Founders Financial Securities LLC — Q4 2016 13F Holdings

Name: Founders Financial Securities LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTV	Vanguard Value ETF	ETF-Other	17.51%	-0.22%	+318.91%
2	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	9.55%	—	+110.59%
3	EFA	Ishares Msci Eafe ETF	ETF-Other	7.39%	—	—
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.06%	—	-4.58%
5	VO	Vanguard Mid-cap ETF	ETF-Other	4.90%	+0.03%	+36.31%
6	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	3.71%	—	-27.34%
7	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.63%	—	+134.09%
8	VB	Vanguard Small-cap ETF	ETF-Other	3.57%	—	-4.06%
9	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	3.10%	—	+16.62%
10	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.98%	—	-17.21%
11	VBR	Vanguard Small-cap Value ETF	ETF-Other	2.73%	—	—
12	IWF	Ishares Russell 1000 Growth	ETF-Other	2.52%	—	-28.87%
13	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.43%	—	+72.70%
14	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	2.26%	—	-38.81%
15	BND	Vanguard Total Bond Market	ETF-Other	2.24%	—	+32.26%
16	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.58%	—	-70.18%
17	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	1.57%	—	+48.09%
18	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.47%	—	-25.09%
19	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.35%	—	+8.18%
20	✓	Powershares ETF Tr Ii	ETF-Other	1.26%	—	+15.36%
21	✓	Powershares Dynamic Large Cap	Stock-Other	1.24%	—	+16.29%
22	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.04%	—	+2.80%
23	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.04%	—	—
24	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.93%	—	—
25	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.81%	—	—
26	FXG	First Trust Consumer Staples	ETF-Other	0.81%	—	-25.50%
27	CWI	State Street Spdr Msci Acwi	ETF-Other	0.69%	—	+14.85%
28	MUB	Ishares National Muni Bond E	ETF-Other	0.66%	—	+12.88%
29	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.65%	—	-85.38%
30	✓	Invesco Financial Preferred ETF	ETF-Other	0.65%	—	+121.36%
31	DBBUSD	Invesco Db Base Metals Fund	ETF-Other	0.38%	—	—
32	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.38%	—	+11.65%
33	✓	Powershs Db Multi Sect Comm	Stock-Other	0.37%	—	—
34	CSCO	Cisco Systems INC	Stock-Tech	0.37%	—	-1.48%
35	CLX	Clorox Company	Stock-Consumer Staples	0.37%	—	—
36	TGT	Target CORP	Stock-Consumer Disc	0.36%	—	-1.44%
37	AAPL	Apple INC	Stock-Tech	0.35%	-0.40%	-10.10%
38	GILD	Gilead Sciences INC	Stock-Healthcare	0.32%	—	-0.33%
39	FDN	First Trust Dj Internet Ind	ETF-Other	0.30%	—	-3.23%
40	WMT	Walmart INC	Stock-Consumer Staples	0.30%	—	-0.89%
41	KLAC	Kla CORP	Stock-Tech	0.30%	—	—
42	FXN	First Trust Energy Alphadex	ETF-Other	0.29%	—	-7.53%
43	FXU	First Trust Utilities Alphad	ETF-Other	0.29%	—	-2.11%
44	KO	Coca-cola Co/the	Stock-Consumer Staples	0.28%	—	—
45	GSK	GSK plc ADRhedged	Stock-Healthcare	0.28%	—	-0.11%
46	QTEC	First Trust Nasdq 100 Tech I	ETF-Tech	0.28%	—	—
47	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.28%	—	-0.37%
48	PUK	Prudential Plc-adr	Stock-Other	0.27%	—	-1.41%
49	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.26%	—	—
50	UPS	United Parcel Service-cl B	Stock-Industrials	0.26%	—	-1.67%

1–50 of 80

Holding changes this quarter

Position changes disclosed by Founders Financial Securities LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTV	Vanguard Value ETF	+13.5%	+318.91%	Add
2	IVW	Ishares S&p 500 Growth ETF	+4.9%	+110.59%	Add
3	VWO	Vanguard Ftse Emerging Marke	+2%	+134.09%	Add
4	VO	Vanguard Mid-cap ETF	+1.3%	+36.31%	Add
5	VEU	Vanguard Ftse All-world Ex-u	+0.9%	+72.70%	Add
6	DBEF	Xtrackers Msci Eafe Hedged E	+0.5%	+16.62%	Add
7	TOTL	Ss Doubleline Tr Tact ETF	+0.4%	+48.09%	Add
8	BND	Vanguard Total Bond Market	+0.4%	+32.26%	Add
9	✓	Invesco Financial Preferred ETF	+0.3%	+121.36%	Add
10	FXG	First Trust Consumer Staples	-0.3%	-25.50%	Trim
11	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.7%	-25.09%	Trim
12	AGG	Ishares Core U.s. Aggregate	-0.9%	-17.21%	Trim
13	IWF	Ishares Russell 1000 Growth	-1.1%	-28.87%	Trim
14	VBK	Vanguard Small-cap Grwth ETF	-1.5%	-38.81%	Trim
15	EEM	Ishares Msci Emerging Market	-1.9%	-27.34%	Trim
16	IJH	Ishares Core S&p Midcap ETF	-3.7%	-85.38%	Trim
17	QUAL	Ishares Msci USA Quality Fac	-3.7%	-70.18%	Trim
18	EFA	Ishares Msci Eafe ETF	—	NEW	New buy
19	IWN	Ishares Russell 2000 Value E	—	EXIT	Sold out
20	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
21	XLB	Ss Materials Select Sector	—	EXIT	Sold out
22	VBR	Vanguard Small-cap Value ETF	—	NEW	New buy
23	VT	Vanguard Tot World Stk ETF	—	EXIT	Sold out
24	DXJ	Wisdomtree Japan Hedged Eq	—	EXIT	Sold out
25	KBE	Ss Spdr S&p Bank ETF	—	EXIT	Sold out
26	SDY	Ss Spdr S&p Dividend ETF	—	EXIT	Sold out
27	INDA	Ishares Msci India ETF	—	EXIT	Sold out
28	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	NEW	New buy
29	SJNK	Ss Spdr Bb St Hi Yield ETF	—	NEW	New buy
30	✓	Powershares	—	EXIT	Sold out
31	SHY	Ishares 1-3 Year Treasury Bo	—	NEW	New buy
32	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
33	DBBUSD	Invesco Db Base Metals Fund	—	NEW	New buy
34	✓	Powershs Db Multi Sect Comm	—	NEW	New buy
35	CLX	Clorox Company	—	NEW	New buy
36	DBPUSD	Invesco Db Precious Metals F	—	EXIT	Sold out
37	✓	Powershs Db Multi Sector	—	EXIT	Sold out
38	AMP	Ameriprise Financial INC	—	EXIT	Sold out
39	USB	US Bancorp	—	EXIT	Sold out
40	HYLS	Ft Tactical High Yield ETF	—	EXIT	Sold out
41	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
42	ABT	Abbott Laboratories	—	EXIT	Sold out
43	VOD	Vodafone Group Plc-sp Adr	—	EXIT	Sold out
44	KLAC	Kla CORP	—	NEW	New buy
45	KO	Coca-cola Co/the	—	NEW	New buy
46	FXD	First Trust Consumer Discret	—	EXIT	Sold out
47	QTEC	First Trust Nasdq 100 Tech I	—	NEW	New buy
48	IEF	Ishares 7-10 Year Treasury B	—	NEW	New buy
49	FXR	First Trust Indst/producers	—	NEW	New buy
50	M	Macy's INC	—	EXIT	Sold out