CIK: 0001600478
Total reported value
$27.7M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ARCC | Ares Capital CORP | Stock-Financials | 46.72% | -17.00% | EXIT | |
| 2 | PFLT | Pennantpark Floating Rate Ca | Stock-Other | 7.32% | — | -33.33% | |
| 3 | BTU | Peabody Energy CORP | Stock-Energy | 7.16% | -16.79% | EXIT | |
| 4 | NMM | Navios Maritime Partners L.P. | Stock-Other | 6.43% | +33.88% | +25.49% | |
| 5 | AGNC | Agnc Investment CORP | Stock-Real Estate | 5.52% | — | +150.00% | |
| 6 | ✓ | Kcap Financial INC | Stock-Other | 5.04% | — | — | |
| 7 | ✓ | American Capital Sr Floating LTD Com Usd0.01 | Stock-Other | 3.47% | -1.01% | EXIT | |
| 8 | UPL1EUR | Ultra Petroleum CORP | Stock-Other | 3.38% | — | — | |
| 9 | BANX | Arrowmark Financial CORP | Stock-Other | 3.18% | — | -18.69% | |
| 10 | NM 8.625 PERP | Navios Maritime Holdings | Stock-Other | 2.99% | +6.20% | +42.56% | |
| 11 | PNNT | Pennantpark Investment CORP | Stock-Other | 2.30% | — | -76.00% | |
| 12 | ✓ | Cys Invts INC | Stock-Other | 2.22% | — | -89.41% | |
| 13 | NM 8.75 PERP G | Navios Maritime Holdings | Stock-Other | 1.95% | +3.66% | +23.15% | |
| 14 | RIG | Transocean Ltd. | Stock-Energy | 0.85% | — | — | |
| 15 | TCRDUSD | First Eagle Alternative Capi | Stock-Other | 0.70% | — | -68.39% | |
| 16 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.29% | — | — | |
| 17 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.29% | — | — | |
| 18 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.21% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ARCC | Ares Capital CORP | +19% | +56.91% | Add |
| 2 | AGNC | Agnc Investment CORP | +3.7% | +150.00% | Add |
| 3 | NM 8.625 PERP | Navios Maritime Holdings | +1.1% | +42.56% | Add |
| 4 | NMM | Navios Maritime Partners L.P. | +0.6% | +25.49% | Add |
| 5 | NM 8.75 PERP G | Navios Maritime Holdings | +0.5% | +23.15% | Add |
| 6 | ✓ | Kcap Financial INC | -0.1% | — | Unchanged |
| 7 | BANX | Arrowmark Financial CORP | -0.2% | -18.69% | Trim |
| 8 | TCRDUSD | First Eagle Alternative Capi | -1.2% | -68.39% | Trim |
| 9 | PFLT | Pennantpark Floating Rate Ca | -2.2% | -33.33% | Trim |
| 10 | ✓ | American Capital Sr Floating LTD Com Usd0.01 | -2.8% | -47.78% | Trim |
| 11 | PNNT | Pennantpark Investment CORP | -7% | -76.00% | Trim |
| 12 | ✓ | Cys Invts INC | -15.2% | -89.41% | Trim |
| 13 | BTU | Peabody Energy CORP | — | NEW | New buy |
| 14 | UPL1EUR | Ultra Petroleum CORP | — | NEW | New buy |
| 15 | ✓ | Ship Finance Intl LTD Sr Note Conv | — | EXIT | Sold out |
| 16 | ✓ | Triangle Cap CORP | — | EXIT | Sold out |
| 17 | TNK | Teekay Tankers Ltd. | — | EXIT | Sold out |
| 18 | ✓ | Hoegh Lng Partners LP | — | EXIT | Sold out |
| 19 | ✓ | Ishares Tr | — | EXIT | Sold out |
| 20 | RIG | Transocean Ltd. | — | NEW | New buy |
| 21 | UPS | United Parcel Service, Inc. | — | EXIT | Sold out |
| 22 | IWM | Ishares Russell 2000 ETF | — | NEW | New buy |
| 23 | ✓ | Powershares Qqq Trust Ser 1 | — | NEW | New buy |
| 24 | EEM | Ishares Msci Emerging Market | — | NEW | New buy |