Golden State Wealth Management, LLC — Q4 2019 13F Holdings

Name: Golden State Wealth Management, LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001776033

Total reported value

$1.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Invesco Qqq Trust	Stock-Other	11.54%	—	—
2	SCHB	Schwab US Broad Market ETF	ETF-Other	11.28%	—	—
3	FTA	First Trust L C Val Alp	ETF-Other	10.87%	—	—
4	FVD	First Trust Value Line Dvd	ETF-Other	10.53%	-0.89%	+673.09%
5	JPUS	Jpmorgan Div Ret US Eq ETF	ETF-Other	10.30%	—	—
6	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	9.93%	—	+23234.88%
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	6.69%	—	+3632.08%
8	JPFP	JPMorgan Managed Futures Plus ETF	ETF-Other	5.53%	—	—
9	GLD	Spdr Gold Shares	ETF-Commodities	4.67%	—	+12554.55%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.97%	-0.24%	+118.23%
11	TIP	Ishares Tips Bond ETF	ETF-Other	3.35%	—	+17955.05%
12	CXSE	Wisdomtree China Ex-st Ow	ETF-Emerging Markets	3.30%	—	—
13	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.90%	—	-1.76%
14	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.89%	—	+2199.49%
15	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.49%	+0.07%	-82.22%
16	FVAL	Fidelity Value Factor ETF	ETF-Other	0.47%	—	—
17	UAL	United Airlines Holdings INC	Stock-Industrials	0.46%	—	+306511.11%
18	AAPL	Apple INC	Stock-Tech	0.41%	-0.22%	-80.11%
19	SCHX	Schwab US Large-cap ETF	ETF-Other	0.38%	—	+324100.00%
20	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.35%	+1.00%	+5558.58%
21	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.34%	—	-94.11%
22	ORCL	Oracle CORP	Stock-Tech	0.32%	—	+1162.97%
23	✓	Listed Fd Tr	Stock-Other	0.31%	—	—
24	SCHV	Schwab US Large-cap Value	ETF-Other	0.27%	—	—
25	SCHG	Schwab US Large-cap Growth	ETF-Other	0.21%	—	+296.67%
26	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	0.19%	—	—
27	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	0.18%	—	+197041.67%
28	FSS	Federal Signal CORP	Stock-Industrials	0.17%	—	—
29	CXPUSD	Columbia Property Trust INC	Stock-Other	0.16%	—	—
30	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.12%	—	+523.41%
31	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.11%	—	-26.25%
32	AMZN	Amazon.com INC	Stock-Consumer Disc	0.10%	-0.01%	-91.16%
33	JPM	Jpmorgan Chase & Co	Stock-Financials	0.08%	—	-80.73%
34	BA	Boeing Co/the	Stock-Industrials	0.07%	—	-77.23%
35	VV	Vanguard Large-cap ETF	ETF-Other	0.07%	—	+514.62%
36	CSCO	Cisco Systems INC	Stock-Tech	0.07%	—	-32.70%
37	XMQTX	Blackrock Muniyield Qlty Ii	Stock-Other	0.06%	—	—
38	CVX	Chevron CORP	Stock-Energy	0.06%	—	-65.18%
39	✓	Blackrock Munihldgs Fd Ii In	Stock-Other	0.06%	—	—
40	CAT	Caterpillar INC	Stock-Industrials	0.06%	—	-34.89%
41	T	At&t INC	Stock-Comm Services	0.06%	—	-68.52%
42	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.05%	—	-26.87%
43	PFE	Pfizer INC	Stock-Healthcare	0.05%	—	-30.48%
44	KO	Coca-cola Co/the	Stock-Consumer Staples	0.05%	—	-29.66%
45	VZ	Verizon Communications INC	Stock-Comm Services	0.05%	—	-70.00%
46	MSFT	Microsoft CORP	Stock-Tech	0.05%	—	-83.76%
47	DAL	Delta Air Lines INC	Stock-Industrials	0.05%	—	—
48	INTC	Intel CORP	Stock-Tech	0.05%	—	-24.49%
49	MO	Altria Group INC	Stock-Consumer Staples	0.05%	—	-81.39%
50	XOM	Exxon Mobil CORP	Stock-Energy	0.05%	—	-80.36%

1–50 of 54

Holding changes this quarter

Position changes disclosed by Golden State Wealth Management, LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHE	Schwab Emrg Mrkts Eqty ETF	+9.9%	+23234.88%	Add
2	FVD	First Trust Value Line Dvd	+8.3%	+673.09%	Add
3	VTI	Vanguard Total Stock Mkt ETF	+6.4%	+3632.08%	Add
4	GLD	Spdr Gold Shares	+4.6%	+12554.55%	Add
5	TIP	Ishares Tips Bond ETF	+3.3%	+17955.05%	Add
6	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.1%	+118.23%	Add
7	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.8%	+2199.49%	Add
8	UAL	United Airlines Holdings INC	+0.5%	+306511.11%	Add
9	SCHX	Schwab US Large-cap ETF	+0.4%	+324100.00%	Add
10	IEMG	Ishares Core Msci Emerging	+0.3%	+5558.58%	Add
11	AMZN	Amazon.com INC	-1.8%	-91.16%	Trim
12	AAPL	Apple INC	-2.3%	-80.11%	Trim
13	IVV	Ishares Core S&p 500 ETF	-3.9%	-82.22%	Trim
14	AGG	Ishares Core U.s. Aggregate	-9.6%	-94.11%	Trim
15	✓	Invesco Qqq Trust	—	NEW	New buy
16	SCHB	Schwab US Broad Market ETF	—	NEW	New buy
17	FTA	First Trust L C Val Alp	—	NEW	New buy
18	JPUS	Jpmorgan Div Ret US Eq ETF	—	NEW	New buy
19	JPFP	JPMorgan Managed Futures Plus ETF	—	NEW	New buy
20	CXSE	Wisdomtree China Ex-st Ow	—	NEW	New buy
21	CFA	Victoryshares US 500 Volatil	—	EXIT	Sold out
22	VNLA	Janus Henderson Short Durati	—	EXIT	Sold out
23	FTSM	First Trust Enh Short Mat Fd	—	EXIT	Sold out
24	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
25	FTCS	First Trust Capital Strength	—	EXIT	Sold out
26	MTUM	Ishares Msci USA Momentum Fa	—	EXIT	Sold out
27	IWO	Ishares Russell 2000 Growth	—	EXIT	Sold out
28	RODM	Hartford Multifact Dev Mrkt	—	EXIT	Sold out
29	GOOGL	Alphabet Inc-cl A	—	EXIT	Sold out
30	IUSG	Ishares Core S&p U.s. Growth	—	EXIT	Sold out
31	FPX	First Trust US Equity Opport	—	EXIT	Sold out
32	IJH	Ishares Core S&p Midcap ETF	—	EXIT	Sold out
33	DON	Wisdomtree US Midcap Dividen	—	EXIT	Sold out
34	ITOT	Ishares Core S&p Total U.s.	—	EXIT	Sold out
35	BND	Vanguard Total Bond Market	—	EXIT	Sold out
36	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out
37	XLF	Ss Financial Select Sector	—	EXIT	Sold out
38	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	EXIT	Sold out
39	FVAL	Fidelity Value Factor ETF	—	NEW	New buy
40	BX	Blackstone INC	—	EXIT	Sold out
41	SDY	Ss Spdr S&p Dividend ETF	—	EXIT	Sold out
42	EES	Wisdomtree US Smallcap Fund	—	EXIT	Sold out
43	1JFD	Pimco Dynamic Credit And Mor	—	EXIT	Sold out
44	LMT	Lockheed Martin CORP	—	EXIT	Sold out
45	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
46	IWP	Ishares Russell Mid-cap Grow	—	EXIT	Sold out
47	✓	Listed Fd Tr	—	NEW	New buy
48	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
49	DSL	Doubleline Income Solutions	—	EXIT	Sold out
50	FTSD	Franklin Short Duration U.s.	—	EXIT	Sold out