Founders Financial Securities LLC — Q3 2014 13F Holdings

Name: Founders Financial Securities LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	15.16%	—	-14.32%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	11.39%	—	-30.22%
3	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	6.41%	—	—
4	✓	Powershares Qqq Trust Ser 1	Stock-Other	5.16%	—	—
5	VTV	Vanguard Value ETF	ETF-Other	4.07%	-0.22%	+10.09%
6	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.94%	—	+7.24%
7	VT	Vanguard Tot World Stk ETF	ETF-Other	3.92%	—	+10.53%
8	EFA	Ishares Msci Eafe ETF	ETF-Other	3.77%	—	+12.68%
9	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	3.10%	—	—
10	IWF	Ishares Russell 1000 Growth	ETF-Other	2.72%	—	+10.15%
11	XLV	Ss Health Care Select Sector	ETF-Other	2.16%	+0.26%	—
12	KBE	Ss Spdr S&p Bank ETF	ETF-Other	2.09%	—	—
13	EWP	Ishares Msci Spain ETF	ETF-Other	1.82%	—	+1118.54%
14	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.80%	—	+7.20%
15	MSFT	Microsoft CORP	Stock-Tech	1.72%	-0.36%	+8.71%
16	LLY	Eli Lilly & Co	Stock-Healthcare	1.66%	—	+11.90%
17	PEP	Pepsico INC	Stock-Consumer Staples	1.63%	—	+13.27%
18	MMM	3m Co	Stock-Industrials	1.57%	—	+13.33%
19	TSM	Taiwan Semiconductor-sp Adr	Stock-Tech	1.55%	—	+13.23%
20	COP	Conocophillips	Stock-Energy	1.52%	—	+7.03%
21	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.51%	—	—
22	BAX	Baxter International INC	Stock-Healthcare	1.49%	—	+14.12%
23	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.48%	—	+15.12%
24	F	Ford Motor Co	Stock-Consumer Disc	1.38%	—	+13.61%
25	SYTUSD	Syngenta Ag-adr	Stock-Other	1.36%	—	—
26	VO	Vanguard Mid-cap ETF	ETF-Other	1.34%	+0.03%	-30.91%
27	VB	Vanguard Small-cap ETF	ETF-Other	1.28%	—	+11.00%
28	EUFN	Ishares Msci Europe Financia	ETF-Other	1.27%	—	—
29	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.10%	—	+54.14%
30	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.93%	+0.24%	-15.56%
31	NSC	Norfolk Southern CORP	Stock-Industrials	0.87%	—	+4.37%
32	CSX	Csx CORP	Stock-Industrials	0.86%	—	+12.19%
33	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.73%	—	+3.19%
34	FXG	First Trust Consumer Staples	ETF-Other	0.61%	—	+35.05%
35	MUB	Ishares National Muni Bond E	ETF-Other	0.50%	—	+3.33%
36	FBT	First Trust Nyse Arca Biotec	ETF-Other	0.45%	—	-1.78%
37	FXH	First Trust Health Care Alph	ETF-Other	0.42%	—	+2.09%
38	FXD	First Trust Consumer Discret	ETF-Other	0.38%	—	+2.86%
39	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.30%	—	-26.39%
40	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.25%	—	-61.86%
41	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.23%	—	+3.52%
42	✓	Powershs Db Multi Sect Comm	Stock-Other	0.21%	—	+3.75%
43	✓	Powershs Db Multi Sect Comm	Stock-Other	0.20%	—	+4.16%
44	ITRI	Itron INC	Stock-Tech	0.19%	—	+5.65%
45	MSTR	Strategy INC	Stock-Tech	0.18%	—	+5.28%
46	IYY	Ishares Dow Jones U.s. ETF	ETF-Other	0.18%	—	+2.89%
47	IBND	State Street Spdr Bloomberg	ETF-Other	0.18%	—	—
48	✓	Dts INC Com	Stock-Other	0.17%	—	—
49	EWK	Ishares Msci Belgium ETF	ETF-Other	0.17%	—	—
50	SM	Sm Energy Co	Stock-Energy	0.16%	—	+7.30%

1–50 of 70

Holding changes this quarter

Position changes disclosed by Founders Financial Securities LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EWP	Ishares Msci Spain ETF	+1.7%	+1118.54%	Add
2	AGG	Ishares Core U.s. Aggregate	+0.4%	+54.14%	Add
3	VTV	Vanguard Value ETF	+0.2%	+10.09%	Add
4	MSFT	Microsoft CORP	+0.2%	+8.71%	Add
5	PEP	Pepsico INC	+0.2%	+13.27%	Add
6	LLY	Eli Lilly & Co	+0.2%	+11.90%	Add
7	IWF	Ishares Russell 1000 Growth	+0.2%	+10.15%	Add
8	FXG	First Trust Consumer Staples	+0.1%	+35.05%	Add
9	BAX	Baxter International INC	+0.1%	+14.12%	Add
10	VT	Vanguard Tot World Stk ETF	+0.1%	+10.53%	Add
11	MMM	3m Co	+0.1%	+13.33%	Add
12	AEP	American Electric Power Company, Inc.	+0.1%	+15.12%	Add
13	CSX	Csx CORP	+0.1%	+12.19%	Add
14	AMLPUSD	Alerian Mlp ETF	+0.1%	+7.20%	Add
15	EFA	Ishares Msci Eafe ETF	+0.1%	+12.68%	Add
16	VWO	Vanguard Ftse Emerging Marke	0%	+7.24%	Add
17	XLP	Ss Consumer Staples Sel Sect	-0.2%	-15.56%	Trim
18	BOND	Pimco Active Bond Exchange-t	-0.4%	-61.86%	Trim
19	VO	Vanguard Mid-cap ETF	-0.7%	-30.91%	Trim
20	SPY	Ss Spdr S&p 500 ETF Trust-us	-3.1%	-14.32%	Trim
21	IVV	Ishares Core S&p 500 ETF	-5.5%	-30.22%	Trim
22	IVW	Ishares S&p 500 Growth ETF	—	NEW	New buy
23	ACWX	Ishares Msci Acwi Ex US ETF	—	EXIT	Sold out
24	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
25	DXJ	Wisdomtree Japan Hedged Eq	—	NEW	New buy
26	XLV	Ss Health Care Select Sector	—	NEW	New buy
27	KBE	Ss Spdr S&p Bank ETF	—	NEW	New buy
28	IGV	Ishares Expanded Tech-softwa	—	EXIT	Sold out
29	VOD	Vodafone Group Plc-sp Adr	—	NEW	New buy
30	GLW	Corning INC	—	EXIT	Sold out
31	SYTUSD	Syngenta Ag-adr	—	NEW	New buy
32	XLE	Ss Energy Select Sector	—	EXIT	Sold out
33	KMB	Kimberly-clark CORP	—	EXIT	Sold out
34	EUFN	Ishares Msci Europe Financia	—	NEW	New buy
35	EEM	Ishares Msci Emerging Market	—	EXIT	Sold out
36	ILF	Ishares Latin America 40 ETF	—	EXIT	Sold out
37	BKF	Ishares Msci Bic ETF	—	EXIT	Sold out
38	✓	Powershares	—	EXIT	Sold out
39	CARBUSD	Carbonite INC	—	EXIT	Sold out
40	IBND	State Street Spdr Bloomberg	—	NEW	New buy
41	✓	Dts INC Com	—	NEW	New buy
42	EWK	Ishares Msci Belgium ETF	—	NEW	New buy
43	BNDX	Vanguard Total Intl Bond ETF	—	EXIT	Sold out
44	EWD	Ishares Msci Sweden ETF	—	EXIT	Sold out
45	✓	Sigma Design INC	—	EXIT	Sold out
46	HYS	Pimco 0-5 Year H/y CORP Bond	—	EXIT	Sold out
47	NTAP	Netapp INC	—	NEW	New buy
48	✓	Novatel Wireless INC	—	EXIT	Sold out
49	✓	General Cable INC Com	—	EXIT	Sold out
50	NVDA	Nvidia CORP	—	NEW	New buy