Founders Financial Securities LLC — Q4 2019 13F Holdings

Name: Founders Financial Securities LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QUAL	Ishares Msci USA Quality Fac	ETF-Other	5.83%	—	+12.78%
2	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	5.78%	+0.33%	-13.99%
3	VTV	Vanguard Value ETF	ETF-Other	4.46%	-0.22%	-0.38%
4	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	3.97%	—	-20.46%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.58%	—	+4.26%
6	VO	Vanguard Mid-cap ETF	ETF-Other	3.56%	+0.03%	-0.16%
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	3.51%	—	-1.67%
8	SPYV	Ss Spdr P S&p 500 Value ETF	ETF-Large Cap & Growth	3.41%	+0.14%	+28.86%
9	IWF	Ishares Russell 1000 Growth	ETF-Other	3.28%	—	+1.19%
10	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	3.20%	—	+101.41%
11	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	3.02%	—	-4.06%
12	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.99%	+1.05%	+0.45%
13	BOND	Pimco Active Bond Exchange-t	ETF-Other	2.83%	—	-4.23%
14	BND	Vanguard Total Bond Market	ETF-Other	2.78%	—	-4.84%
15	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	2.63%	—	-1.28%
16	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	2.54%	-0.21%	+139.91%
17	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.50%	—	-1.40%
18	SPEM	State Street Sp Ptf Em ETF	ETF-Other	2.29%	—	—
19	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.77%	—	+9.84%
20	FTC	First Trust Large Cap Growth	ETF-Large Cap & Growth	1.65%	—	+7.14%
21	HYLB	Xtrackers Usd High Yield Cor	ETF-High Yield	1.58%	—	-2.73%
22	EZU	Ishares Msci Eurozone ETF	ETF-Other	1.41%	—	—
23	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.41%	—	-4.74%
24	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	1.24%	—	—
25	SNPE	Xtrckr S&p 500 Scor&scrn ETF	ETF-Large Cap & Growth	1.19%	—	+2.28%
26	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	1.14%	+0.06%	-67.51%
27	FTA	First Trust L C Val Alp	ETF-Other	1.10%	—	-31.53%
28	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	0.95%	—	+3.91%
29	DGRO	Ishares Core Dividend Growth	ETF-Other	0.87%	—	-65.58%
30	XSLV	Invesco S&p Smallcap Low Vol	ETF-Other	0.83%	—	+7.12%
31	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.81%	—	+78.58%
32	VSS	Vanguard Ftse All Wo X-us Sc	ETF-Other	0.81%	—	-2.13%
33	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.80%	—	+10.81%
34	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.77%	—	+11.51%
35	AAPL	Apple INC	Stock-Tech	0.72%	-0.40%	+11.98%
36	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.63%	—	-22.06%
37	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.61%	—	+9.08%
38	XOM	Exxon Mobil CORP	Stock-Energy	0.53%	—	+7.73%
39	PFF	Ishares Preferred & Income S	ETF-Other	0.51%	—	+12.32%
40	HD	Home Depot INC	Stock-Consumer Disc	0.50%	—	+2.85%
41	MUB	Ishares National Muni Bond E	ETF-Other	0.48%	—	+12.77%
42	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.47%	—	+2.76%
43	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.46%	—	+0.59%
44	JNJ	Johnson & Johnson	Stock-Healthcare	0.46%	—	+6.21%
45	AMGN	Amgen INC	Stock-Healthcare	0.45%	—	-0.31%
46	LMT	Lockheed Martin CORP	Stock-Industrials	0.43%	—	-0.21%
47	MDT	Medtronic plc	Stock-Healthcare	0.42%	—	+0.02%
48	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.41%	—	+19.05%
49	AGGY	Wisdomtree Yield Enhanced US	ETF-Other	0.41%	—	+3.02%
50	ALL	Allstate CORP	Stock-Financials	0.38%	—	+0.24%

1–50 of 120

Holding changes this quarter

Position changes disclosed by Founders Financial Securities LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPDW	Ste Str Spdr Pt Dw EU ETF	+1.8%	+101.41%	Add
2	USMV	Ishares Msci USA Min Vol Fac	+1.6%	+139.91%	Add
3	QUAL	Ishares Msci USA Quality Fac	+1.4%	+12.78%	Add
4	SPYV	Ss Spdr P S&p 500 Value ETF	+1.1%	+28.86%	Add
5	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.6%	+4.26%	Add
6	VTV	Vanguard Value ETF	+0.5%	-0.38%	Trim
7	IWF	Ishares Russell 1000 Growth	+0.5%	+1.19%	Add
8	EFAV	Ishares Msci Eafe Min Vol Fa	+0.4%	+78.58%	Add
9	VO	Vanguard Mid-cap ETF	+0.4%	-0.16%	Trim
10	IVV	Ishares Core S&p 500 ETF	+0.4%	+9.84%	Add
11	VIG	Vanguard Dividend Apprec ETF	+0.3%	+0.45%	Add
12	VEU	Vanguard Ftse All-world Ex-u	+0.3%	-1.40%	Trim
13	AAPL	Apple INC	+0.3%	+11.98%	Add
14	FTC	First Trust Large Cap Growth	+0.3%	+7.14%	Add
15	TOTL	Ss Doubleline Tr Tact ETF	0%	-4.06%	Trim
16	BND	Vanguard Total Bond Market	0%	-4.84%	Trim
17	BOND	Pimco Active Bond Exchange-t	0%	-4.23%	Trim
18	IWR	Ishares Russell Mid-cap ETF	-0.1%	-22.06%	Trim
19	IJR	Ishares Core S&p Small-cap E	-0.1%	-13.99%	Trim
20	FTA	First Trust L C Val Alp	-0.3%	-31.53%	Trim
21	IEMG	Ishares Core Msci Emerging	-0.3%	-20.46%	Trim
22	DGRO	Ishares Core Dividend Growth	-1.3%	-65.58%	Trim
23	SPYG	Ss Spdr P S&p 500 Growth ETF	-1.9%	-67.51%	Trim
24	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
25	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	EXIT	Sold out
26	SPEM	State Street Sp Ptf Em ETF	—	NEW	New buy
27	IDEV	Ishares Core Msci Dev Mkts	—	EXIT	Sold out
28	HTD	John Hancock Tax Adv Dvd INC	—	EXIT	Sold out
29	EZU	Ishares Msci Eurozone ETF	—	NEW	New buy
30	FVD	First Trust Value Line Dvd	—	EXIT	Sold out
31	DXJ	Wisdomtree Japan Hedged Eq	—	NEW	New buy
32	SCHM	Schwab US Mid Cap ETF	—	EXIT	Sold out
33	IEI	Ishares 3-7 Year Treasury Bo	—	EXIT	Sold out
34	PWB	Invesco Large Cap Growth ETF	—	EXIT	Sold out
35	NZF	Nuveen Municipal Credit Income Fund	—	EXIT	Sold out
36	ACWX	Ishares Msci Acwi Ex US ETF	—	EXIT	Sold out
37	SHW	Sherwin-williams Co/the	—	EXIT	Sold out
38	VYM	Vanguard High Dvd Yield ETF	—	EXIT	Sold out
39	XXHYBXX	New America High Income Fund	—	EXIT	Sold out
40	VPU	Vanguard Utilities ETF	—	EXIT	Sold out
41	FDN	First Trust Dj Internet Ind	—	EXIT	Sold out
42	TTEN	Totalenergies Se -spon Adr	—	EXIT	Sold out
43	PKO	Pimco Income Opportunity Fnd	—	EXIT	Sold out
44	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
45	ITA	Ishares U.s. Aerospace & Def	—	EXIT	Sold out
46	AYXEUR	Alteryx INC - Class A	—	EXIT	Sold out
47	IVW	Ishares S&p 500 Growth ETF	—	NEW	New buy
48	IVE	Ishares S&p 500 Value ETF	—	NEW	New buy
49	✓	Cyberark Software LTD	—	EXIT	Sold out
50	DIA	Ss Spdr Dow Jones Indus Avg	—	NEW	New buy