	Add
7	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	0%	+26.27%	Add
8	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	0%	+22.81%	Add
9	AMZN	Amazon.com, Inc.	0%	—	Unchanged
10	ITW	Illinois Tool Works	—	—	Unchanged
11	GOOGL	Alphabet Inc-cl A	—	-0.21%	Trim
12	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	-0.2%	+8.59%	Add
13	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	-0.2%	-25.77%	Trim
14	GOF	Guggenheim Strategic Opportunities Fund	-0.2%	+6.95%	Add
15	IWO	Ishares Russell 2000 Growth	-0.2%	+1.37%	Add
16	IWB	Ishares Russell 1000 ETF	-0.3%	-26.39%	Trim
17	✓	Mylan N V	-0.3%	-49.86%	Trim
18	VHT	Vanguard Health Care ETF	-0.3%	+3.52%	Add
19	XLY	Ss Consumer Disc Select Sect	-0.4%	+3.39%	Add
20	IVV	Ishares Core S&p 500 ETF	-0.5%	+1.33%	Add
21	BND	Vanguard Total Bond Market	-0.5%	+4.14%	Add
22	VOO	Vanguard S&p 500 ETF	-0.8%	-11.81%	Trim
23	XLP	Ss Consumer Staples Sel Sect	-0.8%	+1.54%	Add
24	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
25	✓	Select Sector Spdr Tr	—	NEW	New buy
26	IWD	Ishares Russell 1000 Value E	—	NEW	New buy
27	IWF	Ishares Russell 1000 Growth	—	EXIT	Sold out
28	KRE	Ss Spdr S&p Regional Bank	—	NEW	New buy
29	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
30	PFF	Ishares Preferred & Income S	—	EXIT	Sold out
31	✓	Sector Industrial Spdr Tr	—	EXIT	Sold out
32	CSCO	Cisco Systems INC	—	NEW	New buy
33	BXUSD	Blackstone Group Lp/the	—	NEW	New buy
34	BAX	Baxter International Inc.	—	EXIT	Sold out
35	DUK	Duke Energy CORP	—	NEW	New buy
36	IBB	Ishares Biotechnology ETF	—	NEW	New buy
37	CPT	Camden Property Trust	—	NEW	New buy
38	VGK	Vanguard Ftse Europe ETF	—	NEW	New buy
39	IEI	Ishares 3-7 Year Treasury Bo	—	NEW	New buy
40	UAA	Under Armour Inc-class A	—	NEW	New buy
41	IVW	Ishares S&p 500 Growth ETF	—	EXIT	Sold out
42	VCIT	Vanguard Int-term Corporate	—	NEW	New buy
43	IGIB	Ishares 5-10y Inv Grade CORP	—	NEW	New buy
44	COP	Conocophillips	—	NEW	New buy
45	MDIV	Ft Multi-asset Divers INC	—	NEW	New buy
46	AOA	Ishares Core 80/20 Aggressiv	—	NEW	New buy
47	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy
48	IGF	Ishares Global Infrastructur	—	NEW	New buy
49	ACWI	iShares MSCI ACWI ETF	—	NEW	New buy
50	UPS	United Parcel Service, Inc.	—	NEW	New buy