Kelleher Financial Advisors — Q3 2014 13F Holdings

Name: Kelleher Financial Advisors — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001507971

Total reported value

$395.1M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DDD	3d Systems CORP	Stock-Other	7.51%	—	+0.30%
2	PKOH	Park-ohio Holdings CORP	Stock-Other	6.70%	—	+0.12%
3	EXP	Eagle Materials INC	Stock-Materials	3.89%	—	-0.82%
4	KMI	Kinder Morgan INC	Stock-Energy	3.60%	—	+0.44%
5	FNF	Fidelity National Financial	Stock-Financials	3.57%	—	—
6	✓	Luminex CORP	Stock-Other	2.61%	—	-0.41%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.59%	—	-1.36%
8	COP	Conocophillips	Stock-Energy	2.50%	—	+4.86%
9	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	2.48%	—	-1.23%
10	FIS	Fidelity National Info Serv	Stock-Tech	2.40%	—	-0.13%
11	ABBV	Abbvie INC	Stock-Healthcare	2.30%	-0.03%	+0.75%
12	MSFT	Microsoft CORP	Stock-Tech	2.30%	-0.39%	-2.23%
13	MAIN	Main Street Capital CORP	Stock-Financials	2.21%	—	-0.08%
14	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	2.00%	—	-0.15%
15	SPH	Suburban Propane Partners LP	Stock-Other	1.87%	—	-1.61%
16	OXLC	Oxford Lane Capital Corp.	Stock-Other	1.86%	—	-0.18%
17	DAR	Darling Ingredients INC	Stock-Consumer Staples	1.78%	—	+23.40%
18	✓		Stock-Other	1.74%	—	-0.38%
19	CSCO	Cisco Systems INC	Stock-Tech	1.70%	—	-0.11%
20	CECO	Ceco Environmental CORP	Stock-Other	1.42%	—	+0.88%
21	✓	Ticc Capital CORP	Stock-Other	1.41%	—	-1.25%
22	PFE	Pfizer INC	Stock-Healthcare	1.37%	—	+0.12%
23	WTS	Watts Water Technologies-a	Stock-Industrials	1.35%	—	—
24	PLMKW	Plum Acquisition Corp. IV	Stock-Other	1.35%	—	-19.06%
25	PCYO	Pure Cycle CORP	Stock-Other	1.32%	—	-0.28%
26	MFC	Manulife Financial CORP	Stock-Financials	1.30%	—	-0.39%
27	GGT	Gabelli Multimedia Trust INC	Stock-Other	1.29%	—	+34.24%
28	CB	Chubb Limited	Stock-Financials	1.29%	—	-5.88%
29	ICE	Intercontinental Exchange In	Stock-Financials	1.22%	—	—
30	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.14%	—	+635.48%
31	✓	Avery Dennison CORP Com	Stock-Other	1.13%	—	-1.65%
32	PMDUSD	Psychemedics CORP	Stock-Other	1.10%	—	+0.71%
33	CINF	Cincinnati Financial CORP	Stock-Financials	1.10%	—	-1.72%
34	✓	Chemtura CORP	Stock-Other	1.05%	—	+17.78%
35	DMRC	Digimarc Corporation	Stock-Other	1.01%	—	+42.13%
36	BRK-B	Berkshire Hathaway Inc.	Stock-Other	0.93%	—	—
37	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.91%	—	—
38	✓	Fnfv Group	Stock-Other	0.85%	—	—
39	TMLP	Tortoise MLP ETF	ETF-Other	0.80%	—	—
40	KMI	Kinder Morgan, Inc.	Stock-Energy	0.79%	—	-0.25%
41	JNJ	Johnson & Johnson	Stock-Healthcare	0.78%	—	—
42	CNQ	Canadian Natural Resources	Stock-Energy	0.77%	—	-0.25%
43	CVX	Chevron CORP	Stock-Energy	0.77%	—	—
44	✓	American Vanguard CORP	Stock-Other	0.72%	—	-34.48%
45	VNQ	Vanguard Real Estate ETF	ETF-Other	0.70%	—	+3.63%
46	MTLS	Materialise Nv-adr	Stock-Other	0.67%	—	+600.43%
47	TWXCHF	Time Warner INC	Stock-Other	0.65%	—	—
48	✓	Firstmerit CORP Com	Stock-Other	0.62%	—	-2.38%
49	VLY	Valley National Bancorp	Stock-Financials	0.62%	—	-1.72%
50	AES 6.75 10-15-29	Aes Trust Iii	Stock-Utilities	0.56%	—	—

1–50 of 117

Holding changes this quarter

Position changes disclosed by Kelleher Financial Advisors for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PG	Procter & Gamble Co/the	+1%	+635.48%	Add
2	MTLS	Materialise Nv-adr	+0.6%	+600.43%	Add
3	KMI	Kinder Morgan INC	+0.4%	+0.44%	Add
4	GGT	Gabelli Multimedia Trust INC	+0.3%	+34.24%	Add
5	ABBV	Abbvie INC	+0.3%	+0.75%	Add
6	✓	Luminex CORP	+0.3%	-0.41%	Trim
7	MSFT	Microsoft CORP	+0.3%	-2.23%	Trim
8	DMRC	Digimarc Corporation	+0.2%	+42.13%	Add
9	FIS	Fidelity National Info Serv	+0.2%	-0.13%	Trim
10	TEVA	Teva Pharmaceutical-sp Adr	+0.2%	-0.15%	Trim
11	DUK	Du Pont E I De Nemour&Co	+0.2%	-1.23%	Trim
12	KMI	Kinder Morgan, Inc.	+0.2%	-0.25%	Trim
13	ICE	Intercontinental Exchange In	+0.2%	—	Unchanged
14	GM	General Motors Co	+0.1%	+582.00%	Add
15	DAR	Darling Ingredients INC	+0.1%	+23.40%	Add
16	BRK-B	Berkshire Hathaway Inc.	+0.1%	—	Unchanged
17	BRK-A	Berkshire Hathaway Inc-cl A	+0.1%	—	Unchanged
18	✓		+0.1%	-0.38%	Trim
19	TWXCHF	Time Warner INC	+0.1%	—	Unchanged
20	VNQ	Vanguard Real Estate ETF	+0.1%	+3.63%	Add
21	BMY	Bristol-myers Squibb Co	+0.1%	-0.80%	Trim
22	MAIN	Main Street Capital CORP	—	-0.08%	Trim
23	SPH	Suburban Propane Partners LP	—	-1.61%	Trim
24	MFC	Manulife Financial CORP	0%	-0.39%	Trim
25	CVX	Chevron CORP	0%	—	Unchanged
26	XOM	Exxon Mobil CORP	0%	-1.36%	Trim
27	✓	Firstmerit CORP Com	0%	-2.38%	Trim
28	PSX	Phillips 66	0%	-14.81%	Trim
29	HAL	Halliburton Co	0%	-3.81%	Trim
30	RWT	Redwood Trust INC	-0.1%	-12.81%	Trim
31	OXLC	Oxford Lane Capital Corp.	-0.1%	-0.18%	Trim
32	CECO	Ceco Environmental CORP	-0.1%	+0.88%	Add
33	✓	Avery Dennison CORP Com	-0.1%	-1.65%	Trim
34	PCYO	Pure Cycle CORP	-0.1%	-0.28%	Trim
35	✓	Ticc Capital CORP	-0.1%	-1.25%	Trim
36	EXP	Eagle Materials INC	-0.2%	-0.82%	Trim
37	CNQ	Canadian Natural Resources	-0.2%	-0.25%	Trim
38	COP	Conocophillips	-0.2%	+4.86%	Add
39	PKOH	Park-ohio Holdings CORP	-0.4%	+0.12%	Add
40	PLMKW	Plum Acquisition Corp. IV	-0.4%	-19.06%	Trim
41	ABX	Barrick Gold CORP	-0.5%	-66.00%	Trim
42	✓	American Vanguard CORP	-0.5%	-34.48%	Trim
43	DDD	3d Systems CORP	-3.8%	+0.30%	Add
44	✓		—	EXIT	Sold out
45	FNF	Fidelity National Financial	—	NEW	New buy
46	✓	Fnfv Group	—	NEW	New buy
47	IGSB	Ishares 1-5y Inv Grade CORP	—	NEW	New buy
48	VOD	Vodafone Group Plc-sp Adr	—	EXIT	Sold out
49	✓		—	NEW	New buy
50	HDB	Hdfc Bank Ltd-adr	—	NEW	New buy