Kalos Management, Inc. — Q3 2016 13F Holdings

Name: Kalos Management, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001666788

Total reported value

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	3.96%	—	-17.81%
2	AVGO	Broadcom Inc.	Stock-Tech	2.72%	—	—
3	OTEX	Open Text CORP	Stock-Other	2.63%	—	—
4	O	Realty Income CORP	Stock-Real Estate	2.53%	—	+0.29%
5	WMT	Walmart INC	Stock-Consumer Staples	2.15%	—	-23.45%
6	WFC	Wells Fargo & Co	Stock-Financials	2.09%	—	—
7	CTLEUR	Centurylink INC	Stock-Other	2.05%	—	-5.31%
8	MCK	Mckesson CORP	Stock-Healthcare	2.05%	—	+4.35%
9	IBM	Intl Business Machines CORP	Stock-Tech	1.93%	—	+16.04%
10	JNJ	Johnson & Johnson	Stock-Healthcare	1.82%	—	+6.03%
11	MUR	Murphy Oil CORP	Stock-Energy	1.81%	—	+1.84%
12	CMI	Cummins INC	Stock-Industrials	1.76%	—	+6.90%
13	CNK	Cinemark Holdings INC	Stock-Other	1.73%	—	+4.56%
14	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.70%	—	-14.65%
15	UNM	Unum Group	Stock-Financials	1.59%	—	+6.17%
16	TRV	Travelers Cos Inc/the	Stock-Financials	1.59%	—	+6.24%
17	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	1.54%	—	-8.02%
18	TGT	Target CORP	Stock-Consumer Disc	1.53%	—	-7.68%
19	WYNEUR	Wyndham Destinations INC	Stock-Other	1.47%	—	+6.42%
20	✓		Stock-Other	1.47%	—	+14.37%
21	IEUS	Ishares Msci Europe Small-ca	ETF-Other	1.42%	—	-7.35%
22	HEESEUR	H&e Equipment Services INC	Stock-Other	1.36%	—	+9.73%
23	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.31%	—	-57.59%
24	KMI	Kinder Morgan INC	Stock-Energy	1.29%	—	+10.31%
25	USRT	Ishares Core US Reit ETF	ETF-Other	1.29%	—	-4.02%
26	DVY	Ishares Select Dividend ETF	ETF-Other	1.28%	—	-3.71%
27	IYH	Ishares U.s. Healthcare ETF	ETF-Other	1.26%	—	-4.04%
28	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	1.24%	—	-2.06%
29	MDY	State Street Spdr S&p Midcap	ETF-Other	1.24%	—	+0.27%
30	JPM	Jpmorgan Chase & Co	Stock-Financials	1.20%	—	+12.39%
31	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.18%	—	-6.85%
32	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.17%	—	-9.11%
33	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.13%	—	—
34	IUSV	Ishares Core S&p U.s. Value	ETF-Other	1.10%	—	+191.34%
35	IYR	Ishares US Real Estate ETF	ETF-Other	1.10%	—	+499.93%
36	EWX	State Street Spdr S&p Emergi	ETF-Other	1.07%	—	-6.46%
37	DFODQ	Dean Foods Co	Stock-Other	1.04%	—	+11.15%
38	IXN	Ishares Global Tech ETF	ETF-Tech	1.00%	—	-8.66%
39	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.91%	—	-11.52%
40	✓	Powershares	Stock-Other	0.91%	—	+11.72%
41	AAPL	Apple INC	Stock-Tech	0.91%	—	-26.01%
42	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.91%	—	-8.62%
43	SLYV	Ss Spdr S&p 600 Sc Val ETF	ETF-Other	0.88%	—	-7.27%
44	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.86%	—	+2.06%
45	CSCO	Cisco Systems INC	Stock-Tech	0.79%	—	-3.29%
46	WIP	State Street Spdr Ftse Inter	ETF-Other	0.74%	—	+4.31%
47	EEMA	Ishares Msci Emerg Mrkt Asia	ETF-Other	0.74%	—	-6.80%
48	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.72%	—	+240.27%
49	META	Meta Platforms Inc-class A	Stock-Comm Services	0.69%	—	+62.28%
50	✓	Credit Suisse Nassau Brh Etn L	Stock-Other	0.69%	—	-25.61%

1–50 of 137

Holding changes this quarter

Position changes disclosed by Kalos Management, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IYR	Ishares US Real Estate ETF	+0.9%	+499.93%	Add
2	IWM	Ishares Russell 2000 ETF	+0.5%	+240.27%	Add
3	IBM	Intl Business Machines CORP	+0.5%	+16.04%	Add
4	CMI	Cummins INC	+0.5%	+6.90%	Add
5	KMI	Kinder Morgan INC	+0.4%	+10.31%	Add
6	META	Meta Platforms Inc-class A	+0.4%	+62.28%	Add
7	DIS	Walt Disney Co/the	-0.2%	-49.52%	Trim
8	GLD	Spdr Gold Shares	-0.2%	-48.61%	Trim
9	MO	Altria Group INC	-0.3%	-35.24%	Trim
10	VOO	Vanguard S&p 500 ETF	-0.3%	-17.81%	Trim
11	✓	Sparton CORP	-0.4%	-74.61%	Trim
12	XOM	Exxon Mobil CORP	-0.4%	-53.86%	Trim
13	WMT	Walmart INC	-0.4%	-23.45%	Trim
14	CDNS	Cadence Design Sys INC	-0.4%	-68.91%	Trim
15	OHI	Omega Healthcare Investors	-0.4%	-72.07%	Trim
16	MSFT	Microsoft CORP	-0.5%	-58.21%	Trim
17	SYF	Synchrony Financial	-0.5%	-71.08%	Trim
18	EFA	Ishares Msci Eafe ETF	-1%	-80.61%	Trim
19	VWO	Vanguard Ftse Emerging Marke	-1.3%	-57.59%	Trim
20	AVGO	Broadcom Inc.	—	NEW	New buy
21	OTEX	Open Text CORP	—	NEW	New buy
22	✓		—	EXIT	Sold out
23	NVDA	Nvidia CORP	—	EXIT	Sold out
24	WFC	Wells Fargo & Co	—	NEW	New buy
25	✓	Iberiabank CORP	—	EXIT	Sold out
26	IJK	Ishares S&p Mid-cap 400 Grow	—	NEW	New buy
27	GMED	Globus Medical INC - A	—	EXIT	Sold out
28	EWM	iShares MSCI Malaysia ETF	—	EXIT	Sold out
29	EWT	iShares MSCI Taiwan ETF	—	EXIT	Sold out
30	EWM	Ishares Msci Malaysia ETF	—	NEW	New buy
31	SLV	Ishares Silver Trust	—	EXIT	Sold out
32	IJT	Ishares S&p Small-cap 600 Gr	—	NEW	New buy
33	EWT	Ishares Msci Taiwan ETF	—	NEW	New buy
34	✓	Yahoo INC	—	EXIT	Sold out
35	✓		—	EXIT	Sold out
36	IYM	Ishares U.s. Basic Materials	—	NEW	New buy
37	HLT	Hilton Worldwide Holdings Inc.	—	EXIT	Sold out
38	JXI	Ishares Global Utilities ETF	—	EXIT	Sold out
39	ANIK	Anika Therapeutics INC	—	EXIT	Sold out
40	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
41	EWS	Ishares Msci Singapore ETF	—	NEW	New buy
42	EWS	iShares MSCI Singapore ETF	—	EXIT	Sold out
43	EMLP	First Trust North American E	—	EXIT	Sold out
44	TXN	Texas Instruments INC	—	NEW	New buy
45	ZSL	ProShares UltraShort Silver	—	NEW	New buy
46	SMCIUSD	Super Micro Computer INC	—	EXIT	Sold out
47	EWU	Ishares Msci United Kingdom	—	NEW	New buy
48	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
49	BABYEUR	Natus Medical INC	—	EXIT	Sold out
50	AWK	American Water Works Co INC	—	NEW	New buy