K2 Principal Fund, L.p. — Q1 2016 13F Holdings

Name: K2 Principal Fund, L.p. — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001461790

Total reported value

$1.4B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares Qqq Trust Ser 1	Stock-Other	13.22%	—	-2.29%
2	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	5.33%	—	+18.96%
3	KOLDEUR	Proshares Ultrashort Bloombe	ETF-Other	4.98%	—	-46.71%
4	XLF	Ss Financial Select Sector	ETF-Other	3.11%	—	+92.97%
5	✓		Stock-Other	3.04%	—	+272.22%
6	✓	Time Warner Cable INC	Stock-Other	2.57%	—	+57.51%
7	SMHUSD	Market Vectors Semiconductor	ETF-Other	2.18%	—	+222.22%
8	JAHEUR	Jarden CORP	Stock-Other	2.17%	—	—
9	PYPL	Paypal Holdings INC	Stock-Financials	1.87%	—	-12.30%
10	✓	Yahoo INC	Stock-Other	1.85%	—	+148.41%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.82%	+2.69%	+225.00%
12	✓	New York Reit INC	Stock-Other	1.80%	—	-12.48%
13	✓	Youku.com INC	Stock-Other	1.78%	—	-23.46%
14	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	1.67%	—	—
15	CYEUR	Cypress Semiconductor CORP	Stock-Other	1.62%	—	+153.89%
16	TSLA	Tesla INC	Stock-Consumer Disc	1.52%	—	+288.00%
17	✓	Mylan N V	Stock-Other	1.44%	—	+85.65%
18	INGM	Ingram Micro Holding Corporation	Stock-Other	1.40%	—	—
19	TJX	The TJX Companies, Inc.	Stock-Consumer Disc	1.38%	—	—
20	✓	Alere INC	Stock-Other	1.37%	—	—
21	✓		Stock-Other	1.26%	—	+211.77%
22	✓	Harmony Merger CORP	Stock-Other	1.22%	—	—
23	NXPI	NXP Semiconductors N.V.	Stock-Tech	1.17%	—	+38.69%
24	✓	Shoretel INC	Stock-Other	1.15%	—	+11.72%
25	M	Macy's INC	Stock-Consumer Disc	1.12%	—	+6.35%
26	STWD	Starwood Property Trust, Inc.	Stock-Real Estate	1.09%	—	+98.57%
27	MSFT	Microsoft CORP	Stock-Tech	1.05%	—	-15.17%
28	WPM	Wheaton Precious Metals Corp.	Stock-Materials	1.02%	—	—
29	✓	Silver Run Acquisition CORP	Stock-Other	0.99%	—	—
30	AAPL	Apple INC	Stock-Tech	0.93%	—	-16.80%
31	✓		Stock-Other	0.92%	—	+86.44%
32	✓		Stock-Other	0.92%	—	—
33	TNA	Dir Dai Sml Ca Bul 3x Et-usd	ETF-Other	0.86%	—	—
34	✓	Harmony Merger CORP	Stock-Other	0.84%	—	—
35	SHLDEUR	Sears Holdings CORP	Stock-Other	0.83%	—	+57.73%
36	PNW	Pinnacle West Capital Corporation	Stock-Utilities	0.81%	—	-26.93%
37	SLV	Ishares Silver Trust	ETF-Commodities	0.72%	—	—
38	✓	Klr Energy Acquisition CORP	Stock-Other	0.68%	—	—
39	✓		Stock-Other	0.67%	—	+276.92%
40	IHS	IHS Holding Limited	Stock-Other	0.65%	—	—
41	GILD	Gilead Sciences INC	Stock-Healthcare	0.60%	—	—
42	FENG	Phoenix New Media Limited	Stock-Other	0.55%	—	+10.73%
43	MRVL	Marvell Technology, Inc.	Stock-Tech	0.53%	—	—
44	✓	Anchor Bancorp Wis INC Del	Stock-Other	0.51%	—	—
45	TQQQ	Proshares Ultrapro Qqq	ETF-Other	0.50%	—	—
46	MAR	Marriott International -cl A	Stock-Consumer Disc	0.49%	—	—
47	✓	Polycom	Stock-Other	0.46%	—	+1156.56%
48	BGCPEUR	Bgc Partners Inc-cl A	Stock-Other	0.45%	—	-60.79%
49	CMI	Cummins INC	Stock-Industrials	0.45%	—	—
50	✓	Electrum Spl Acquisition Cor	Stock-Other	0.44%	—	—

1–50 of 178

Holding changes this quarter

Position changes disclosed by K2 Principal Fund, L.p. for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓		+2.3%	+272.22%	Add
2	SMHUSD	Market Vectors Semiconductor	+1.5%	+222.22%	Add
3	XLF	Ss Financial Select Sector	+1.4%	+92.97%	Add
4	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.3%	+225.00%	Add
5	✓	Yahoo INC	+1.2%	+148.41%	Add
6	TSLA	Tesla INC	+1.1%	+288.00%	Add
7	✓	Time Warner Cable INC	+1.1%	+57.51%	Add
8	CYEUR	Cypress Semiconductor CORP	+0.9%	+153.89%	Add
9	✓		+0.8%	+211.77%	Add
10	GOOGL	Alphabet Inc-cl A	+0.8%	+18.96%	Add
11	STWD	Starwood Property Trust, Inc.	+0.6%	+98.57%	Add
12	✓	New York Reit INC	-0.5%	-12.48%	Trim
13	SNDK	Sandisk Corporation	-0.6%	-81.60%	Trim
14	✓	Powershares Qqq Trust Ser 1	-0.6%	-2.29%	Trim
15	TJX	Tjx Companies INC	-0.7%	-90.94%	Trim
16	BGCPEUR	Bgc Partners Inc-cl A	-0.8%	-60.79%	Trim
17	✓	Media General INC	-1.2%	-97.56%	Trim
18	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-1.4%	-89.38%	Trim
19	KOLDEUR	Proshares Ultrashort Bloombe	-1.6%	-46.71%	Trim
20	SOXL	Direxion Daily Semiconductor Bull 3X Shares	-1.6%	-92.43%	Trim
21	UPS	United Parcel Service, Inc.	-1.7%	-90.67%	Trim
22	✓	Direxion Shs ETF Tr	-2.4%	-1.17%	Trim
23	SOXL	Direxion Daily Semiconductor Bull 3X Shares	-2.9%	-97.50%	Trim
24	JAHEUR	Jarden CORP	—	NEW	New buy
25	UTIW 4.5 03-01-19	Uti Worldwide INC	—	EXIT	Sold out
26	✓	Sirona Dental Systems INC	—	EXIT	Sold out
27	FXI	Ishares China Large-cap ETF	—	NEW	New buy
28	IWF	Ishares Russell 1000 Growth	—	EXIT	Sold out
29	CENTA	Central Garden & Pet Company	—	EXIT	Sold out
30	✓	Partnerre LTD	—	EXIT	Sold out
31	INGM	Ingram Micro Holding Corporation	—	NEW	New buy
32	TJX	The TJX Companies, Inc.	—	NEW	New buy
33	✓	Alere INC	—	NEW	New buy
34	FANG	Diamondback Energy, Inc.	—	EXIT	Sold out
35	VLO	Valero Energy CORP	—	EXIT	Sold out
36	✓	Alcatel-lucent	—	EXIT	Sold out
37	WPM	Wheaton Precious Metals Corp.	—	NEW	New buy
38	✓	Silver Run Acquisition CORP	—	NEW	New buy
39	✓		—	NEW	New buy
40	✓	Biomed Realty Trust INC	—	EXIT	Sold out
41	TNA	Dir Dai Sml Ca Bul 3x Et-usd	—	NEW	New buy
42	✓	Solarwinds INC	—	EXIT	Sold out
43	SLV	Ishares Silver Trust	—	NEW	New buy
44	✓		—	EXIT	Sold out
45	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	EXIT	Sold out
46	✓	Klr Energy Acquisition CORP	—	NEW	New buy
47	IHS	IHS Holding Limited	—	NEW	New buy
48	KDP	Keurig Dr Pepper Inc.	—	EXIT	Sold out
49	GILD	Gilead Sciences INC	—	NEW	New buy
50	✓	Pmc-sierra INC	—	EXIT	Sold out