Harbert Fund Advisors, INC. — Q3 2025 13F Holdings

Name: Harbert Fund Advisors, INC. — 13F Holdings, Q3 2025
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001616659

Total reported value

$3.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	LQDA	Liquidia CORP	Stock-Other	22.97%	—	-40.41%
2	✓		Stock-Other	20.75%	—	—
3	INVE	Identiv INC	Stock-Other	17.68%	+3.48%	—
4	TACT	Transact Technologies INC	Stock-Other	14.72%	-3.48%	-35.00%
5	FENC	Fennec Pharmaceuticals INC	Stock-Other	10.86%	—	-38.18%
6	OCUL	Ocular Therapeutix INC	Stock-Other	3.81%	—	—
7	NTSK	Netskope Inc-cl A	Stock-Other	2.22%	—	—
8	AMZN	Amazon.com INC	Stock-Consumer Disc	2.16%	—	—
9	TSM	Taiwan Semiconductor-sp Adr	Stock-Tech	2.15%	—	—
10	MSFT	Microsoft CORP	Stock-Tech	1.81%	—	—
11	✓		Stock-Other	0.69%	—	—
12	KG8	Triller Group INC	Stock-Other	0.18%	—	—

Holding changes this quarter

Position changes disclosed by Harbert Fund Advisors, INC. for the quarter ending Q3 2025, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LQDA	Liquidia CORP	+17.3%	-40.41%	Trim
2	FENC	Fennec Pharmaceuticals INC	+7.6%	-38.18%	Trim
3	TSM	Taiwan Semiconductor-sp Adr	+0.4%	—	Trim
4	MSFT	Microsoft CORP	-2.5%	—	Trim
5	AMZN	Amazon.com INC	-6.1%	—	Trim
6	ARAY	Accuray INC	—	EXIT	Sold out
7	META	Meta Platforms Inc-class A	—	EXIT	Sold out
8	GOOG	Alphabet Inc-cl C	—	EXIT	Sold out
9	INFU	Infusystem Holdings INC	—	EXIT	Sold out
10	W	Wayfair Inc- Class A	—	EXIT	Sold out
11	SPOT	Spotify Technology S.A.	—	EXIT	Sold out
12	IIIV	I3 Verticals Inc-class A	—	EXIT	Sold out
13	ENZB	Enzo Biochem INC	—	EXIT	Sold out
14	NFLX	Netflix INC	—	EXIT	Sold out
15	V	Visa Inc-class A Shares	—	EXIT	Sold out
16	SPGI	S&p Global INC	—	EXIT	Sold out
17	MA	Mastercard INC - A	—	EXIT	Sold out
18	MCO	Moody's CORP	—	EXIT	Sold out
19	NVDA	Nvidia CORP	—	EXIT	Sold out
20	CVNA	Carvana Co	—	EXIT	Sold out
21	GFL	Gfl Environmental Inc-sub Vt	—	EXIT	Sold out
22	DE	Deere & Co	—	EXIT	Sold out
23	ISRG	Intuitive Surgical INC	—	EXIT	Sold out
24	CEG	Constellation Energy	—	EXIT	Sold out
25	PCOR	Procore Technologies INC	—	EXIT	Sold out
26	ELV	Elevance Health INC	—	EXIT	Sold out
27	VST	Vistra CORP	—	EXIT	Sold out
28	JPM	Jpmorgan Chase & Co	—	EXIT	Sold out
29	AAPL	Apple INC	—	EXIT	Sold out
30	IQV	Iqvia Holdings INC	—	EXIT	Sold out
31	UNP	Union Pacific CORP	—	EXIT	Sold out
32	U	Unity Software INC	—	EXIT	Sold out
33	BSX	Boston Scientific CORP	—	EXIT	Sold out
34	EMBJ	Embraer Sa-spon Adr	—	EXIT	Sold out
35	THC	Tenet Healthcare CORP	—	EXIT	Sold out
36	PANW	Palo Alto Networks INC	—	EXIT	Sold out
37	TEAM	Atlassian Corp-cl A	—	EXIT	Sold out
38	LV10	Streamline Health Solutions	—	EXIT	Sold out
39	HON	Honeywell International INC	—	EXIT	Sold out
40	SNOW	Snowflake INC	—	EXIT	Sold out
41	WMT	Walmart INC	—	EXIT	Sold out
42	NBIS	Nebius Group NV	—	EXIT	Sold out
43	NTRA	Natera INC	—	EXIT	Sold out
44	SARO	Standardaero INC	—	EXIT	Sold out
45	LLY	Eli Lilly & Co	—	EXIT	Sold out
46	OCUL	Ocular Therapeutix INC	—	NEW	New buy
47	DHR	Danaher CORP	—	EXIT	Sold out
48	✓	Cantor Equity Partners I INC	—	EXIT	Sold out
49	SAIL	Sailpoint INC	—	EXIT	Sold out
50	NTSK	Netskope Inc-cl A	—	NEW	New buy