Ken Stern & Associates, Inc. — Q2 2016 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	8.17%	—	-6.31%
2	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	7.70%	—	-0.17%
3	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	6.73%	-0.09%	+0.62%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	6.61%	—	-3.11%
5	BND	Vanguard Total Bond Market	ETF-Other	6.21%	-0.12%	-4.33%
6	XLP	Ss Consumer Staples Sel Sect	ETF-Other	5.70%	—	-1.07%
7	XLY	Ss Consumer Disc Select Sect	ETF-Other	5.13%	—	+1.33%
8	VGT	Vanguard Info Tech ETF	ETF-Tech	4.84%	+0.11%	-44.36%
9	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	4.49%	-0.05%	+2141.56%
10	BIV	Vanguard Intermediate-term B	ETF-Other	4.22%	—	+2.03%
11	IWF	Ishares Russell 1000 Growth	ETF-Other	4.15%	—	-1.89%
12	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	3.85%	—	-29.70%
13	VHT	Vanguard Health Care ETF	ETF-Other	3.83%	—	—
14	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	3.75%	—	+0.36%
15	PFF	Ishares Preferred & Income S	ETF-Other	1.24%	—	+4.39%
16	JNJ	Johnson & Johnson	Stock-Healthcare	0.99%	—	+4.07%
17	AAPL	Apple INC	Stock-Tech	0.90%	+0.15%	+9.45%
18	IWB	Ishares Russell 1000 ETF	ETF-Other	0.76%	—	-32.90%
19	CVX	Chevron CORP	Stock-Energy	0.61%	—	-11.17%
20	VZ	Verizon Communications INC	Stock-Comm Services	0.56%	—	+3.46%
21	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	0.56%	—	+10.42%
22	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.55%	-0.51%	EXIT
23	✓	Sector Industrial Spdr Tr	Stock-Other	0.52%	—	—
24	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	ETF-Other	0.52%	—	-31.39%
25	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.52%	—	+2.95%
26	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.51%	—	+40.98%
27	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.49%	—	-13.96%
28	ITW	Illinois Tool Works	Stock-Industrials	0.49%	—	+3.73%
29	QCOM	Qualcomm INC	Stock-Tech	0.49%	—	-7.08%
30	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.48%	—	+46.38%
31	PPL	Ppl CORP	Stock-Utilities	0.45%	—	+3.70%
32	CTXSEUR	Citrix Systems INC	Stock-Other	0.45%	—	-18.25%
33	✓	Mylan N V	Stock-Other	0.45%	—	+3.79%
34	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.44%	—	+9.09%
35	XOM	Exxon Mobil CORP	Stock-Energy	0.42%	—	+6.31%
36	JPM	Jpmorgan Chase & Co	Stock-Financials	0.42%	—	+6.88%
37	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.41%	—	+3.54%
38	UPS	United Parcel Service-cl B	Stock-Industrials	0.39%	—	+3.69%
39	AMZN	Amazon.com, Inc.	Stock-Consumer Disc	0.39%	—	+1.74%
40	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.39%	—	+1887.76%
41	PEP	Pepsico INC	Stock-Consumer Staples	0.37%	—	+3.58%
42	INTC	Intel CORP	Stock-Tech	0.37%	—	-50.90%
43	ABBV	Abbvie INC	Stock-Healthcare	0.36%	—	+1.37%
44	COF	Capital One Financial CORP	Stock-Financials	0.35%	—	-17.38%
45	✓	Laboratory CORP Amer Hldgs	Stock-Other	0.35%	—	+1.70%
46	✓		Stock-Other	0.35%	—	+3.68%
47	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.34%	-0.36%	EXIT
48	LRCXEUR	Lam Research CORP	Stock-Tech	0.34%	—	+2.09%
49	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.34%	—	+2.26%
50	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.33%	-0.29%	EXIT

1–50 of 79

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q2 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MTUM	Ishares Msci USA Momentum Fa	+4.3%	+2141.56%	Add
2	IEF	Ishares 7-10 Year Treasury B	+1%	-0.17%	Trim
3	IWO	Ishares Russell 2000 Growth	+1%	+0.62%	Add
4	XLP	Ss Consumer Staples Sel Sect	+0.8%	-1.07%	Trim
5	IVV	Ishares Core S&p 500 ETF	+0.7%	-3.11%	Trim
6	BIV	Vanguard Intermediate-term B	+0.6%	+2.03%	Add
7	USMV	Ishares Msci USA Min Vol Fac	+0.6%	+0.36%	Add
8	BND	Vanguard Total Bond Market	+0.6%	-4.33%	Trim
9	VCSH	Vanguard S/t CORP Bond ETF	+0.5%	-6.31%	Trim
10	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+0.3%	+62.16%	Add
11	GOF	Guggenheim Strategic Opportunities Fund	+0.3%	+40.98%	Add
12	JNJ	Johnson & Johnson	+0.2%	+4.07%	Add
13	SCHD	Schwab US Dvd Equity ETF	+0.2%	+1887.76%	Add
14	PFF	Ishares Preferred & Income S	+0.2%	+4.39%	Add
15	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+46.38%	Add
16	BAX	Baxter International Inc.	+0.1%	+190.31%	Add
17	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+0.1%	+40.91%	Add
18	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+0.1%	+38.66%	Add
19	AMZN	Amazon.com, Inc.	+0.1%	+1.74%	Add
20	XOM	Exxon Mobil CORP	+0.1%	+6.31%	Add
21	HAL	Halliburton Co	+0.1%	+3.16%	Add
22	VTI	Vanguard Total Stock Mkt ETF	—	-13.96%	Trim
23	CTXSEUR	Citrix Systems INC	0%	-18.25%	Trim
24	DAL	Delta Air Lines INC	0%	+2.09%	Add
25	COF	Capital One Financial CORP	-0.1%	-17.38%	Trim
26	JWNUSD	Nordstrom INC	-0.1%	+2.06%	Add
27	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	-0.2%	-31.39%	Trim
28	IWB	Ishares Russell 1000 ETF	-0.2%	-32.90%	Trim
29	RTN1USD	Raytheon Company	-0.2%	-59.69%	Trim
30	INTC	Intel CORP	-0.3%	-50.90%	Trim
31	GSLC	Goldman Activebeta US Lc ETF	-0.3%	-59.56%	Trim
32	CB	Chubb Limited	-0.5%	-72.95%	Trim
33	VOO	Vanguard S&p 500 ETF	-0.9%	-29.70%	Trim
34	VGT	Vanguard Info Tech ETF	-3%	-44.36%	Trim
35	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
36	XLK	Ss Technology Select Sector	—	EXIT	Sold out
37	VHT	Vanguard Health Care ETF	—	NEW	New buy
38	VNQ	Vanguard Real Estate ETF	—	EXIT	Sold out
39	DVY	Ishares Select Dividend ETF	—	EXIT	Sold out
40	✓	Sector Industrial Spdr Tr	—	NEW	New buy
41	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
42	SBUX	Starbucks CORP	—	NEW	New buy
43	SO	Southern Co/the	—	NEW	New buy
44	PFE	Pfizer INC	—	NEW	New buy
45	LYB	LyondellBasell Industries N.V.	—	NEW	New buy
46	✓	Ishares Tr Lehman Aggregate	—	EXIT	Sold out
47	MU	Micron Technology INC	—	NEW	New buy
48	VDC	Vanguard Consumer Staple ETF	—	NEW	New buy
49	IEI	Ishares 3-7 Year Treasury Bo	—	EXIT	Sold out
50	✓	Annaly Cap Mgmt INC Com	—	NEW	New buy