Founders Financial Securities LLC — Q3 2020 13F Holdings

Name: Founders Financial Securities LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	10.03%	+0.06%	+63.95%
2	SPYV	Ss Spdr P S&p 500 Value ETF	ETF-Large Cap & Growth	7.29%	+0.14%	-2.07%
3	VEA	Vanguard Ftse Developed ETF	ETF-Other	4.73%	+0.11%	—
4	AGG	Ishares Core U.s. Aggregate	ETF-Other	4.05%	—	+11.67%
5	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	3.80%	—	-7.43%
6	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	3.70%	—	+139.99%
7	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	3.23%	—	+25.39%
8	BND	Vanguard Total Bond Market	ETF-Other	3.19%	—	+20.29%
9	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	3.07%	+0.33%	+25.11%
10	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	3.04%	—	+12.17%
11	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.83%	+1.05%	+51.42%
12	FIXD	First Trust Smith Opportunis	ETF-Other	2.57%	—	+1207.58%
13	FVD	First Trust Value Line Dvd	ETF-Other	2.10%	—	+156.62%
14	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	2.07%	-0.21%	+32.67%
15	SPEM	State Street Sp Ptf Em ETF	ETF-Other	1.73%	—	+2.53%
16	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.72%	—	+66.94%
17	AAPL	Apple INC	Stock-Tech	1.41%	-0.40%	+161.77%
18	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.35%	—	-3.29%
19	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	1.31%	—	+4.73%
20	BOND	Pimco Active Bond Exchange-t	ETF-Other	1.30%	—	-35.49%
21	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.25%	—	+49.07%
22	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.20%	—	-11.47%
23	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	1.19%	—	-28.32%
24	EZU	Ishares Msci Eurozone ETF	ETF-Other	1.17%	—	+26.78%
25	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.97%	—	+84.17%
26	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.95%	—	+25.07%
27	MDY	State Street Spdr S&p Midcap	ETF-Other	0.88%	—	+89.91%
28	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.85%	—	+304.97%
29	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.84%	—	+60.13%
30	HTD	John Hancock Tax Adv Dvd INC	Stock-Other	0.83%	—	-3.78%
31	MSFT	Microsoft CORP	Stock-Tech	0.70%	-0.36%	-23.53%
32	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.65%	—	+10.13%
33	SHOP	Shopify INC - Class A	Stock-Tech	0.59%	—	-45.44%
34	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.57%	—	-39.74%
35	SHW	Sherwin-williams Co/the	Stock-Materials	0.57%	—	-0.43%
36	AGGY	Wisdomtree Yield Enhanced US	ETF-Other	0.55%	—	—
37	MUB	Ishares National Muni Bond E	ETF-Other	0.46%	—	-0.41%
38	XSLV	Invesco S&p Smallcap Low Vol	ETF-Other	0.45%	—	-19.79%
39	JNJ	Johnson & Johnson	Stock-Healthcare	0.45%	—	-28.63%
40	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.42%	—	+2.07%
41	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	0.40%	+0.10%	-33.78%
42	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.39%	—	—
43	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.39%	—	—
44	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.39%	—	-68.06%
45	PFF	Ishares Preferred & Income S	ETF-Other	0.38%	—	+52.25%
46	UNH	Unitedhealth Group INC	Stock-Healthcare	0.37%	—	—
47	LMT	Lockheed Martin CORP	Stock-Industrials	0.34%	—	-25.08%
48	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.34%	—	-8.77%
49	WMT	Walmart INC	Stock-Consumer Staples	0.34%	—	-11.06%
50	DIS	Walt Disney Co/the	Stock-Comm Services	0.33%	—	+17.69%

1–50 of 158

Holding changes this quarter

Position changes disclosed by Founders Financial Securities LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPYG	Ss Spdr P S&p 500 Growth ETF	+4.5%	+63.95%	Add
2	FIXD	First Trust Smith Opportunis	+2.4%	+1207.58%	Add
3	QQQ	Invesco Qqq Trust Series 1	+2.3%	+139.99%	Add
4	FVD	First Trust Value Line Dvd	+1.3%	+156.62%	Add
5	VIG	Vanguard Dividend Apprec ETF	+1.1%	+51.42%	Add
6	IEMG	Ishares Core Msci Emerging	+0.9%	+25.39%	Add
7	MTUM	Ishares Msci USA Momentum Fa	+0.8%	+66.94%	Add
8	IJR	Ishares Core S&p Small-cap E	+0.6%	+25.11%	Add
9	JPST	Jpmorgan Ultra-short Income	+0.6%	+304.97%	Add
10	USMV	Ishares Msci USA Min Vol Fac	+0.6%	+32.67%	Add
11	BND	Vanguard Total Bond Market	+0.5%	+20.29%	Add
12	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.5%	+84.17%	Add
13	MDY	State Street Spdr S&p Midcap	+0.4%	+89.91%	Add
14	EMB	Ishares Jp Morgan Usd Emergi	+0.4%	+49.07%	Add
15	SPMD	Ss Spdr P S&p 400 Midcap ETF	+0.4%	+12.17%	Add
16	AGG	Ishares Core U.s. Aggregate	+0.4%	+11.67%	Add
17	EFAV	Ishares Msci Eafe Min Vol Fa	+0.3%	+60.13%	Add
18	EZU	Ishares Msci Eurozone ETF	+0.3%	+26.78%	Add
19	PG	Procter & Gamble Co/the	-0.3%	-39.74%	Trim
20	XOM	Exxon Mobil CORP	-0.3%	-34.50%	Trim
21	AAPL	Apple INC	-0.4%	+161.77%	Add
22	SHOP	Shopify INC - Class A	-0.4%	-45.44%	Trim
23	TOTL	Ss Doubleline Tr Tact ETF	-0.5%	-28.32%	Trim
24	BOND	Pimco Active Bond Exchange-t	-0.7%	-35.49%	Trim
25	IEF	Ishares 7-10 Year Treasury B	-0.9%	-68.06%	Trim
26	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	EXIT	Sold out
27	VEA	Vanguard Ftse Developed ETF	—	NEW	New buy
28	QUAL	Ishares Msci USA Quality Fac	—	EXIT	Sold out
29	VEU	Vanguard Ftse All-world Ex-u	—	EXIT	Sold out
30	HEFA	Isha Curr Hedged Msci Eafe	—	EXIT	Sold out
31	SNPE	Xtrckr S&p 500 Scor&scrn ETF	—	EXIT	Sold out
32	IJH	Ishares Core S&p Midcap ETF	—	EXIT	Sold out
33	VSS	Vanguard Ftse All Wo X-us Sc	—	EXIT	Sold out
34	IEI	Ishares 3-7 Year Treasury Bo	—	EXIT	Sold out
35	HD	Home Depot INC	—	EXIT	Sold out
36	AGGY	Wisdomtree Yield Enhanced US	—	NEW	New buy
37	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	EXIT	Sold out
38	TSLA	Tesla INC	—	EXIT	Sold out
39	AMGN	Amgen INC	—	EXIT	Sold out
40	IGV	Ishares Expanded Tech-softwa	—	NEW	New buy
41	VYM	Vanguard High Dvd Yield ETF	—	NEW	New buy
42	MDT	Medtronic plc	—	NEW	New buy
43	USSG	Xtrackers Msci USA Sele Eqty	—	NEW	New buy
44	BMY	Bristol-myers Squibb Co	—	EXIT	Sold out
45	IHI	Ishares U.s. Medical Devices	—	NEW	New buy
46	KO	Coca-cola Co/the	—	EXIT	Sold out
47	CVX	Chevron CORP	—	EXIT	Sold out
48	V	Visa Inc-class A Shares	—	NEW	New buy
49	ADP	Automatic Data Processing	—	EXIT	Sold out
50	ESS	Essex Property Trust INC	—	EXIT	Sold out