Ken Stern & Associates, Inc. — Q1 2016 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VGT	Vanguard Info Tech ETF	ETF-Tech	7.81%	+0.11%	+118.25%
2	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	7.63%	—	-1.80%
3	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	6.66%	—	—
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	5.92%	—	-1.63%
5	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	5.71%	-0.09%	+18.50%
6	BND	Vanguard Total Bond Market	ETF-Other	5.63%	-0.12%	+6.99%
7	XLP	Ss Consumer Staples Sel Sect	ETF-Other	4.89%	—	+15.75%
8	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	4.75%	—	-41.13%
9	XLV	Ss Health Care Select Sector	ETF-Other	4.53%	—	+10.29%
10	XLY	Ss Consumer Disc Select Sect	ETF-Other	4.53%	—	+14.94%
11	XLK	Ss Technology Select Sector	ETF-Tech	3.73%	—	+0.05%
12	IWF	Ishares Russell 1000 Growth	ETF-Other	3.72%	—	-0.27%
13	BIV	Vanguard Intermediate-term B	ETF-Other	3.58%	—	-13.31%
14	VNQ	Vanguard Real Estate ETF	ETF-Other	3.26%	—	—
15	DVY	Ishares Select Dividend ETF	ETF-Other	3.20%	—	—
16	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	3.14%	—	—
17	PFF	Ishares Preferred & Income S	ETF-Other	1.02%	—	+12.79%
18	IWB	Ishares Russell 1000 ETF	ETF-Other	0.98%	—	-24.31%
19	AAPL	Apple INC	Stock-Tech	0.83%	+0.15%	+8.81%
20	JNJ	Johnson & Johnson	Stock-Healthcare	0.75%	—	+8.42%
21	CB	Chubb Limited	Stock-Financials	0.68%	—	—
22	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	ETF-Other	0.67%	—	-30.76%
23	INTC	Intel CORP	Stock-Tech	0.65%	—	+16.68%
24	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.57%	—	—
25	CVX	Chevron CORP	Stock-Energy	0.55%	—	-6.86%
26	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.49%	—	+4.21%
27	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.48%	—	+14.38%
28	CTXSEUR	Citrix Systems INC	Stock-Other	0.47%	—	-26.22%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.46%	—	-3.22%
30	QCOM	Qualcomm INC	Stock-Tech	0.44%	—	-17.02%
31	RTN1USD	Raytheon Company	Stock-Other	0.44%	—	+20.31%
32	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	0.44%	—	+11.50%
33	COF	Capital One Financial CORP	Stock-Financials	0.41%	—	-26.00%
34	ITW	Illinois Tool Works	Stock-Industrials	0.41%	—	+20.41%
35	✓	Mylan N V	Stock-Other	0.41%	—	—
36	PPL	Ppl CORP	Stock-Utilities	0.39%	—	+19.96%
37	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.34%	—	+28.53%
38	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.34%	—	-0.54%
39	UPS	United Parcel Service-cl B	Stock-Industrials	0.33%	—	+14.69%
40	JPM	Jpmorgan Chase & Co	Stock-Financials	0.33%	—	+12.28%
41	XOM	Exxon Mobil CORP	Stock-Energy	0.31%	—	+16.64%
42	DAL	Delta Air Lines INC	Stock-Industrials	0.31%	—	+18.48%
43	PEP	Pepsico INC	Stock-Consumer Staples	0.30%	—	+13.78%
44	LRCXEUR	Lam Research CORP	Stock-Tech	0.29%	—	+18.48%
45	WFC	Wells Fargo & Co	Stock-Financials	0.29%	—	+10.52%
46	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.29%	—	—
47	CVS	Cvs Health CORP	Stock-Healthcare	0.29%	—	+18.38%
48	ABBV	Abbvie INC	Stock-Healthcare	0.29%	—	+23.01%
49	AMZN	Amazon.com, Inc.	Stock-Consumer Disc	0.28%	—	—
50	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.28%	—	+19.22%

1–50 of 78

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VGT	Vanguard Info Tech ETF	+4.4%	+118.25%	Add
2	XLP	Ss Consumer Staples Sel Sect	+1%	+15.75%	Add
3	IWO	Ishares Russell 2000 Growth	+0.8%	+18.50%	Add
4	XLY	Ss Consumer Disc Select Sect	+0.8%	+14.94%	Add
5	BND	Vanguard Total Bond Market	+0.7%	+6.99%	Add
6	XLV	Ss Health Care Select Sector	+0.3%	+10.29%	Add
7	COF	Capital One Financial CORP	-0.2%	-26.00%	Trim
8	DIS	Walt Disney Co/the	-0.2%	-39.69%	Trim
9	PRFUSD	Invesco Ftse Rafi US 1000 Et	-0.2%	-50.01%	Trim
10	BIV	Vanguard Intermediate-term B	-0.3%	-13.31%	Trim
11	IWB	Ishares Russell 1000 ETF	-0.3%	-24.31%	Trim
12	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	-0.3%	-30.76%	Trim
13	✓	Ishares Tr Lehman Aggregate	-0.3%	-65.22%	Trim
14	BWX	State Street Spdr Bloomberg	-0.5%	-72.61%	Trim
15	IJS	Ishares S&p Small-cap 600 Va	-0.6%	-81.26%	Trim
16	IJT	Ishares S&p Small-cap 600 Gr	-0.7%	-76.68%	Trim
17	IVW	Ishares S&p 500 Growth ETF	-0.8%	-83.34%	Trim
18	VOO	Vanguard S&p 500 ETF	-3%	-41.13%	Trim
19	✓	Rydex ETF Trust	—	EXIT	Sold out
20	IEF	Ishares 7-10 Year Treasury B	—	NEW	New buy
21	✓	Powershares ETF Trust	—	EXIT	Sold out
22	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
23	DVY	Ishares Select Dividend ETF	—	NEW	New buy
24	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
25	VB	Vanguard Small-cap ETF	—	EXIT	Sold out
26	XHB	Ss Spdr S&p Homebldrs ETF	—	EXIT	Sold out
27	AKRXEUR	Akorn INC	—	EXIT	Sold out
28	IVE	Ishares S&p 500 Value ETF	—	EXIT	Sold out
29	✓	UnitedHealth Group Inc.	—	EXIT	Sold out
30	CB	Chubb Limited	—	NEW	New buy
31	FDX	Fedex CORP	—	EXIT	Sold out
32	GSLC	Goldman Activebeta US Lc ETF	—	NEW	New buy
33	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
34	CB	Chubb Limited	—	EXIT	Sold out
35	MU	Micron Technology INC	—	EXIT	Sold out
36	VTR	Ventas INC	—	EXIT	Sold out
37	✓	Mylan N V	—	NEW	New buy
38	EFA	Ishares Msci Eafe ETF	—	EXIT	Sold out
39	AVGO	Broadcom Inc.	—	EXIT	Sold out
40	AMZN	Amazon.com, Inc.	—	NEW	New buy
41	BXUSD	Blackstone Group Lp/the	—	NEW	New buy
42	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	—	NEW	New buy
43	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	—	NEW	New buy
44	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
45	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	—	NEW	New buy
46	✓	Blackstone Grp LP Unit LTD	—	EXIT	Sold out
47	VGK	Vanguard Ftse Europe ETF	—	EXIT	Sold out
48	MTUM	Ishares Msci USA Momentum Fa	—	NEW	New buy
49	SCHD	Schwab US Dvd Equity ETF	—	NEW	New buy
50	ET	Energy Transfer LP	—	NEW	New buy