Founders Financial Securities LLC — Q1 2017 13F Holdings

Name: Founders Financial Securities LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTV	Vanguard Value ETF	ETF-Other	14.64%	-0.22%	-10.85%
2	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	7.14%	—	-24.32%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.01%	—	+2.62%
4	VO	Vanguard Mid-cap ETF	ETF-Other	4.89%	+0.03%	+3.11%
5	DBEU	Xtrackers Msci Europe Hedged	ETF-Other	4.30%	—	—
6	VB	Vanguard Small-cap ETF	ETF-Other	4.04%	—	+19.86%
7	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.83%	—	+3.83%
8	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	3.71%	—	-2.83%
9	✓	Powershares Qqq Trust Ser 1	Stock-Other	3.57%	—	—
10	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	3.10%	—	+3.66%
11	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.88%	—	+5.33%
12	IWF	Ishares Russell 1000 Growth	ETF-Other	2.58%	—	+3.04%
13	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.50%	—	+3.58%
14	BND	Vanguard Total Bond Market	ETF-Other	2.13%	—	+3.30%
15	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.89%	—	+24.18%
16	EFA	Ishares Msci Eafe ETF	ETF-Other	1.78%	—	-75.56%
17	HTD	John Hancock Tax Adv Dvd INC	Stock-Other	1.61%	—	—
18	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	1.47%	—	+1.51%
19	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.37%	—	+1.66%
20	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.31%	—	+0.83%
21	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.27%	—	+31.09%
22	✓	Powershares ETF Tr Ii	ETF-Other	1.27%	—	+6.44%
23	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	1.18%	—	-45.87%
24	FEZ	State Street Spdr Euro Stoxx	ETF-Other	1.15%	—	—
25	VBR	Vanguard Small-cap Value ETF	ETF-Other	1.10%	—	-56.64%
26	CWI	State Street Spdr Msci Acwi	ETF-Other	0.96%	—	+41.21%
27	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.92%	—	-4.24%
28	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.91%	—	—
29	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.85%	—	-1.20%
30	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.77%	—	+3.66%
31	FXG	First Trust Consumer Staples	ETF-Other	0.72%	—	-3.36%
32	XT	Ishar Fture Exp Tech Etf-usd	ETF-Tech	0.64%	—	—
33	IHI	Ishares U.s. Medical Devices	ETF-Other	0.63%	—	—
34	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.62%	—	+0.67%
35	✓	Invesco Financial Preferred ETF	ETF-Other	0.61%	—	-1.38%
36	XLF	Ss Financial Select Sector	ETF-Other	0.59%	-0.40%	—
37	WMT	Walmart INC	Stock-Consumer Staples	0.44%	—	+54.65%
38	✓	Powershares Dynamic Large Cap	Stock-Other	0.43%	—	-64.73%
39	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.39%	—	+8.50%
40	MUB	Ishares National Muni Bond E	ETF-Other	0.37%	—	-38.84%
41	QCOM	Qualcomm INC	Stock-Tech	0.37%	—	—
42	MAT	Mattel INC	Stock-Consumer Disc	0.36%	—	—
43	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.36%	—	—
44	CVS	Cvs Health CORP	Stock-Healthcare	0.36%	—	—
45	UTXZ	United Tech CORP	Stock-Other	0.36%	—	—
46	CSCO	Cisco Systems INC	Stock-Tech	0.36%	—	-5.96%
47	GILD	Gilead Sciences INC	Stock-Healthcare	0.35%	—	+29.11%
48	KO	Coca-cola Co/the	Stock-Consumer Staples	0.35%	—	+33.46%
49	MGA	Magna International INC	Stock-Consumer Disc	0.35%	—	+74.62%
50	RIO	Rio Tinto Plc-spon Adr	Stock-Materials	0.34%	—	—

1–50 of 89

Holding changes this quarter

Position changes disclosed by Founders Financial Securities LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VB	Vanguard Small-cap ETF	+0.5%	+19.86%	Add
2	QUAL	Ishares Msci USA Quality Fac	+0.3%	+24.18%	Add
3	CWI	State Street Spdr Msci Acwi	+0.3%	+41.21%	Add
4	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+31.09%	Add
5	VWO	Vanguard Ftse Emerging Marke	+0.2%	+3.83%	Add
6	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+3.58%	Add
7	IWF	Ishares Russell 1000 Growth	+0.1%	+3.04%	Add
8	EEM	Ishares Msci Emerging Market	—	-2.83%	Trim
9	DBEF	Xtrackers Msci Eafe Hedged E	—	+3.66%	Add
10	VO	Vanguard Mid-cap ETF	0%	+3.11%	Add
11	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	+2.62%	Add
12	MUB	Ishares National Muni Bond E	-0.3%	-38.84%	Trim
13	✓	Powershares Dynamic Large Cap	-0.8%	-64.73%	Trim
14	VBK	Vanguard Small-cap Grwth ETF	-1.1%	-45.87%	Trim
15	VBR	Vanguard Small-cap Value ETF	-1.6%	-56.64%	Trim
16	IVW	Ishares S&p 500 Growth ETF	-2.4%	-24.32%	Trim
17	VTV	Vanguard Value ETF	-2.9%	-10.85%	Trim
18	EFA	Ishares Msci Eafe ETF	-5.6%	-75.56%	Trim
19	DBEU	Xtrackers Msci Europe Hedged	—	NEW	New buy
20	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
21	HTD	John Hancock Tax Adv Dvd INC	—	NEW	New buy
22	FEZ	State Street Spdr Euro Stoxx	—	NEW	New buy
23	NZF	Nuveen Municipal Credit Income Fund	—	NEW	New buy
24	XT	Ishar Fture Exp Tech Etf-usd	—	NEW	New buy
25	IHI	Ishares U.s. Medical Devices	—	NEW	New buy
26	XLF	Ss Financial Select Sector	—	NEW	New buy
27	QCOM	Qualcomm INC	—	NEW	New buy
28	LVS	Las Vegas Sands CORP	—	NEW	New buy
29	MAT	Mattel INC	—	NEW	New buy
30	CVS	Cvs Health CORP	—	NEW	New buy
31	UTXZ	United Tech CORP	—	NEW	New buy
32	DBBUSD	Invesco Db Base Metals Fund	—	EXIT	Sold out
33	✓	Powershs Db Multi Sect Comm	—	EXIT	Sold out
34	RIO	Rio Tinto Plc-spon Adr	—	NEW	New buy
35	PKO	Pimco Income Opportunity Fnd	—	NEW	New buy
36	CLX	Clorox Company	—	EXIT	Sold out
37	TGT	Target CORP	—	EXIT	Sold out
38	✓	Powershares S&p Smallcap Low	—	NEW	New buy
39	KSS	Kohls CORP	—	NEW	New buy
40	FDN	First Trust Dj Internet Ind	—	EXIT	Sold out
41	KLAC	Kla CORP	—	EXIT	Sold out
42	FXN	First Trust Energy Alphadex	—	EXIT	Sold out
43	GSK	GSK plc ADRhedged	—	EXIT	Sold out
44	PUK	Prudential Plc-adr	—	EXIT	Sold out
45	UPS	United Parcel Service-cl B	—	EXIT	Sold out
46	TPR	Tapestry, Inc.	—	NEW	New buy
47	FTXO	First Trust Nasdaq Bank ETF	—	NEW	New buy
48	TMLP	Tortoise MLP ETF	—	NEW	New buy
49	BP	Bp Plc-spons Adr	—	EXIT	Sold out
50	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out