Ken Stern & Associates, Inc. — Q3 2015 13F Holdings

Name: Ken Stern & Associates, Inc. — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001653168

Total reported value

$229.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	11.43%	—	-18.06%
2	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	8.17%	—	+0.10%
3	✓	Rydex ETF Trust	ETF-Other	7.59%	—	+1.00%
4	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	6.36%	-0.09%	+4.78%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	5.69%	—	—
6	BND	Vanguard Total Bond Market	ETF-Other	5.30%	-0.12%	+10.01%
7	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	4.18%	—	—
8	XLP	Ss Consumer Staples Sel Sect	ETF-Other	4.05%	—	—
9	XLY	Ss Consumer Disc Select Sect	ETF-Other	3.79%	—	+6.34%
10	XLF	Ss Financial Select Sector	ETF-Other	3.62%	—	+6.74%
11	IWF	Ishares Russell 1000 Growth	ETF-Other	3.59%	—	—
12	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	3.46%	—	-6.76%
13	XLK	Ss Technology Select Sector	ETF-Tech	3.43%	—	+1.22%
14	VNQ	Vanguard Real Estate ETF	ETF-Other	3.26%	—	+5.30%
15	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	3.12%	—	+4.53%
16	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	1.82%	—	+8.88%
17	IWB	Ishares Russell 1000 ETF	ETF-Other	1.64%	—	-26.64%
18	✓	Powershares ETF Trust	ETF-Other	1.40%	—	-9.01%
19	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.97%	—	-0.13%
20	AAPL	Apple INC	Stock-Tech	0.82%	+0.15%	+9.30%
21	COF	Capital One Financial CORP	Stock-Financials	0.69%	—	-13.94%
22	CTXSEUR	Citrix Systems INC	Stock-Other	0.67%	—	-13.44%
23	FDX	Fedex CORP	Stock-Industrials	0.67%	—	-13.60%
24	QCOM	Qualcomm INC	Stock-Tech	0.66%	—	-10.31%
25	JNJ	Johnson & Johnson	Stock-Healthcare	0.66%	—	+10.04%
26	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	ETF-Other	0.65%	—	—
27	CVX	Chevron CORP	Stock-Energy	0.59%	—	-9.36%
28	INTC	Intel CORP	Stock-Tech	0.56%	—	+16.61%
29	CB	Chubb Limited	Stock-Financials	0.52%	—	+21.60%
30	VTR	Ventas INC	Stock-Real Estate	0.49%	—	-11.78%
31	MU	Micron Technology INC	Stock-Tech	0.47%	—	+16.01%
32	✓		Stock-Other	0.47%	—	+21.50%
33	VZ	Verizon Communications INC	Stock-Comm Services	0.46%	—	-15.23%
34	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.42%	—	—
35	DIS	Walt Disney Co/the	Stock-Comm Services	0.42%	—	+20.83%
36	AMG	Affiliated Managers Group	Stock-Financials	0.36%	—	-15.32%
37	RTN1USD	Raytheon Company	Stock-Other	0.35%	—	+21.42%
38	SLB	Slb LTD	Stock-Energy	0.33%	—	-13.34%
39	JPM	Jpmorgan Chase & Co	Stock-Financials	0.32%	—	+16.94%
40	AVGO	Broadcom Inc.	Stock-Tech	0.31%	—	+21.50%
41	PPL	Ppl CORP	Stock-Utilities	0.30%	—	+20.94%
42	ITW	Illinois Tool Works	Stock-Industrials	0.29%	—	+21.52%
43	JWNUSD	Nordstrom INC	Stock-Other	0.29%	—	—
44	UPS	United Parcel Service-cl B	Stock-Industrials	0.29%	—	+19.85%
45	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	0.27%	—	+16.07%
46	✓	Blackstone Grp LP Unit LTD	Stock-Other	0.27%	—	+18.77%
47	XOM	Exxon Mobil CORP	Stock-Energy	0.27%	—	+13.89%
48	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.27%	—	+12.88%
49	PEP	Pepsico INC	Stock-Consumer Staples	0.26%	—	+18.99%
50	DAL	Delta Air Lines INC	Stock-Industrials	0.26%	—	+16.05%

1–50 of 67

Holding changes this quarter

Position changes disclosed by Ken Stern & Associates, Inc. for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BND	Vanguard Total Bond Market	+0.9%	+10.01%	Add
2	VNQ	Vanguard Real Estate ETF	+0.4%	+5.30%	Add
3	XLY	Ss Consumer Disc Select Sect	+0.4%	+6.34%	Add
4	CB	Chubb Limited	+0.1%	+21.60%	Add
5	XLK	Ss Technology Select Sector	+0.1%	+1.22%	Add
6	✓	Rydex ETF Trust	+0.1%	+1.00%	Add
7	CTXSEUR	Citrix Systems INC	-0.1%	-13.44%	Trim
8	VZ	Verizon Communications INC	-0.1%	-15.23%	Trim
9	VTR	Ventas INC	-0.1%	-11.78%	Trim
10	MU	Micron Technology INC	-0.1%	+16.01%	Add
11	SLB	Slb LTD	-0.1%	-13.34%	Trim
12	KMI	Kinder Morgan INC	-0.1%	-18.17%	Trim
13	QCOM	Qualcomm INC	-0.1%	-10.31%	Trim
14	CVX	Chevron CORP	-0.2%	-9.36%	Trim
15	AMG	Affiliated Managers Group	-0.2%	-15.32%	Trim
16	IWO	Ishares Russell 2000 Growth	-0.2%	+4.78%	Add
17	FDX	Fedex CORP	-0.2%	-13.60%	Trim
18	AMJEUR	Jpmorgan Alerian Mlp Index	-0.2%	-0.13%	Trim
19	COF	Capital One Financial CORP	-0.2%	-13.94%	Trim
20	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.3%	-6.76%	Trim
21	✓	Powershares ETF Trust	-0.3%	-9.01%	Trim
22	IWB	Ishares Russell 1000 ETF	-0.6%	-26.64%	Trim
23	VOO	Vanguard S&p 500 ETF	-2.5%	-18.06%	Trim
24	EFA	Ishares Msci Eafe ETF	—	EXIT	Sold out
25	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
26	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
27	SHY	Ishares 1-3 Year Treasury Bo	—	NEW	New buy
28	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
29	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
30	IWF	Ishares Russell 1000 Growth	—	NEW	New buy
31	SCHD	Schwab U.S. Dividend Equity ETF	—	EXIT	Sold out
32	✓	Spdr Bloomberg 1 3 Mnth T Bll ETF	—	NEW	New buy
33	VTI	Vanguard Total Stock Mkt ETF	—	NEW	New buy
34	GOOG	Alphabet A	—	EXIT	Sold out
35	JWNUSD	Nordstrom INC	—	NEW	New buy
36	GS	Goldman Sachs Group INC	—	EXIT	Sold out
37	URI	United Rentals INC	—	EXIT	Sold out
38	VIAB	Viacom Inc-class B	—	EXIT	Sold out
39	GSK	GSK plc ADRhedged	—	EXIT	Sold out
40	✓	Laboratory CORP Amer Hldgs	—	NEW	New buy
41	TMO	Thermo Fisher Scientific INC	—	NEW	New buy
42	PCAR	Paccar INC	—	NEW	New buy
43	NSC	Norfolk Southern CORP	—	EXIT	Sold out
44	BAX	Baxter International INC	—	EXIT	Sold out
45	AKRXEUR	Akorn INC	—	NEW	New buy
46	TUP	Tupperware Brands CORP	—	EXIT	Sold out
47	BWX	State Street Spdr Bloomberg	—	EXIT	Sold out
48	AL	Air Lease CORP	—	NEW	New buy
49	SDY	Ss Spdr S&p Dividend ETF	—	NEW	New buy
50	HST	Host Hotels & Resorts INC	—	NEW	New buy