Founders Financial Securities LLC — Q1 2016 13F Holdings

Name: Founders Financial Securities LLC — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	9.28%	—	-16.61%
2	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	8.48%	—	+35.71%
3	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	6.71%	—	-9.89%
4	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	6.62%	—	-3.55%
5	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	5.59%	—	—
6	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	4.88%	—	-10.40%
7	QUAL	Ishares Msci USA Quality Fac	ETF-Other	3.23%	—	—
8	IWF	Ishares Russell 1000 Growth	ETF-Other	3.18%	—	-23.72%
9	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	3.18%	—	-6.26%
10	ACWX	Ishares Msci Acwi Ex US ETF	ETF-Other	3.17%	—	-51.09%
11	VT	Vanguard Tot World Stk ETF	ETF-Other	2.96%	—	-15.42%
12	VTV	Vanguard Value ETF	ETF-Other	2.92%	-0.22%	-30.80%
13	VO	Vanguard Mid-cap ETF	ETF-Other	2.65%	+0.03%	-9.69%
14	IBM	Intl Business Machines CORP	Stock-Tech	1.81%	—	—
15	EMR	Emerson Electric Co	Stock-Industrials	1.81%	—	+0.12%
16	ABT	Abbott Laboratories	Stock-Healthcare	1.69%	—	—
17	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.65%	—	+0.39%
18	GSK	GSK plc ADRhedged	Stock-Healthcare	1.64%	—	—
19	F	Ford Motor Co	Stock-Consumer Disc	1.61%	—	+1.50%
20	WMT	Walmart INC	Stock-Consumer Staples	1.59%	—	—
21	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.52%	—	-5.27%
22	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.51%	—	+50.64%
23	DE	Deere & Co	Stock-Industrials	1.50%	—	-2.63%
24	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.46%	—	-2.26%
25	UPS	United Parcel Service-cl B	Stock-Industrials	1.44%	—	+0.37%
26	FITB	Fifth Third Bancorp	Stock-Financials	1.44%	—	+2.13%
27	VIAB	Viacom Inc-class B	Stock-Other	1.35%	—	+2.20%
28	VB	Vanguard Small-cap ETF	ETF-Other	1.30%	—	-10.01%
29	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.11%	—	-22.99%
30	PWVUSD	Invesco Dynamic Large Cap Va	ETF-Large Cap & Growth	1.09%	—	-0.72%
31	✓	Powershares Dynamic Large Cap	Stock-Other	1.05%	—	-4.94%
32	FXG	First Trust Consumer Staples	ETF-Other	1.05%	—	+9.91%
33	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.84%	—	—
34	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.77%	—	+1.23%
35	MUB	Ishares National Muni Bond E	ETF-Other	0.71%	—	+44.17%
36	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.68%	—	-2.10%
37	CWI	State Street Spdr Msci Acwi	ETF-Other	0.59%	—	+0.53%
38	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.37%	—	+3.29%
39	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.36%	+0.24%	-0.49%
40	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.33%	—	+0.33%
41	FXD	First Trust Consumer Discret	ETF-Other	0.32%	—	+58.14%
42	FXU	First Trust Utilities Alphad	ETF-Other	0.32%	—	—
43	FDN	First Trust Dj Internet Ind	ETF-Other	0.31%	—	+54.12%
44	BND	Vanguard Total Bond Market	ETF-Other	0.30%	—	-25.07%
45	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	0.29%	—	+48.60%
46	GBF	Ishares Government/credit Bo	ETF-Gov Bonds	0.29%	—	+52.85%
47	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.29%	—	+53.27%
48	FXN	First Trust Energy Alphadex	ETF-Other	0.28%	—	—
49	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.28%	—	+52.60%
50	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.27%	—	—

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Holding changes this quarter

Position changes disclosed by Founders Financial Securities LLC for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SHY	Ishares 1-3 Year Treasury Bo	+2.4%	+35.71%	Add
2	BSV	Vanguard Short-term Bond ETF	+0.5%	+50.64%	Add
3	EMR	Emerson Electric Co	+0.2%	+0.12%	Add
4	MUB	Ishares National Muni Bond E	+0.2%	+44.17%	Add
5	UPS	United Parcel Service-cl B	+0.2%	+0.37%	Add
6	FXG	First Trust Consumer Staples	+0.1%	+9.91%	Add
7	FXD	First Trust Consumer Discret	+0.1%	+58.14%	Add
8	GBF	Ishares Government/credit Bo	+0.1%	+52.85%	Add
9	TLH	Ishares 10-20 Year Treasury	+0.1%	+48.60%	Add
10	IGIB	Ishares 5-10y Inv Grade CORP	+0.1%	+53.27%	Add
11	IEF	Ishares 7-10 Year Treasury B	+0.1%	+52.60%	Add
12	FDN	First Trust Dj Internet Ind	+0.1%	+54.12%	Add
13	IVE	Ishares S&p 500 Value ETF	-0.1%	-3.55%	Trim
14	FEX	First Trust Large Cap Core A	-0.1%	-6.26%	Trim
15	BND	Vanguard Total Bond Market	-0.1%	-25.07%	Trim
16	VB	Vanguard Small-cap ETF	-0.1%	-10.01%	Trim
17	VO	Vanguard Mid-cap ETF	-0.2%	-9.69%	Trim
18	VWO	Vanguard Ftse Emerging Marke	-0.2%	-22.99%	Trim
19	FITB	Fifth Third Bancorp	-0.2%	+2.13%	Add
20	VT	Vanguard Tot World Stk ETF	-0.5%	-15.42%	Trim
21	IVW	Ishares S&p 500 Growth ETF	-0.6%	-9.89%	Trim
22	DBEF	Xtrackers Msci Eafe Hedged E	-0.8%	-10.40%	Trim
23	IWF	Ishares Russell 1000 Growth	-0.9%	-23.72%	Trim
24	VTV	Vanguard Value ETF	-1.2%	-30.80%	Trim
25	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.6%	-16.61%	Trim
26	ACWX	Ishares Msci Acwi Ex US ETF	-3.3%	-51.09%	Trim
27	DIA	Ss Spdr Dow Jones Indus Avg	—	NEW	New buy
28	QUAL	Ishares Msci USA Quality Fac	—	NEW	New buy
29	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
30	IBM	Intl Business Machines CORP	—	NEW	New buy
31	PNC	Pnc Financial Services Group	—	EXIT	Sold out
32	UL	Unilever PLC	—	EXIT	Sold out
33	TSM	Taiwan Semiconductor-sp Adr	—	EXIT	Sold out
34	ABT	Abbott Laboratories	—	NEW	New buy
35	MMM	3m Co	—	EXIT	Sold out
36	GSK	GSK plc ADRhedged	—	NEW	New buy
37	WMT	Walmart INC	—	NEW	New buy
38	YUM	Yum! Brands INC	—	EXIT	Sold out
39	INTC	Intel CORP	—	EXIT	Sold out
40	DEO	Diageo Plc-sponsored Adr	—	NEW	New buy
41	FXU	First Trust Utilities Alphad	—	NEW	New buy
42	FXN	First Trust Energy Alphadex	—	NEW	New buy
43	TLT	Ishares 20+ Year Treasury Bd	—	NEW	New buy
44	SHV	Ishares 0-1 Year Treasury Bo	—	EXIT	Sold out
45	✓	Powershares	—	EXIT	Sold out
46	FBT	First Trust Nyse Arca Biotec	—	EXIT	Sold out
47	FXH	First Trust Health Care Alph	—	EXIT	Sold out
48	TOTL	Ss Doubleline Tr Tact ETF	—	NEW	New buy
49	CBL	CBL & Associates Properties, Inc.	—	NEW	New buy
50	HRZN	Horizon Technology Finance C	—	NEW	New buy