Harbert Fund Advisors, INC. — Q4 2018 13F Holdings

Name: Harbert Fund Advisors, INC. — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001616659

Total reported value

$3.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IIIV	I3 Verticals Inc-class A	Stock-Other	43.26%	—	—
2	BKO	Bluerock Residential Growth	Stock-Other	12.91%	—	—
3	RUBIEUR	Rubicon Project Inc/the	Stock-Other	6.17%	—	—
4	MCHX	Marchex Inc-class B	Stock-Other	5.40%	—	—
5	DZSIEUR	Dasan Zhone Solutions INC	Stock-Other	5.20%	—	—
6	ENZB	Enzo Biochem INC	Stock-Other	4.55%	—	—
7	PRCPGBP	Perceptron INC	Stock-Other	4.19%	—	—
8	AMBRUSD	Amber Road INC	Stock-Other	3.52%	—	—
9	✓	ECOLOGY & ENVIRONMENT INC	Stock-Other	3.32%	—	—
10	HIVEEUR	Aerohive Networks INC	Stock-Other	2.86%	—	—
11	✓	Fusion Telecommunications In	Stock-Other	2.53%	—	—
12	QUMUEUR	Qumu CORP	Stock-Other	2.46%	—	—
13	✓	1347 Ppty Ins Hldgs INC	Stock-Other	2.12%	—	—
14	✓	Streamline Health Solutions	Stock-Other	1.52%	—	—

Holding changes this quarter

Position changes disclosed by Harbert Fund Advisors, INC. for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IIIV	I3 Verticals Inc-class A	—	NEW	New buy
2	BKO	Bluerock Residential Growth	—	NEW	New buy
3	USX1	United States Steel CORP	—	EXIT	Sold out
4	NWSA	News CORP - Class A	—	EXIT	Sold out
5	✓		—	EXIT	Sold out
6	GTS	Triple-s Management CORP	—	EXIT	Sold out
7	✓	Exelis INC	—	EXIT	Sold out
8	PFE	Pfizer INC	—	EXIT	Sold out
9	RUBIEUR	Rubicon Project Inc/the	—	NEW	New buy
10	MCHX	Marchex Inc-class B	—	NEW	New buy
11	DZSIEUR	Dasan Zhone Solutions INC	—	NEW	New buy
12	ENZB	Enzo Biochem INC	—	NEW	New buy
13	MSFT	Microsoft CORP	—	EXIT	Sold out
14	PRCPGBP	Perceptron INC	—	NEW	New buy
15	ORCL	Oracle CORP	—	EXIT	Sold out
16	XLF	Ss Financial Select Sector	—	EXIT	Sold out
17	IYR	Ishares US Real Estate ETF	—	EXIT	Sold out
18	AMBRUSD	Amber Road INC	—	NEW	New buy
19	✓	ECOLOGY & ENVIRONMENT INC	—	NEW	New buy
20	CHTR	Charter Communications, Inc.	—	EXIT	Sold out
21	✓	Clifton Savings	—	EXIT	Sold out
22	HIVEEUR	Aerohive Networks INC	—	NEW	New buy
23	AIG	American International Group	—	EXIT	Sold out
24	DFODQ	Dean Foods Co	—	EXIT	Sold out
25	MU	Micron Technology INC	—	EXIT	Sold out
26	✓	Fusion Telecommunications In	—	NEW	New buy
27	QUMUEUR	Qumu CORP	—	NEW	New buy
28	✓		—	EXIT	Sold out
29	✓	1347 Ppty Ins Hldgs INC	—	NEW	New buy
30	OBDC	Blue Owl Capital Corporation	—	EXIT	Sold out
31	VSH	Vishay Intertechnology INC	—	EXIT	Sold out
32	MRO*	Marathon Oil CORP	—	EXIT	Sold out
33	✓	Streamline Health Solutions	—	NEW	New buy
34	MSGS	Madison Square Garden Sports Corp.	—	EXIT	Sold out
35	✓	Martha Stewart Living Omnime	—	EXIT	Sold out
36	GHC	Graham Holdings Co-class B	—	EXIT	Sold out
37	NEWMEUR	USA Today Co INC	—	EXIT	Sold out
38	BMA	Banco Macro Sa-adr	—	EXIT	Sold out
39	YPF	Ypf S.a.-sponsored Adr	—	EXIT	Sold out
40	GGAL	Grupo Financiero Galicia-adr	—	EXIT	Sold out
41	BFRUSD	Bbva Argentina Sa-adr	—	EXIT	Sold out